Minnesota Mining and
Manufacturing Co. v Beiersdorf (Australia) Ltd [1980]
HCA 9
FEDERAL
COURT OF AUSTRALIA
BARWICK CJ, STEPHEN, MASON, AICKIN AND WILSON JJ
BARWICK
CJ:
In this appeal I have had the advantage of reading the
comprehensive reasons for judgment prepared by my brother Aickin.
As I am in complete agreement with what my brother has written, there is little
I need add on my own behalf.
However, it is essential that on one aspect of the
combination the subject of the patent, namely, the relevant inextensibility of
the backing of the tape, that I express my own individual conclusion. As
appears from my brother's reasons, our brother Murphy in deciding whether the
respondent's tape, Leukopor, was relevantly inextensible,
seems to have looked for an absolute whereas the claims of the patent in
question stipulated, in my opinion, only for a relative. Not only would
absolute inextensibility be in practical terms an unlikely, and, indeed, an
unnecessary requisite, but the claims, properly understood, stipulated for such
inextensibility as was appropriate for or adequate to the practical use of the
product as a surgical or adhesive tape, Consequently, on this as on other
essential elements of the controversy between the parties, the Court has been
left substantially at large and under an obligation to resolve some of the
basic facts as well as the relevant law.
My brother Aickin has
canvassed the evidence given in relation to the integer of inextensibility. He
has also stated the result of his own observation when the respondent's tape
was subjected to hand pulling. Dr. Ashby, who gave
evidence for the appellant, said that on hand pulling the respondent's tape in
a normal manner it did not stretch appreciably. He was not cross-examined on
this statement but we have no indication from the trial judge as to his view of
the personal credibility or accuracy of the witness.
In these circumstances, the resolution of the fact
must therefore be made by each justice participating in the appeal. Thus, I am
unable simply to rely on my brother Aickin's handling
of the respondent's tape, though I accept unreservedly his own observation of
the result. Consequently, I have personally applied a length of the tape to the
flesh of my arm, securing it there by pressing it against the underside of a
projecting part of a table, and have pulled its free end by hand. Having done
so, I find that it is relevantly inextensible; in other words, it did not give
or stretch to any extent that I could observe. That, in my opinion, satisfies
the prescription of being inextensible as that prescription should be
understood in relation to the use of a surgical or adhesive tape. Consequently,
with this finding and the reasons set out by my brother, I conclude that in
relation to the integer of inextensibility the respondent's tape infringed the
relevant claims of the specification.
The other matter to which I should specifically
advert is the acceptability of the remarks of Sir Dudley Williams in H.P.M.
Industries Pty. Ltd. v. Gerard Industries Ltd.[1], set out in my brother's reasons. I think my
brother rightly treats these remarks as unnecessary to the resolution of the
case before Sir Dudley Williams and therefore no more than obiter. I wish
specifically to indorse what my brother has said as to Sir Dudley's expressed
view. The attribution to the "unimaginative man with no inventive
capacity" of all that might be found by diligence in the registries of
patent specifications is not only unreal and unduly restrictive of the
development of new methods of manufacture, but basically it is fictional rather
than real. This is particularly true of a combination patent.
I would allow the appeal and dismiss the
cross-appeal.
STEPHEN J:
I agree with the reasons for judgment which have
been prepared by my brother Aickin and with the order
which he proposes.
MASON J:
For the reasons given by Aickin
J., I am of opinion that claims 7, 8 and 9 of the first appellant's patent were
valid and have been infringed. I would therefore allow the appeal and dismiss
the respondent's cross-appeal.
I may say that I have examined the backing (Ex. Y)
and the Leukopor tape (Ex. X) by hand pulling such as
would be applied to the finished product in ordinary use as a surgical tape and
I found that neither the backing nor the tape was extensible, though, like Aickin J., I found that the expenditure of greater effort
produced a small degree of extension.
AICKIN J:
This is an appeal by Minnesota Mining and
Manufacturing Co. and its subsidiary 3M (Australia) Pty. Ltd. (the appellants)
which were the plaintiffs in a patent suit brought in the original jurisdiction
of this Court in which Beiersdorf (Australia) Ltd.
(the respondent) was the defendant. The proceeding was heard before Murphy J.
who dismissed the suit on 15th March 1978. The first appellant (an American
corporation) was the registered proprietor under the Patents Act
1952-1969 Cth of letters patent
No. 260,604 dated 5th April 1961 for an invention entitled "Breathable
Adhesive Tapes". The second appellant was a corporation incorporated in
the State of New South Wales and had been granted by the first appellant an exclusive
licence to make, use exercise and vend the invention throughout Australia. The
appellant claimed that the defendant had infringed and threatened to continue
to infringe the letters patent and sought an injunction restraining further
infringement and an account of profits or an inquiry as to the loss and damage
sustained by the appellants by reason of the infringements. The respondent
denied infringement and also said by way of defence that the letters patent
were and at all material times had been invalid. The respondent also
counterclaimed for revocation based on the particulars of objection served with
the statement of claim. The particulars were amended on 11th November 1975 and
specified most of the possible grounds of objection. However in this Court the
principal ground of invalidity relied upon was the particulars of objection
which alleged that the invention as claimed in each of claims 7, 8 and 9 was
obvious in the light of what was known in Australia at the priority date.
Reliance was placed on seven prior publications, namely, two Australian patent
specifications, one French patent specification, one United Kingdom patent
specification and three United States patent specifications. The particulars of
objection also alleged want of novelty but that point was not relied on before
the trial judge, but in a written reply in this Court the respondent sought to
rely on that ground. This aspect is referred to below.
The trial judge found that there had been no
infringement of any of the claims, having taken the view that one essential
element was missing in the defendant's tape. He therefore dismissed the suit
without considering the questions of validity which were raised on the
pleadings and dealt with in the evidence, and without dealing with all the
issues with regard to infringement.
It is necessary to begin with an examination of the
specification and claims, though it is not necessary to deal with claims 1 to 6
which are concerned with the process of manufacture of the appellants' tape. It
was clear and not disputed before this Court that the process used by the
respondent for the manufacture of its competing article did not use the
processes claimed.
The opening paragraph of the specification is as
follows:
This
invention relates to a new and useful type of breathable, porous,
pressure-sensitive adhesive tape, and to the novel process of manufacturing.
The invention provides novel surgical tapes which possess a unique combination
of properties of value to this field of use.
