Patents Act of the Kingdom 1995* (of December 13, 1994)
TABLE OF CONTENTS**
Articles
: General Provisions 14
: Processing of Patent Applications
: General Provisions 23
: Grant of Patent 39
: Maintenance of Secrecy of the Contents of Patent Applications46
: Conversion of European Patent Applications 48
: Provisions Governing European Patents and Community Patents52
: Legal Effects of the Patent
: Rights and Obligations of the Patent Proprietor 60
: Annual Fee and Expiry of Patent 63
: The Patent as an Object of Property69
: Enforcement of the Patent74
: Invalidation and Claiming Entitlement to the Patent 79
: Disputes Concerning Patent Rights89
: Supplementary Protection Certificates98
: Special Provisions for the Netherlands Antilles100
: Transitional and Final Provisions 114
Chapter 1
General Provisions
1. In this Act of the Kingdom and the Rules based on it:
“European Patent Convention” shall mean the Convention on the Grant of European Patents signed in Munich on October 5, 1973 (Trb. 1975, 108 and 1976, 101); “Community Patent Convention” shall mean the Convention for the European Patent for the Common Market signed in Luxembourg on December 15, 1989 (Trb. 1990, 121); “European patent” shall mean a patent granted under the European Patent Convention, insofar as it has been granted for the Kingdom and is not a Community Patent; “Community patent” shall mean a patent as referred to in Article 2 of the Community Patent Convention; “European patent application” shall mean an application for a European patent as referred to in the European Patent Convention; “Patent Cooperation Treaty” shall mean the Patent Cooperation Treaty signed in Washington, D.C. on June 19, 1970 (Trb. 1973, 20); “Office” shall mean the Industrial Property Office as referred to in Article 4 of the Act of April 25, 1963 (Stb. 221);
* Dutch title: Rijksoctrooiwet 1995.
Entry into force: April 1, 1995, except for provisions relating to extension of priority rights and the criterion for a non-voluntary
license: January 1, 1996. Source: Communication from the Netherlands authorities. Note: This text is based on an official English translation furnished by the Netherlands authorities and prepared by Kluwer Law
International in cooperation with Nederlandsch Octrooibureau. ** Added by WIPO.
“patent register” shall mean the register referred to in Article 19 of this Act;
“The Minister” shall mean the Dutch Minister of Economic Affairs;
“natural resources” shall mean the mineral and other non-living resources from the seabed and
substratum, as well as living organisms of the sedentary type, i.e., organisms that at the moment they can be harvested are stationary either on or under the seabed, or cannot move except in constant physical contact with the seabed or substratum.
Art. 2.– - Inventions that are new, that involve an inventive step and that are susceptible of industrial application shall be patentable.
- 2. The following inventions shall not be regarded as inventions within the meaning of the first
- The second paragraph applies only insofar as it concerns the subject matter or activities referred to as such.
paragraph: |
a. | discoveries, as well as scientific theories and mathematical methods; |
b. | aesthetic creations; |
c. | schemes, rules and methods for performing mental acts, playing games or doing business, as |
| well as computer programs; |
d. | presentations of information. |
Art. 3. No patent shall be issued for: - a.
- inventions the publication or exploitation of which would be contrary to public order or morality;
- b.
- plant or animal varieties, or essentially biological processes for the production of plants or animals and the products thereof, with the exception of microbiological processes unless these are prohibited by or pursuant to the Act on Health and Welfare of Animals.
Art. 4.–
1. An invention shall be considered to be new if it does not form part of the state of the art. - The state of the art shall comprise everything made available to the public by means of a written or oral description, by use or in any other way before the date of filing of the application.
- The state of the art shall also comprise the contents of previously filed applications that have been entered in the patent register pursuant to Article 31 on or after the date referred to in paragraph (2), above.
- The state of the art shall also comprise the contents of European patent applications and of international applications as referred to in Article 158(1) and (2) of the European Patent Convention, the date of filing of which, pursuant to Article 54(2) and (3) of said Convention, precedes the date referred to in paragraph (2), above, and which have been published pursuant to Article 93 of said Convention or Article 21 of the Patent Cooperation Treaty on or after that date, provided that the Kingdom has been designated in the published application.
- Notwithstanding the provisions of paragraphs (1) to (4), substances or compositions included in the state of the art may be patented when they are intended for use in one of the methods referred to in Article 7(2) provided that said use for any method referred to in that paragraph is not included in the state of the art.
