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Provisions issued on August 26, 2010, by Administrative Order No. 57 of the State Intellectual Property Office (SIPO) on Patent Electronic Application



The Provisions on Patent Electronic Application

Come into effect as of October 1, 2010.

Article 1 The present Provisions are hereby formulated in accordance with Article 2 and

paragraph 2, Article 15 of the Implementing Regulations of the Patent Law of the People’s

Republic of China (hereinafter the Implementing Regulations of the Patent Law), for the

purpose of regulating the relevant procedures and requirements for patent applications put

forward in electronic document form through the Internet (hereinafter the patent electronic

application), making it convenient for applicants to submit patent applications, improving the

efficiency of examining and approving patents and promoting Electronic government

construction.

Article 2 Anyone who wishes to make patent electronic applications shall sign the User

Registration Agreement of Patent Electronic Application System (hereinafter the User

Agreement) with the State Intellectual Property Office beforehand.

A patent agency that opens agency business for patent electronic application shall sign

the User Agreement with the State Intellectual Property Office in the name of the patent

agency.

Where an applicant who appoints a patent agency that has signed the User Agreement

with the State Intellectual Property Office to handle patent electronic application business,

shall be exempted from signing an additional User Agreement with the State Intellectual

Property Office.

Article 3 Where there are two or more applicants without appointing a patent agency, the

applicant submitting the electronic application shall be the representative.

Article 4 Patent Applications of inventions, utility models and industrial designs may

all be filed in electronic document form.

The patent application which enters the Chinese national phase in accordance with the

provisions of paragraph 2, Article 101 of the Implementing Regulations of the Patent Law

may be filed in electronic document form.

For international patent applications being filed to the State Intellectual Property Office in

accordance with the provisions of paragraph 1, Article 101 of the Implementing Regulations

of the Patent Law, the present Provisions shall not apply.

Article 5 Where a patent application relates to the security or other vital interests of the

State and is required to be kept secret, shall be submitted in paper form.

After an applicant submits a patent application in electronic document form, if the State

Intellectual Property Office finds the patent application required to be kept secret, shall

convert the patent application into paper document form to continue examining, and notify the

applicant. The applicant shall submit various documents in paper form in the following

procedure.

Where an applicant files an application for patent directly in a foreign country or an

international patent application with a relevant foreign organization in accordance with item

(1) of paragraph 2, Article 8 of the Implementing Regulations of the Patent Law, shall submit

the Request for Confidentiality Examination and Technical Solution to the State Intellectual

Property Office in paper form.

Article 6 Where an applicant submits a patent electronic application and relevant

documents, he/it shall abide by the file formats, data standards, operational procedures,

and ways of transmission as prescribed. The patent electronic application and relevant

documents which are not received normally by the patent electronic application system of the

State Intellectual Property Office, shall be deemed as not being submitted.

Article 7 Where an applicant goes through various formalities of patent electronic

application, he/it shall submit the relevant documents in electronic document form. Except as

otherwise prescribed, the State Intellectual Property Office shall not accept the relevant

documents in paper form submitted by applicant. And the relevant documents shall be

deemed as not having been submitted in case it does not comply with the provisions of this

paragraph.

Where an applicant files a patent application in paper form which is then accepted, he/it

may request to transfer the paper application into patent electronic application, unless the

patent application relates to the security or other vital interests of the State and is required to

be kept secret.

Where an applicant need transfer a patent electronic application into paper documents in

a special case, he/it shall request and may transfer into the paper application after being

examined and approved by the State Intellectual Property Office and going through relevant

formalities.

Article 8 Where an applicant goes through various formalities of patent electronic

application, for the relevant documents which shall be submitted in original form ruled by the

Patent Law, its Implementing Regulations or the Guidelines for Patent Examination, he/it may

submit electronic scanning documents of the originals. The State Intellectual Property Office

may, when necessary, require the applicant to submit the originals within the specified time

limit.

Where an applicant submits relevant certifying documents for a reduction or

postponement of the payment ruled by the Implementing Regulations of the Patent Law when

making a patent electronic application, He/it should submit the electronic scanning documents

of the originals of the certifying documents when making patent applications. The relevant

certifying documents shall be deemed not being submitted in case the electronic scanning

documents are not submitted.

Article 9 Various documents are submitted to the State Intellectual Property Office in

electronic document form, the date on which the patent electronic application system of the

State Intellectual Property Office receives the electronic documents is the submission date.

Where for the patent electronic applications, various notices, decisions or other

documents are sent by the State Intellectual Property Office to applicants in electronic

document form, the 16th day from the date of mailing shall be presumed to be the date on

which the applicants receive the documents.

Article 10 All the provisions concerning patent application and relevant documents of the

Patent Law, its Implementing Regulations and the Guidelines for Patent Examination except

those especially regulating patent application and relevant documents submitted in paper form,

apply to patent electronic application.

Article 11 The power to interpret the present provisions shall remain with the State

Intellectual Property Office.

Article 12 The present provisions shall enter into force on October 1, 2010. The

Provisions on Electronic Patent Application promulgated by the Ordinance of the State

Intellectual Property Office No.35 shall be repealed at the same time.