An
outstanding feature is that this new type of surgical tape is relatively nonirritating to the skin of most persons and does not
cause maceration of the skin even after prolonged adhesive contact therewith.
("Maceration" is a condition of the skin induced by prolonged contact
with an adhesive tape whereby the skin becomes soft, wrinkled and white due to
the inability of the skin to breathe and to eliminate perspiration, and also
due to its being shielded from air and light.)
The present
tape has a porous backing (preferably a unified inextensible nonwoven fibrous
fabric) carrying a continuous but microprous
pressure-sensitive adhexive [sic] coating. This
rubbery-base adhesive is water-insoluble and viscoelastic, and the coating is
aggressively tacky in its normal dry state. This adhesive coating penetrates
into said non-woven porous fibrous backing and is firmly anchored to provide a
unitary integrated structure that will not delaminate or split when the tape is
unwound or removed.
These three paragraphs may properly be regarded as
together constituting the usual "consistory clause". For an
understanding of the issues it is necessary to set out the relevant parts of
the body of the specification which are as follows:
The novel
process of forming the continuous adhesive coating is of such a nature that,
during the drying of the coating, innumerable, pore-like apertures
spontaneously develop therein and these pores result in a viscoelastic porous
adhesive membrane covering the porous backing. These pores are so tiny that they
are not visible to the human eye upon casual inspection of the tape—the
adhesive coating thus being of a visibly continuous nature. They are, however,
of sufficient size and closeness together to permit of ample transpiration of
skin moisture and wound vapors, and to permit of
absorption of liquid material there-through into the porous tape backing. The
effect is essentially uniform over the entire contacted body area; as
distinguished from the effects produced by tapes which have relatively large
holes or apertures therein, or which have discontinuous spaced-apart stripes or
spots of ordinary impermeable adhesive on a porous backing, to obtain a
so-called "breathable" tape, as suggested in the prior art. The
continuous uniform nature of the present tape is a decided advantage.
use can be
made of rubbery-base pressure-sensitive adhesive coating compositions that are
free from extraneous or undesirable non-volatile components or ingredients, thereby
avoiding the presence in the dried adhesive coating of substances which may
cause or promote skin irritation use can be made of pure polymers which are
inherently tacky and which are relatively non-irritating to the human skin,
such as the pressure-sensitive acrylate polymers described in Ulrich's U.S.
patent No. 2,884,126 (April 28, 1959). This latter adhesive is not only
water-insoluble but it is hydrophobic as indicated by the fact that drops of
water deposited on the surface do not flow out and wet the surface. The microporosity of the adhesive coating obviates the need of
[sic] including any moisture-absorptive material in the adhesive composition.
This also
permits of transparent adhesive coatings
The use of a
nonwoven inextensible resilient fibrous backing, which does not appreciably
stretch under normal hand pulling, has the advantage that the tape will retain
or hold the skin in its initial position and that strappings will not develop
slackness; which is not true of conventional cloth-backed surgical tapes.
The present
process can be used to provide microporous adhesive coatings on woven cloth
backings (including the type commonly employed in surgical tapes). However,
thin nonwoven inextensible porous backings are required to achieve the unique
surgical tape having the combination of desired features previously indicated.
The specification then says that:
The preferred
backing is a nonwoven compacted tissue formed of interlaced staple rayon (or
equivalent) textile fibers (having a length of about
1 to 2 inches (2.5 to 5 cm)) which is unified by impregnation with a
water-insoluble rubbery fiber-binding sizing agent
(such as a rubbery acrylate polymer latex) that coats the individual fibers (without filling the interstices) and bonds them together
at their crossing points; such as to result in a thin, pliable, inextensible,
resilient, water-resistant, translucent, porous, clothlike
fabric that is strong and tough enough for surgical tape usage and yet is
finger-tearable so that the tape can be applied from
a roll without having to be cut. Rubbery, as used herein, refers to a material
which is elastic and resilient as distinguished from materials which are
plastic or brittle and nonelastic. This unified
nonwoven reticular fibrous backing has a very large number of minute interfilar passageways per square inch (or square centimeter) and is highoy [sic]
porous. The reticulate structure of the backing performs a physical function in
bringing about the transformation of the applied adhesive coating from a
non-porous to a porous state during manufacture of the tape, by the process
presently to be described, and the preferred nonwoven type of backing is
particularly well suited to perform this function.
The specification then states:
In any case,
the viscoelastic pressure-sensitive adhesive is applied to the porous backing
fabric in such a way as to provide thereon a continuous soft sticky viscid
coating containing a volatile vehicle which is in small enough proportion to
avoid wicking or penetration of the adhesive through the body of the porous
backing, when it is promptly dried after application. The volatile vehicle is,
however, present in sufficient substantial proportion to enable the viscid
adhesive coating to penetrate into and interlock with the backing and to have a
tendency to be drawn by capillarity into the pores. Further drying of this
semi-dry adhesive coating results in progressive loss of the residual volatile
vehicle and a shrinkage of the coating. These capillary and shrinkage effects
produce a strain in each tiny portion of the viscoelastic adhesive film which
bridges a backing passageway, and in yielding to this strain one or more minute
openings (pores) are autogenously formed therein. In this way the entire
adhesive coating, during drying, autogenously develops a vast number of closely
spaced pores, producing a microporous structure in an adhesive film that
remains visibly continuous.
The adherency of the tape is not materially reduced by the
presence of these pores. The viscoelastic property of the adhesive prevents the
pores from closing up even during prolonged pressing of the adhesive in a roll
of tape and even when the tape is used for strapping.
There then follows a detailed description of the
manufacturing process by which a tape of the described character is
manufactured. The specification then goes on to describe the use of other forms
of backings but the details of that are of no present significance.
The specification then continues:
This
translucent unified nonwoven fabric, although thinner and more pliant than the
cloth backings of conventional surgical tapes, has adequate tensile strength,
toughness, resiliency and inextensibility for surgical strapping tapes. Yet it
permits of a tape that is finger-tearable, and of tape
rolls that can be employed in conventional pressure-sensitive tape dispensers
of the type having a serrated severing blade. This backing is several hundred
times as porous to air as absorbent paper towelling and does not interfere with
the transpiration of air and moisture by the adhesive tape product, being much
more porous than the adhesive coating. The sized fibers
thereof are not water-absorptive and in fact are water-repellent as shown by
the fact that a drop of water placed on the fabric surface does not spread out
and wet the surface. However, wound liquids and perspiration transmitted
through the porous adhesive coating are readily absorbed into the porous
capillary structure of the fabric, thereby also promoting transpiration through
the adhesive. The excellent wet strength of the fabric prevents it from being
seriously weakened by absorbed liquids or during washing of the patient.