Art. 5.–
1. For the purposes of Article 4 the disclosure of an invention shall be disregarded if it occurred no earlier than six months prior to the filing of the patent application as a direct or indirect consequence of: - a.
- an evident abuse in relation to the applicant or his legal predecessor, or
- b.
- the fact that the applicant or his legal predecessor displayed the invention at an official, or officially recognized, international exhibition within the terms of the Convention on International Exhibitions signed in Paris on November 22, 1928, and last revised by the Protocol of November 30, 1972 (Trb. 1973, 100), on condition that the applicant declares, upon
filing his application, that the invention has been so displayed and submits proof thereof within a period set by administrative order and in accordance with provisions set by administrative order.
2. Official recognition of exhibitions in the Netherlands shall be accorded by the Minister. Recognition of exhibitions in the Netherlands Antilles shall be accorded by the Government of the Netherlands Antilles.
Art. 6. An invention shall be deemed to be the result of inventive activity if, having regard to the state of the art, it is not obvious to a person skilled in the art. Documents as referred to in Article 4(3) and (4) belonging to the state of the art shall not be taken into consideration in assessing inventive activity.
Art. 7.– - An invention shall be considered susceptible of industrial application if it can be made or used in any field of industry, including agriculture.
- Methods for treatment of the human body or animal body whether through surgery or medical treatment and diagnostic methods practiced on the human or animal body shall not be regarded as inventions that are susceptible of industrial application within the meaning of the preceding paragraph. This provision does not apply to products, particularly substances or compositions, for use in any of these methods.
Art. 8. Without prejudice to Articles 11, 12 and 13, the applicant shall be deemed to be the inventor and in that capacity to be the person entitled to the patent.
Art. 9.– - A person who has duly filed an application for a patent or for a utility certificate or for the protection of a utility model in any of the countries members of the International Union for the Protection of Industrial Property1 and in accordance with the laws in force in that country or in accordance with treaties concluded between two or more of the aforementioned countries, shall enjoy a right of priority within the Netherlands and the Netherlands Antilles during a period of 12 months from the filing date of the application with regard to obtaining a patent for the subject matter in respect of which the protection referred to above has been applied for. The foregoing shall apply mutatis mutandis to a person who has applied for an inventor’s certificate if the relevant legislation provides an option regarding the grant of such a certificate or of a patent.
- An application within the meaning of paragraph (1) shall be understood to mean any application of which the date of filing can be ascertained, regardless of the subsequent fate of the application.
- If the person entitled to do so has filed more than one application for the same subject matter, only the first application shall serve as a basis for claiming a right of priority. Nevertheless, a subsequent application for protection in the same country may serve as a basis for claiming a right of priority, provided that, on the filing date of the subsequent application, the previous application has been withdrawn, abandoned or refused without being open to public inspection and without leaving any rights outstanding, and provided it has not served as a basis for claiming a right of priority. If a right of priority based on a later application is invoked, the first application may not thereafter serve as a basis for claiming a right of priority.
- For the purposes of Articles 4(2), (3) and (4) and Article 6, the effect of the right of priority shall be that the application for which this right exists shall be deemed to have been filed on the date of filing of the application that confers the right of priority.
- The applicant may claim multiple rights of priority, even if the rights originated in different countries. The application for which one or more rights are claimed may also include elements for which no rights were claimed in the claims formulated in the application upon which his claim to right of priority is based, provided that the documents of the latter application refer to the product in question or the process in question with sufficient accuracy.
- A person wishing to avail himself of the right of priority shall claim it in writing upon filing the application or within three months thereafter, stating the date of filing of the application upon which his claim is based and also the country in which or for which it was filed; within 16 months after filing the application upon which his claim is based, he must submit to the Office the number of that application and a copy of it in Dutch, French, German or English, or a translation of the application upon which his claim to right of priority is based in one of these languages and, if he is not the person who filed the application serving as a basis for the priority claim, a document establishing his rights. The Office may require that the translation referred to in the previous sentence be certified.
1 Before the end of 1995, this will be amended to include countries party to the World Trade Organization.
7. The right of priority shall be lost if the conditions of paragraph (6) are not met.
Art. 10.– - Where for a patent granted pursuant to this Act the right of priority of a patent application filed previously pursuant to this Act is claimed, the patent granted on said application has no legal consequences insofar as it concerns the same invention as the first-mentioned patent.