The specification after describing a particular
method of manufacture, states that:
The resultant
adhesive sheeting has a caliper [sic] thickness of
100-150 microns. The thin adhesive coating (which extends into the fibrous
backing) contributes only about 15 microns of the total thickness.
Preferably, a
discontinuous low-adhesion backsizing is then imparted
to the exposed surface of the backing fabric so as to coat the exposed fiber surfaces without materially reducing the porosity.
The pores in
the adhesive coating vary randomly in size and range in diameter from 1 to 100
microns, with occasional pores exceeding the latter figure. Pores under 20
microns in diameter provide about 50% of the total pore volume. The
transpiration porosity of the tape is such as to provide a moisture vapor transmission rate that exceeds the perspiration
emission rate of the human skin under ordinary conditions. The porous adhesive
coating is hydrophobic but is (in common with other such adhesives) capable of
softening and swelling upon prolonged contact with liquid perspiration.
However, due to transpiration of perspiration through the pores, there is much
less tendency for the adhesive to soften or lose tackiness upon prolonged
contact with perspiring skin, than is the case where an ordinary nonporous type
of adhesive is used.
Various other desirable features of the new form of
tape are then described but need not be repeated here.
The body of the specification concludes with
certain laboratory test data with respect to moisture vapour transmission of
the tape as compared with "ordinary cloth-backed surgical adhesive tape".
Claims 7, 8 and 9 are as follows:
7. A breathable translucent pressure-sensitive adhesive tape adapted
for use as surgical tape, and comprising a translucent nonwoven inextensible
porous backing form [sic] of interlaced staple textile fibers
unified by a water-insoluble rubbery fiber-binding
sizing agent, carrying an interlocking visibly continuous adhesive coating have
a microporous structure adequate to permit perspiration transpiration when
applied to the human skin and being of a nature that is relatively non
irritating to the human skin as hereinbefore defined, said adhesive coating
consisting of a water-insoluble hydrophobic viscoelastic pressure-sensitive
adhesive polymer. (18th April, 1960).
8. An
adhesive tape according to claim 7 wherein said adhesive coating consists
solely of a water-insoluble viscoelastic pressure-sensitive acrylate polymer.
(18th April, 1960).
9. A
breathable translucent pressure-sensitive adhesive surgical tape consisting of
a thin inextensible [sic] nonwoven translucent porous backing formed of a
compacted tissue of interlaced staple textile fibers
unified by a nontacky hydrophobic rubbery acrylate poly,er [sic] sizing, carrying a partially penetrating thin
transparent hydrophobic pressure-sensitive adhesive coating of a nature that is
relatively non irritating to the human skin as hereinbefore defined, said
adhesive coasting consisting solely of an aggressively-tacky hydrophobic
viscoelastic pressure-sensitive acrylate polymer the adhesive coating being
visibly continuous but having a microporous structure such as to permit
perspiration transpiration when the tape is applied to the human skin; said
adhesive tape having a thickness not exceeding 150 microns and being highly
translucent such as to permit the reacing [sic] therethrough of printed matter when the tape is adhered to
a printed surface. (18th April, 1960).
The patent thus claimed is a combination patent in
the proper sense of that term, i.e. it combines a number of elements which
interact with each other to produce a new result or product. Such a combination
may be one constituted by integers each of which is old, or by integers some of
which are new, the interaction being the essential requirement.
The new product claimed in claim 7 is described as
"a breathable translucent pressure-sensitive adhesive tape adapted for use
as a surgical tape". The various elements which combine to make up such a
surgical tape may perhaps be analysed in more than one way but the most
convenient classification is to take the features which comprise such tape in
three groups.
The first category comprises the
"backing" which must be: (a) translucent; (b) nonwoven; (c)
inextensible; (d) porous.
The second category comprises the items which make
up such a backing, namely: (a) "interlaced staple textile fibers" (b) "unified by a water-insoluble rubbery
fiber-binding sizing agent" (c) "carrying
an interlocking visibly continuous adhesive coating having a microporous
structure adequate to permit perspiration transpiration when applied to the
human skin and being of a nature that is relatively non irritating to the human
skin."
The third category comprises the adhesive which
must be: (a) water-insoluble (b) hydrophobic (c) viscoelastic (d)
pressure-sensitive adhesive polymer.
Claim 8 consists of all the integers in claim 7
with the additional integer that the adhesive coating consists solely of a
water-insoluble viscoelastic pressure-sensitive acrylate polymer.
Claim 9 is somewhat differently arranged and is
narrower than claim 7 or claim 8. It may be regarded as involving all the
integers of claims 7 and 8 with a number of additional features as follows: (a)
The backing is to be (i) "thin" (ii)
"compacted" (iii) unified by "nontacky
hydrophobic rubbery acrylate polymer sizing". (b) The adhesive carried by
the backing is to be (i) "partially
penetrating" (ii) "thin" (iii) "aggressively-tacky".
(c) The tape is to be (i) not more than 150 microns
thick (ii) highly translucent so as to permit the reading of printed matter to
which the tape is adhering.
Although it is convenient for considering the
question of infringement to analyze the claims in
that manner, it is necessary always to remember that the claims are for a
combination of integers, not a mere collocation.
It will be observed that each of these claims is a
product claim, properly so called, not merely "a product by a method"
claim. The method claims are separate but the product claims claim the product
made by any process.
It appears to me that the essence of this invention
lies in the combination of the features which make this a useful (thin)
breathable translucent surgical tape. Breathable, as the body of the
specification makes clear, is the quality of being such that perspiration and
vapours from wounds may pass through the tape without affecting its adhesion to
the skin and that likewise light and air may reach the skin. This quality is
achieved in the finished product by the microporosity
of both the backing tape and the adhesive which is placed on and firmly adheres
to the backing. The particular adhesive referred to in claims 8 and 9 was
known, in the sense that it had been developed by the first appellant and was
the subject of an Australian patent (Ulrich's patent) with a priority date some
six months earlier than the patent in suit and was available for inspection
prior to the priority date of the latter patent. Ulrich's patent contains
nothing to suggest that sheets of his adhesive are capable of being made
microporous and there is no evidence that this was known before the publication
of the patent in suit. Ulrich's patent however shows that his new adhesive
claimed to be an advance in adhesives for packaging tapes providing a stronger
or more effective pressure-sensitive adhesive for that purpose. Microporosity of the adhesive on such tapes would be a
disadvantage and not a quality which would be expected of such an adhesive.
There is no evidence that it was known to have the capacity of being made
microporous prior to publication of the present patent.
The particular mode of adhesion between the
adhesive and the backing tape is described in claim 7 as
"interlocking" and in claim 9 as "partially penetrating".
In the body of the specification it is said that the adhesive coating
"penetrates into said non-woven porous fibrous backing and is firmly
anchored ". Another essential feature of the invention appears to be that
the nonwoven backing is "inextensible", an expression explained in
the specification as meaning one " which does not appreciably stretch
under normal hand pulling" so that it will retain or hold the skin in its
initial position.
The trial judge heard evidence both on the question
of infringement and of validity and after the conclusion of the evidence, and
some discussion with counsel his Honour on 18th March 1976 made an order
appointing a court expert pursuant to O. 38, r. 2 of the Rules of the
Court to inquire into certain matters raised in questions annexed to
the order and to make a report to the Court upon such inquiry. That order
vacated an earlier order referring certain questions to the same expert which
had been made on 17th November 1975. The expert duly made a report to the Court
pursuant to that order on a date which does not appear from the material before
the Court.
So far as material O. 38 provides as follows:
2. In a
case which is to be tried or heard without a jury and which involves a question
for an expert witness, the Court or a Justice may in its or his discretion at
any time on the application of a party, appoint an independent expert to
inquire into and report upon a question of fact or of opinion not involving
questions of law or construction.
3.
(1) The
report, so far as it is not accepted by all parties, shall be treated as
information furnished to the Court and shall be given such weight as the Court
thinks fit.
The respondent made such a request to the trial
judge who acceded to the application.
Order 38 also provides that a party may apply to
the Court for leave to cross-examine the expert on his report, but in the present
case no such application was made. The expert appointed was in fact a person
agreed between the parties as a suitable person, though there was no agreement
as to his appointment. Sub-rule 5 (2) provides "the question or the
instruction submitted or given to the Court expert, failing agreement between
the parties, shall be settled by the Court or Justice".
In the present case the questions to be put were
the subject of discussion between the parties but no agreement was arrived at.
Accordingly the trial judge settled the questions put to the Court expert. The
questions were elaborate and were directed to a number of specific topics, and
it will be more convenient to deal with the precise form of the questions when
dealing with the individual issues which affect infringement. The individual
questions concerned the following integers: "thickness",
"extensibility", "microporosity",
"interlocking" and/or "partial penetration", and
"hydrophobicity" but thickness is no longer in issue.
Order 38 of the Rules is couched in virtually
identical terms with O. 40 of the current United Kingdom Rules which reproduces
the former O. 37A which was introduced into the English Rules in 1934. There
was introduced into the English Rules in 1965 O. 103 which deals exclusively
with patent actions. It is substantially the same as O. 40 but the Court may
there make the order in the absence of an application by either party. The
extent to which recourse has been had to this procedure in England does not appear.
Order 103 appears to replace the former practice of sitting with assessors
under United Kingdom O. 33, r. 6. English O. 40 and our O. 38 are ultimately
derived from ss. 56 and 57 of the Supreme Court of Judicature Acts
1873-1875 U.K.. See Mellin v. Monico[2], where Bramwell L.J.
said:
He is not to
dispose of the action, and I do not think he is even to determine any matter in
issue between the parties; if there are facts disputed the referee, in such a
case as that must determine the fact and report it; his duty is, instead of
determining issues of fact or of law, to find the materials upon which the
Court is to act.
In Non-Drip
Measure Co. Ltd. v. Strangers Ltd.[3] Lord Greene M.R. said:
"It is
the duty of the Court to look at the" (expert's) "report and obtain
from it (with or without cross-examination, as the case may be) whatever help
it can. This does not, of course mean that the Court is bound to accept the
report."
In Badische Anilin und Soda Fabrik v. Levinstein[4] Pearson J. quoted the passage set out above from
the judgment of Bramwell L.J. in Mellin v. Monico and then said[5]:
I think that
is exactly what Professor Roscoe has done in this case, and I think I was
entitled, whether the parties liked it or not (and they did not assent or
dissent from it), in this case, to send the questions to Professor Roscoe,
which I did, not to decide any issue in the case, but to get from him that
information which would enable me to decide what is before me.
The court expert should not be asked questions
which can only be decided by the court itself. For example it would be improper
to ask a court expert to construe the specification or to state what he
understood to be the meaning of particular words, unless they were in the view
of the court used in an accepted technical meaning in a particular branch of
science. In such a case the court expert if properly qualified would be able to
include in his answers what he regarded as the technical meaning. The extent to
which the views of a court expert on matters such as that could prevail over
expert evidence given on oath is a matter which does not appear ever to have
arisen. It would however seem that the court should prefer the evidence given
on a matter which requires expert evidence, so long as there was no sound
reason for rejecting such evidence. Some of the individual questions asked in
the present case appear to be in the category of questions which it is not
legitimate to put to a court expert. It will be convenient to identify such
questions when considering the views of the expert in relation to particular
integers of the specification of the claims in suit.
It will be convenient also to refer in more detail
to the expert's report when considering the individual issues which are still
in dispute. Accordingly there is no need to refer to question A which was
concerned with "thickness" of the respondent's tape, the respondent
having conceded that its tape was less than 150 microns in thickness. For
reasons given below it will not be necessary to consider the expert's report in
answer to the question relating to "microporosity".
The trial judge held that the respondent's tape (Leukopor tape) was "microporous" within the
ordinary meaning of that term and within the meaning in the claim (if there is
any difference between those meanings). However he held that the respondent's
tape was not "inextensible" and for that reason held that the
appellants had failed to establish infringement. He did not consider any other
integer in respect of which it had been argued that infringement had not been
proved and did not consider questions as to validity. Before this Court the
respondent challenged the finding that the Leukopor
tape was "microporous" and maintained its contentions that the
backing was not "inextensible", that the adhesive was not
"interlocking" or "partially penetrating" in the relevant
sense, and that the backing was not unified by a water-insoluble hydrophobic
polymer sizing. The respondent however conceded that the thickness of its tape
did not exceed 150 microns. In the course of the trial the respondent had
abandoned all other issues in respect of infringement.
It will be convenient to deal first with the
question of infringement in relation to each of the integers still in dispute,
and to examine separately so much of the evidence as is material to each such
issue.
"Microporous."