- Claims to establish the absence of legal consequences as referred to in the first paragraph may be brought by any person.
3. Article 75(4), (8), first sentence, and (9) shall apply mutatis mutandis.
Art. 11. The applicant shall not be entitled to a patent insofar as the contents of his application have been obtained unlawfully from subject matter made or applied by another person or from descriptions, drawings or models belonging to another person without that person’s consent. The latter person shall remain entitled to a patent to the extent that the subject matter thus unlawfully obtained is patentable. For the purposes of Article 4(3) and (4), the application filed by the person who has so obtained the subject matter shall not be taken into consideration for the subject matter of an application filed by the person from whom the aforementioned subject matter has been so taken.
Art. 12.– - Where the invention for which a patent application has been filed has been made by a person employed in the service of another person, the employee shall be entitled to the patent unless the nature of the service entails the use of the employee’s special knowledge for the purposes of making inventions of the same kind as that to which the patent application relates. Should the latter be the case, the employer shall be entitled to the patent.
- Where the invention for which a patent application has been filed has been made by a person who performs services for another in the context of a training course, the person for whom the services are performed shall be entitled to the patent unless the invention has no connection with the subject of the services.
- Where the invention has been made by a person carrying out research in the service of a university, college or research establishment, the university, college or research establishment shall be entitled to the patent.
- For the purposes of Article 4(3) and (4), an application filed by a person not having a right to a patent shall be disregarded in respect of the subject matter of an application filed by the employer referred to in the first paragraph, last sentence, or by a person providing the opportunity to perform the services referred to in the second paragraph.
5. The provisions of paragraphs (1), (2) and (3) may be departed from by written agreement.
6. Where the inventor cannot be deemed to have been compensated, in the salary he earns or the pecuniary allowance he receives or in any extra remuneration he receives, for not having been granted a patent, the person who is entitled to the patent on the basis of paragraphs (1), (2) and (3) shall be obliged to award him equitable remuneration related to the pecuniary importance of the invention and the circumstances under which it was made. Any right of the inventor to claim under this provision shall lapse after the expiry of three years from the date of the grant of the patent.
7. Any stipulation departing from the sixth paragraph shall be void.
Art. 13. Where an invention has been made by two or more persons working together by agreement, they shall have a joint right to a patent.
Art. 14.–
1. Any person who has made an invention for which a patent application has been filed, but who cannot claim any title to a patent under Article 12(1), (2) or (3) or under an agreement concluded with the applicant or his predecessors in title, shall have a right to be mentioned as the inventor in the patent.
2. Any stipulation departing from the provisions of the preceding paragraph shall be void.
Chapter 2
Processing of Patent Applications
Part 1
General Provisions
Art. 15. The Office is an institution of the Netherlands. It shall serve, with respect to patents, as the central office for the Netherlands and the Netherlands Antilles pursuant to Article 12 of the Paris Convention for the Protection of Industrial Property of March 20, 1883, as revised at Stockholm on July 14, 1967 (Trb. 1969, 144).
Art. 16. If the Office is closed on the last day of any time limit to be observed under this Act by or vis-à-vis the Office, that time limit shall be extended for the purposes of this Act to the end of the first day thereafter on which the Office is open.
Art. 17.– - The Office shall act as a receiving Office within the meaning of Article 2(xv) of the Patent Cooperation Treaty and shall exercise its functions in that capacity in accordance with the provisions of said Treaty.
- Inasmuch as the Patent Cooperation Treaty permits, the amount and the due date of the fees that can be levied under the Patent Cooperation Treaty and the Regulations under it shall be set by administrative order. Furthermore, additional regulations may be laid down by administrative order concerning the subject matter in respect of which the receiving Office is empowered to make provision by virtue of the aforementioned Regulations.
Art. 18. The designation or, in appropriate cases, the election of the Kingdom in an international application as referred to in Article 2(vii) of the Patent Cooperation Treaty shall be deemed to be a request by the applicant to be granted a European patent.
Art. 19.– - The Office shall maintain a register in which, by virtue of this Act, particulars concerning patent applications and patents are recorded.
- 2. The register shall be open for inspection by any person free of charge.
- Additional regulations may be set by administrative order with respect to this register. These may provide that the registration of given particulars is dependent upon the payment of an amount by the individual requesting registration.