The respondent's argument on this point had been
reduced to writing before the trial judge and we were supplied with a copy of
that document. No separate argument was directed to the reasons given by the
trial judge.
The appellants relied on the fact that the
respondent's own patent for its Leukopor tape used
the word "microporous" many times, and that Dr.
Mueller, the respondent's principal expert witness and an employee of the German
company which manufactured the respondent's tape, said that the tape was
manufactured in accordance with the process described in its patent. The
appellants also relied on an advertising brochure produced by the respondent
dealing with Leukopor tape which again described it
many times as "microporous". The latter at least may be regarded as
an admission but even so regarded it cannot be decisive. The meaning of the
word in some particular context may involve some specific measurement limiting
its application but such a meaning could only be derived from the context and
there is no such context here. The context provided by the specification itself
points the other way in that it is there said:
these pores are so tiny that they are
not visible to the human eye upon casual inspection of the tape—the adhesive
coating being thus of a visibly continuous nature. They are, however, of
sufficient size and closeness together to permit of ample transpiration of skin
moisture and wound vapors and to permit of absorption
of liquid material therethrough into the porous tape
backing.
Claim 7 speaks simply of a "microporous
structure adequate to permit perspiration transpiration" and claim 9
speaks of the "adhesive coating being visibly continuous but having a microporous
structure such as to permit perspiration transpiration when the tape is applied
to the human skin". Evidence given by the respondent's experts that when Leukopor tape was held up against a source of light, there
were visible "apparent pinholes" was correctly treated as irrelevant.
That was plainly not the mode of inspection suggested by the specification and
cannot be said to be required by the ordinary English meaning of the term.
The trial judge did not accept the view that the
word "microporous" had or was used in some special scientific sense
giving it a different meaning from its ordinary meaning. One of the
respondent's expert witnesses, Professor Ayscough,
said that the word meant a pore of less than 20 microns in diameter. He derived
that meaning from a German journal first published in 1965, some five years
after the priority date. There was no evidence that that meaning was then, or
at the priority date, the ordinary meaning in Australia. The trial judge
rightly rejected that meaning. One of the questions asked of the court expert
was what was the meaning of the word "microporous",
it not being suggested that it had or was used in some special scientific
meaning. The question of what is the meaning of an ordinary English word
is not one which may properly be asked of a court expert. It is for the court
itself to determine its meaning, if there is a dispute about it.
A number of dictionary meanings were referred to
but none of them included Professor Ayscough's
meaning and no other witness suggested that it bore that meaning, either in
ordinary usage or in scientific usage. His evidence was simply of an irrelevant
fact having no bearing on the word's ordinary meaning.
The dictionary meanings all convey the central idea
of a pore not normally visible to the human eye without some form of
magnification. The specification conveys this meaning in the passage quoted
above, and moreover claims 7, 8 and 9 each require that the adhesive coating
shall be "visibly continuous" and shall have a microporous structure.
This is not a case where the specification supplies its own dictionary meaning
but it is legitimate to look at the specification to see whether it shows the
word to have been used in some special sense. In fact it shows that it was not
so used.
No reasons were advanced in argument to demonstrate
some error by the trial judge. His reasons for judgment do not suggest that his
conclusion was wrongly influenced by the court expert's report and in any event
it is in accordance with the ordinary English meaning of the word. There is no
basis for reversing his conclusion on this point and indeed it is the view
which I have independently formed as to the ordinary meaning of the word and
its application when applied to the expression "microporous structure"
of the adhesive as referred to in claims 7, 8 and 9. Accordingly this integer
was present in the alleged infringing article.
"Inextensible."
There was no significant dispute between the
parties as to the ordinary meaning of the word "inextensible", which
is illustrated by the dictionary meanings set out in the judgment of the trial
judge, being essentially statements that its meaning is "not capable of
extension". It was however not in dispute that such a meaning was not to
be taken literally because there is no substance which is inextensible in
absolute terms. It was again not in dispute that there was no special
scientific meaning of the word nor that it was used other than in its ordinary
meaning. It was argued for the appellants that, although the word had no
special meaning, it was to be understood in the light of its context, i.e. in
the light of the fact that it is used in relation to a nonwoven textile backing
and that the body of the specification provides a context which indicates the way
in which the inextensibility of such a fabric is to be assessed. Thus the body
of the specification indicates that the inextensibility of the fabric is to be
judged by reference to ordinary hand pulling such as would be used to place the
tape in position in its ordinary use as surgical tape.
It is important to bear in mind that claims 7, 8
and 9, and the body of the specification require the backing tape to be
"unified" by a "rubbery" sizing agent. The body of the
specification states that the word "rubbery" refers to a material
which is "elastic and resilient". The body of the specification also
describes the backing as "resilient" as well as
"inextensible", but the claims do not include the former word.
However it is clear that the resilience referred to in the body of the
specification is conferred on the backing by the rubbery sizing agent, which is
one feature of each of claims 7, 8 and 9. In the result the claims require that
the backing as unified be "resilient". The claims, and the body of
the specification, must be read in the light of the requirement that these two
qualities must be present, so that each must be read in a relative sense. The
degree of inextensibility will necessarily depend upon the force applied and
the means by which it is applied. The specification does not convey that it is
to be inextensible in circumstances where an attempt is made, either by hand or
by mechanical means, to see how far it may be extended. The standard is laid
down as being "inextensible" when subjected to "ordinary hand
pulling" in its use as a surgical tape, the backing of which is a thin
nonwoven resilient textile material, and in such circumstances it is to be, as
the body of the specification says: "relatively inextensible" or
"not capable of stretching appreciably".
This is no doubt a simple and pragmatic criterion
but one likely to be readily understood by those who use surgical tape, or who
would, after expiration of the patent, wish to manufacture it. Lack of precise
definition in claims is not fatal to their validity so long as they provide a
workable standard suitable to the intended use—see British Thomson-Houston Co. Ltd. v. Corona Lamp Works Ltd.[6] and Monsanto
Co. v. Commissioner of Patents[7].
The respondent's expert witness, Dr. Mueller, gave evidence that he had tested Leukopor tape (i.e. tape manufactured in accordance with
the respondent's own patent), as well as a sample of the appellants' tape as
marketed. His evidence was that he had measured the elongation of each sample
of tape at the point at which the tape broke by reason of the application of
stress. He found that the respondent's tape stretched appreciably further than
the appellant's tape before breaking. He said that he did not have any
recollection of the comparative stresses applied or of the relative extent of
stretching with the application of different stresses. It is first necessary to
say that a comparison between the respondent's tape as marketed and the
appellants' tape as marketed at some date substantially later than the patent
is an exercise which serves no useful purpose. The question is whether the
respondent's tape infringes the claim or claims set out in the patent. The
appellants' tape as marketed may or may not involve all the features of the
patent and it would be irrelevant to inquire whether it did or not. The second
and equally important point is that the ascertainment of the amount of
stretching or extension at breaking point is not a measure of extensibility in
the context of this patent. The specification does not require some specified
maximum extension when some specified force is applied, nor some specified
degree of extension when a force sufficient to break the tape is applied.
Neither does it specify the length or width of the sample which should be
tested to ascertain this feature.
The requirement of the specification is that the
"backing" would be inextensible. Some of Dr.
Mueller's tests were done on the backing of the Leukopor
tape prior to the application of the adhesive to produce the finished surgical
tape and others were done on the finished product. Both the backing and the
finished product, Leukopor tape, were "hand
tested" by Dr. Mueller in court in front of the
trial judge, and the court expert also carried out such a test on the
respondent's backing and on the appellants' tape. It is to be noted in passing
that to ask the court expert to compare the respondent's backing or tape with
the appellants' tape is to invite him to investigate an irrelevant matter, as
has already been indicated.
No objection was taken to the testing of the
finished tape as well as the backing and this seems plainly to be right. The
backing is a nonwoven material unified by sizing and its capacity to stretch or
not to stretch under ordinary hand pulling, would not be significantly affected
by the presence of the adhesive which is, by definition, a viscoelastic
substance, i.e. something which will both flow and extend and recover
elastically when pulled on its own. Thus if the backing is not extensible the
presence of the adhesive, which by itself is extensible, would not make the
finished product extensible and if the backing were extensible the presence of
the adhesive would not make the finished product any more or any less
extensible. No objection was taken to the testing of the finished tape for this
purpose and indeed Dr. Mueller did such a test and
gave evidence of it.
The trial judge took into account not only his own
hand test but also the respondent's evidence and the expert's report in
determining whether Leukopor tape was
"inextensible". Moreover he took into account that report in relation
to accepted scientific methods for testing percentage elongation at breaking
point and the results of the court expert's tests at breaking point. It is
plain that the expert's report, as well as the evidence of Dr.
Mueller's similar tests upon which he also relied, substantially contributed to
the answer which the trial judge gave on the question of extensibility. That
material is such as to lead to an erroneous conclusion because it is clearly
irrelevant to the determination of the question of infringement and a
conclusion based wholly or partly on such matters cannot be regarded as soundly
based. It cannot be treated as a finding which an appellate court should not
disturb, whatever view one may adopt as to the extent to which an appellate
court may interfere with findings of a trial judge and make appropriate
inferences from the evidence for itself. It is moreover clear that no question
of credibility of the witnesses arises in relation to this aspect.
The body of the specification makes numerous
references to "inextensible" and in the light of what is said it is
sufficient to refer to the explanation provided by the expressions "does
not appreciably stretch under normal hand pulling" and "adequate
inextensibility", an expression which must mean adequate for efficient use
as a surgical tape.
When the court expert tested the tape by normal
hand pulling in circumstances appropriate to applying it to the skin by pulling
it taut before doing so he answered the question by saying that it was
inextensible or substantially so. He also said that he had applied it to his
own, and other persons' skin and had observed no puckering of the skin beneath
the tape. Whether such a question could be properly put to a court expert is
another matter, but, even if it were, his answer could not be binding.
In the end the question of whether it was
inextensible or not was for the trial judge to determine on the relevant
evidence before him, including the "real" evidence provided by the
tape itself which he examined. It is clear that the hand pulling referred to is
not an attempt to stretch the tape or the backing, but the application of the
kind of force which the tape would receive in ordinary use. If it were the fact
that the tape could be stretched if one set out to stretch it by deliberately
pulling, otherwise than as it would be pulled in ordinary use, that would not
be material. The ordinary use of the tape is that it is applied to the skin of
a patient in order to hold it in the desired position and it is an appropriate
manner in which it may be tested.
It may however be tested without actual application
to the skin by applying by hand the same degree of force as would be used for
that purpose.
As to the other evidence, Dr.
Ashby (one of the appellants' expert witnesses) said that it did not
appreciably stretch on normal hand pulling and he was not cross-examined on
this point. Dr. Mueller also gave evidence that he
had tested Leukopor by hand pulling and by
application to his own skin and found it extensible. In later evidence, after
speaking of the breaking strain tests, he said that he "stretched the
material" by hand but it is not clear whether on that occasion he was speaking
of a deliberate stretching by hand rather than by mechanical means, or of
"normal hand pulling".
At the trial, the trial judge was invited by both
parties to apply the "normal hand pulling" test to a specimen of the
backing himself and his reasons for judgment refer to his having done so and
found it "extensible". However in arriving at his conclusion he also
took into account the irrelevant matters which are referred to above.
The respondent did not consent to this Court itself
testing the tape but counsel for the appellants urged the Court to do so on the
footing that that was the simple test prescribed by the specification and it
could be so tested by the members of the Full Court if it were thought helpful
to do so. Some suggestion was made in argument by counsel for the respondent
that the tape and the backing were now old but the fact is that they were
already "old" at the trial, having been purchased in 1972. No
evidence was given then as to the effect of ageing of the backing or of the
finished product, and indeed one of the advantages claimed for Leukopor tape was that the adhesive was "long
lasting".
It is also to be noted that the trial judge made no
comment in his reasons for judgment upon his impression of the testing by
normal hand pulling which was carried out by Dr.
Ashby in the witness box. Likewise he made no comment on his observation of Dr. Mueller's hand pulling in the witness box, though he
does refer to what Dr. Mueller said.
The evidence is conflicting in that witnesses
performing what appeared to be "normal hand pulling" described the
result, which apparently they alone observed, in contradictory terms. The trial
judge and the court expert in applying that test arrived at contradictory
results. I have already said that in my opinion the trial judge's conclusion
was influenced by his reference to the test of extension at breaking point
which both Dr. Mueller and the court expert performed
and relied upon. That test was irrelevant to the question of inextensible
within the meaning of these claims.