- In return for payment of amounts to be set by administrative order, any individual may request written information on or certified extracts from the patent register or documents relating to a patent application or patent registered in the patent register, as well as copies of the latter documents.
Art. 20.– - All particulars recorded in the patent register shall also be reported in a Journal to be published periodically by the Office.
- Additional regulations may be fixed by administrative order with respect to the provisions of the first paragraph.
Art. 21.– - From the moment the patent application is recorded in the patent register any person can inspect free of charge all documents pertaining to the application or the patent granted as a result of such application that the Office has received or has sent to the applicant or to third parties in the context of the provisions of this Act. As soon as possible, but not before the application is entered in the patent register, the Office shall give notice of these documents in the Journal referred to in Article 20.
- Documents pertaining to an application that has not yet been entered in the patent register may only be inspected with the consent of the applicant. It shall, however, be possible to inspect such documents without the consent of the applicant if the person in question shows that the applicant has invoked the rights under the application against the person in question. This provision does not pertain to the patent applications referred to in Part 3 of this Chapter.
- The declaration of the inventor stating that he does not wish to be recorded as the inventor in the patent may not be inspected.
Art. 22. Persons entitled to act as authorized representatives before the Patent Office may act as authorized representatives for the applicant before the Office. The provisions of Article 18A of the Patents Act of the Kingdom (last amended in 1987) and provisions thereunder shall also apply to professional representation before the Office.
Art. 23.– - If, despite taking all due care required by the circumstances, the applicant for or proprietor of a patent or the proprietor of a European patent has not been able to observe a time limit with respect to the Office or the office referred to in Article 99, he shall, at his request, have his rights reestablished by the Office, if failure to observe the time limit pursuant to this Act has directly led to the loss of any right or means of redress.
- The first paragraph shall not apply to failure to file the patent application within the time limit stipulated in Article 9(1) or to failure to comply with the time limit referred to in paragraph (3), below.
- The request shall be filed as soon as possible, but in any case not more than a year after expiry of the time limit that was not observed. The omitted act is to be made good together with the request. If the applicant is not resident in the Kingdom, he shall elect domicile with an authorized representative. An amount to be set by administrative order is to be paid upon filing the request.
4. The Office shall record the reestablishment in the patent register.
5. Any person remains authorized notwithstanding the patent to continue the acts stipulated in Article 53(1) where said person has, in or for his business, commenced manufacture or application of that for which as a result of the reestablishment a patent is in force, or has commenced implementation of his decision to do so in or for his business within the Netherlands or the Netherlands Antilles or where a European patent is concerned, within the Netherlands, in the period between the loss of rights or means of redress and the reestablishment. Article 55(2) and (3) shall apply mutatis mutandis.
Part 2 Grant of Patent
Art. 24.–
1. An application for a patent must be filed with the Office in writing and must: a. | contain the name and address of the applicant; |
b. | contain the name and place of residence of the inventor unless, according to a written |
| declaration attached to the application, he does not wish to be recorded on the patent as the |
| inventor; |
c. | contain a request for the grant of a patent; |
d. | contain a concise indication of the subject matter of the invention; |
e. | be accompanied by a description of the invention containing, in one or more claims at the end, a |
| definition of the subject matter for which exclusive rights are being sought; |
f. | be accompanied by an abstract of the description. |
- The abstract is only intended to serve as a source of technical information; it specifically may not serve for interpreting the scope of the protection requested or for the application of Article 4(3) or Article 75(2).
- The application and the description of the invention should be written in Dutch and signed by the applicant or the person appointed as his representative by written authorization.
- The application, the description of the invention, the drawings and the abstract shall also meet the other formal regulations laid down by administrative order.
- Proof confirming that an amount equal to the rate set by administrative order has been paid to the Office should be submitted with the application.
Art. 25.– - The description of the invention must be clear and complete; the definition given in one or more claims at the end should be precise. The description should, if necessary, be accompanied by corresponding drawings and be of such a nature as to enable a person skilled in the art to understand and carry out the invention on the basis of that description.
- If an invention involving a microbiological process or a product made using such a process involves the use of a microorganism that is not accessible to the public, a culture of the organism shall also be deposited at an institution designated by or by virtue of an administrative order no later than the date of filing and shall comply with the requirements stipulated by administrative order regarding the identification and availability of the microorganism.
Art. 26. If the applicant’s place of residence is not in the Kingdom, he shall be required to elect domicile in the Netherlands with an authorized representative as referred to in Article 22.