The trial judge did not resolve this conflict by
reference to credibility and indeed no such question arose in relation to any
evidence. It cannot be resolved by saying that there was no evidence that the Leukopor tape was inextensible, nor by saying there was no
evidence that it was extensible. For reasons already given the trial judge's
solution was affected by reliance on irrelevant matters. It is neither proper
nor appropriate to resolve it simply by reference to the onus of proof and
reliance on inability to resolve the contradictory evidence of qualified and
credible expert witnesses.
In these circumstances the proper course is for
this Court to test the product itself by the "normal hand pulling"
procedure putting on one side the possible results of stretching to breaking
point and of deliberate stretching to see the maximum extension with the force
of two hands.
I have therefore examined the backing (Ex. Y) and
the Leukopor tape (Ex. X) by hand pulling such as
would be applied to the finished product in ordinary use as a surgical tape
i.e. as if it was being placed on human skin to hold it in a desired position.
My observation was that neither the backing nor the tape was appreciably
extensible in those circumstances, though the expenditure of greater effort
appeared to produce some small degree of extension.
In those circumstances I am of opinion that I
should give effect to my own view which is one taken by one expert witness and
the court expert, though not taken by another expert witness and the trial
judge.
"Interlocking and Partial Penetration."
Claim 7 requires that the backing should carry
"an interlocking, visibly continuous adhesive coating" and that
requirement is embodied in claim 8. Claim 9 requires that the backing should
carry "a partially penetrating thin transparent hydrophobic
pressure-sensitive adhesive coating". The body of the specification says
"this adhesive coating penetrates into said nonwoven porous fibrous
backing and is firmly anchored to provide a unitary integrated structure that
will not delaminate or split when the tape is unwound or removed". It also
speaks of the adhesive coating being such as to enable it "to penetrate
into and interlock with the backing and to have a tendency to be drawn by
capillarity into the pores".
The respondent contended that Leukopor
tape did not involve the features of "interlocking" or
"partially penetrating" adhesive and that their adhesive was attached
to the backing by a chemical bond and not by any "interlocking" or
"partial penetration" which would produce a physical bond by the
adhesion of the coating to the fibres (coated with sizing) comprising the
backing. It was said that the manufacturing process of Leukopor
was a "dry process" by which the backing and the adhesive (already in
a dry or substantially dry condition), were run between two rollers under
substantial pressure so that they adhered to one another. The evidence was
that, at that stage of the manufacturing process, the backing and the adhesive
could be "delaminated" by being pulled apart by hand. It was further
said that in the final process of manufacturing, namely, a heating process,
there was "promoted a chemical reaction between the adhesive and the
sizing on the backing by which a chemical bond was created between the adhesive
and the sizing through the existence of a "double valency link"
".
The specification in suit does not appear to use
the expression "interlock" and "partial penetration" as
intended to convey any different meaning. They both suggest that the adhesive
coating when pressed on to the backing becomes attached to the fibres by reason
of its own adhesive qualities, which also hold it firmly on to the skin when
the other side of the adhesive layer is applied to the skin. It is clear that the
word "interlock" is not used in any special sense. Its ordinary
meaning is no more than that the two or more things being referred to are
joined firmly together or united closely. The Shorter Oxford English Dictionary
gives as meanings of the intransitive verb "to engage with each other by
partial overlapping or interpenetration of alternate projections and
recesses" and as the transitive verb "to lock or clasp within each
other".
The nature of the backing which consists of
randomly arranged short pieces of staple fibre unified by a sizing agent is
such that its surface could neither be regular nor smooth when viewed with such
a degree of magnification as would make individual fibres visible. The
necessarily porous character of the backing would require that the surface be
of a broken nature leaving an adequate number of holes to give it a porous
character, such holes obviously being of irregular size and shape, some no
doubt penetrating right through the tape and others giving access to what may
be described as an open lace-work structure through which air may readily
penetrate. This is obvious enough from the description of the material and it
is readily apparent from the microphotographs which were put in evidence. This
is a characteristic of the tape as described in the body of the specification
and as claimed in claims 7, 8 and 9. It is an inherent characteristic of a
"porous nonwoven backing" and is a characteristic of the Freudenberg
backing used by the respondent and it is of that backing that microphotographs
were taken, with and without the adhesive.
The term "pressure-sensitive adhesive"
was evidently well known at the priority date both in Australia and elsewhere
and was used in relation to "packing" tapes and the like. The term
has a meaning which is explained in an Encyclopaedia of Chemical Technology
which was quoted by Professor Ayscough, who was one
of the respondent's expert witnesses. The definition or description was as
follows:
Adhesives of
this type have a high degree of tackiness as compared to other types of
adhesive. As a result they bond almost instantaneously when slight contact
pressure is applied to force the two mating surfaces together. Such adhesives
have a rather high cohesive strength so that despite their high degree of tackiness
they can be removed from smooth surfaces without leaving an appreciable
residue.
It is thus a characteristic of
"pressure-sensitive" adhesives that when such an adhesive is pressed
upon a nonwoven material it will adhere to it, and particularly so if the
pressure is applied by passing both the adhesive and the backing between
rollers under substantial pressure.
It is because of its pressure-sensitive quality
that the adhesive adheres to the backing against which it is pressed in the
manufacturing process and it accordingly adheres to the fibres which comprise
the backing.
The claims in question require that there should be
interlocking or partial penetration but do not specify or control the extent of
such interlocking or penetration save that it must be such as to produce a
degree of adhesion between the backing and the adhesive coating such that the
product will be usable as a surgical tape or an adhesive tape. No particular
form of interlocking is specified by the claim or to be derived from the body
of the specification nor is the term limited otherwise than by the requirement
that there must be some degree of penetration.
It does not appear to me that the process of
adhesion by the development of a chemical reaction between the adhesive and the
sizing which covers fibres of the backing is incapable of constituting
interlocking or partial penetration. It produces a firm joining together of the
two where they come into contact. The evidence makes it clear that there could
be no chemical reaction without contact at the "interface" between
the adhesive and the sizing with which the fibres are coated. That would fall
just as much within the claim as would mechanical adhesion, i.e. the ordinary
process by which an adhesive becomes physically attached to that to which it is
applied. The claim is not limited to "interlocking" brought about by
one means only.