Art. 27. Each application for a patent shall relate to one invention only or to a group of related inventions so linked as to form a single general inventive concept. Further regulations in this matter may be laid down by administrative order.
Art. 28.– - The applicant may divide a previously filed application by filing a separate application for a part of the contents. Except for the purposes of Article 30(1), Article 31(3) and Article 32(1), this application shall be deemed to have been filed on the date of filing of the original application.
- 2. The applicant may change the description, claims and drawings of the application already filed.
- The subject matter of the divisional or amended application must be covered by the contents of the original application.
- The division or amendment may be made up to the time at which the patent application is to be entered in the patent register in accordance with Article 31(1) or (2).
- If the applicant has requested a search of the state of the art pursuant to Article 32, the division or amendment may be made up to two months after dispatch of the notice referred to in Article 34(4) if this time limit expires after the time limit referred to in the fourth paragraph. This time limit may be extended once by two months by the Office at the written and reasoned request of the applicant.
Art. 29.–
1. The date of filing shall be the date on which the following are submitted: - a.
- a request for the grant of a patent;
- b.
- particulars identifying the applicant;
- c.
- a description of the invention and one or more claims, even if they fail to comply with the provisions of Article 24 or provisions thereunder.
- The Office shall record the date referred to in the first paragraph and assign a serial number to the application and shall notify these to the applicant as soon as possible by post or hand delivery.
- If the Office is of the opinion that the filed documents do not meet the requirements of the first paragraph, then the Office shall refuse to record the date referred to in the first paragraph. It shall notify the applicant of its decision and the reasons for it as soon as possible by post or hand delivery.
Art. 30.– - If the provisions of Articles 24 and 26 and provisions thereunder are not complied with or disclosure of the invention to the public would be contrary to public order or morality, the Office shall notify the applicant of this in writing within one month of the date of filing referred to in Article 29(1) or, in the case of a divisional application, within one month of the date on which the divisional application was filed, together with a statement of the provisions that have not been complied with.
- If the shortcomings are not remedied within three months after dispatch of the notice referred to in the first paragraph or if the applicant makes it known before then that he does not wish to remedy them, the Office shall decide not to process the application. The Office shall inform the applicant of its decision and the reasons for it by post or hand delivery as soon as possible.
Art. 31.– - The Office shall enter a patent application in the patent register as soon as possible after the expiration of 18 months:
- 2. At the written request of the applicant, registration shall take place at an earlier date.
- A divisional application as referred to in Article 28 shall be registered as soon as possible after its filing, although not prior to the registration of the original application.
a. | following the date of filing referred to in Article 29(1), or, |
b. | if it concerns an application for which one or more rights of priority have been claimed, after |
| the first date of priority. |
Art. 32.–
1. Within 13 months of: - a.
- the date of filing referred to in Article 29(1), or,
- b.
- if the application is one for which one or more rights of priority have been claimed, after the
first date of priority, the applicant may request the Office to perform a search of the state of the art with respect to the subject matter of the patent application prior to the grant of the patent. - If a divisional application as provided for in Article 28 is involved, then the request referred to in the first paragraph may be made within 13 months of the date of filing of the original application provided for in Article 29(1) or within two months after the filing of the divisional application, if the resulting date is later.
- The request shall be filed in writing with the Office, accompanied by proof that a payment has been made to the Office in accordance with the rate set by administrative order. If this proof is not submitted within the time limit stipulated in the first paragraph then the request shall not be processed.
- As soon as possible after the patent application has been entered in the patent register, the Office shall record the request referred to in the first paragraph in the patent register.
Art. 33.– - If the applicant has not made said request within the time limit stipulated in Article 32(1) or has informed the Office in writing that he will not make such a request, the Office shall grant the patent as soon as the patent application has been entered in the register and shall record the grant in the register.
- The patent shall relate only to the invention or group of inventions referred to in Article 27 that is mentioned first in the claims.
- The patent shall be granted by signing and affixing the date to the application in the form in which it was filed or amended pursuant to Article 28 or 30(2).
- The Office shall issue the specifications and drawings attached to the application in the form of a patent specification and supply a certified copy to the applicant.
- A patent granted by virtue of this Article shall remain in force, barring earlier lapse or invalidation by the court, until the expiry of six years from the date of filing referred to in Article 29(1).
Art. 34.–