Evidence was given by experts on either side
dealing with the question of whether the adhesive in the allegedly infringing
tape interlocked with or partially penetrated the porous backing. The principal
witness for the appellant on this matter was a Mr. Simmens,
an experienced microscopist, who had had more than twenty years' experience in
the textile field and the use of microscopic techniques in that field. He was a
senior research officer of the Cotton, Silk and Man-made Fibres Research
Association (also known as the Shirley Institute) located in Manchester in
England. He had been supplied with samples of the backing and of the completed Leukopor tape. He had made an examination of those
specimens both by the use of an optical microscope and of an electron
microscope. In this field it is as well to remember Lord Reid's observation in C. Van Der Lely N.V. v. Bamfords
Ltd.[8] where he said:
Lawyers are
expected to be experts in the use of the English language, but we are not
experts in the reading or interpretation of photographs. The question is what
the eye of the man with appropriate engineering skill and experience would see
in the photograph, and that appears to me to be a matter for evidence. Where
the evidence is contradictory the judge must decide. But the judge ought not,
in my opinion, to attempt to read or construe the photograph himself; he looks
at the photograph in determining which of the explanations given by the
witnesses appears to be most worthy of acceptance.
In the present case that observation is
particularly true in the interpretation of photographs taken under high
magnification by an optical microscope and at the even higher magnifications
attainable by the use of the electron microscope. A number of such photographs
were tendered by each party and evidence given about them. In considering those
photographs, which are important in relation to this particular issue, it is
important that the expert interpretation of them should be carefully examined
but in so far as the experts differ the court must of course make up its own
mind in the light of the expert explanation of the process and the degree of
magnification.
However there are some things which the
microphotographs in evidence demonstrate which are not in dispute between the
parties. I have referred above to the fact that when viewed under the
microscope the surface of the nonwoven backing is by no means smooth and
continuous as it appears to the naked eye but, as the specification makes
clear, highly porous so that the surface is markedly discontinuous and the
random interlacing of the individual fibres makes that part of the surface
rough and discontinuous, in both horizontal and vertical planes. Mr. Simmens had taken a substantial number of both optical and
electron microphotographs at varying degrees of magnification, and he gave
evidence about them, in particular about certain of the photographs which
comprised Ex. 8.1 and 8.2. He said, after discussing the particular
photographs, "I find the adhesive to be interlocked securely with the
backing material and the whole to be a unitary integrated structure." He
pointed out in relation to certain of the photographs (LT 13-16) that the
outlines of individual fibres were clearly visible on the surface and were
coated by the adhesive. He said in a written report admitted in evidence that
photographs LT 13 to LT 18 revealed that "a smooth unbroken surface can be
seen commencing at the upper adhesive face and continuing down into the pore
and coating one or more fibres". He also referred to photographs LT 23 to
LT 31 and said that the appearance of a cross section of the tape, when
examined under the electron miscroscope, revealed
fibres within the adhesive layer and that the particular microphotographs of
the cross section showed fibres positioned very close to the adhesive surface.
He based his conclusion that the adhesive interlocked securely with the backing
material and the whole was a unitary integrated structure upon the disposition
of the fibres on the adhesive side of the tape as viewed by optical and
scanning electron microscopes and on his observation of the continuity of the
upper (adhesive) surface down into the pores and around the individual fibres.
The respondent's expert witness on this matter was Professor Ayscough. Dr. Mueller disclaimed
any skill in the interpretation of microphotographs but said that the
manufacturing process used at or about the relevant time was as described in
the respondent's patent (Ex. 17—Australian Patent No. 418938), save for the
thickness of the adhesive applied to the backing. That specification states
that:
It was not
foreseen and therefore surprising that the adhesive would not penetrate (i.e.
filter) through the porous base when the high pressure of the roller process
was used on the composite product formed from intermediate support, adhesive
layer and porous base.
If desired, the
porous base layer provided with the microporous adhesive layer may be subjected
to a short heat treatment, preferably at a temperature of about 140°C, to
improve the anchorage of the adhesive layer to the porous base material still
further. If a binding agent containing carboxyl groups is used for the
impregnation of the porous base layer and at the same time a visco-elastic adhesive which contains reactive groups is
chosen, an additional anchoring effect is obtained during this brief heat
treatment, by chemical reaction.
In one of the examples in the respondent's
specification, it is said that "the adhesive layer is transferred from the
paper base to the matted textile web and is anchored on to this at the same
time"—i.e. by the calendering process by which
the backing and the adhesive layer are passed through rollers under a high
pressure. It is clear that the subsequent heating process to produce the
chemical reaction is by way of obtaining "additional anchorage" over
and above that which is obtained by the pressing together of the backing and
the adhesive between rollers at high pressure.
Professor Ayscough was
one of the expert witnesses called by the respondent who dealt with this same
matter. It may be noted that at no stage in his evidence did he say that there
had been no penetration of the adhesive into the backing of the Leukopor tape and he refers to the manufacturing process
and states that the rollers exert very high pressure on the adhesive and the
backing. However he said, contrary to what is said in the specification, that
the purpose of the passing through the rollers under very high pressure was
"not to achieve an adhesive bond, the purpose is to bring the two layers
into intimate, physical contact but more particularly to rupture the membrane
around the vesicles and to ensure that the vesicular film is porous". The
specification however makes it clear that the purpose of this is to create
adhesion as well as to rupture the membrane of the adhesive but it is
significant that Professor Ayscough acknowledged that
there was "intimate physical contact". The nature of the nonwoven
backing makes it clear that no "intimate physical contact" could
occur without there being penetration for some distance into the highly porous
material. Professor Ayscough maintained however that
the degree of penetration was minimal. The microphotograph (
LB 1 in Ex. 8.2) shows the defendant's backing before the adhesive is
applied to it and clearly demonstrates the open irregular surface and the open
structure of the interior. The effect of the calendering
between the rollers is seen in Ex. 8.2 when photograph LT 13 which is the tape
with the adhesive on it is compared with photograph LB 1. Professor Ayscough did not advert to the fact that according to the
patent specification the chemical reaction only takes place during the
subsequent stage if heating is applied. Professor Ayscough
produced certain photographs, which had been taken by a Dr.
Robinson, of the respondent's tape and certain diagrams which he had prepared
reproducing what was visible by the use of the microscope. He had drawn a line
on certain of those photographs marking the boundary between the adhesive layer
and the backing of the defendant's tapes but admitted in cross examination that
there were fibres above the line and appearing in the area which he said
represented the adhesive. He also observed that the backing was "quite
irregular".
The difference between the evidence of Mr. Simmens and Professor Ayscough is
in the end only one of degree. Mr. Simmens'
interpretation of the photographs and what he in fact saw with the use of the
microscope was that there was substantial interlocking or penetration, whereas
Professor Ayscough, while not saying at any point
that there was no penetration, sought to minimize the extent of it. Professor Ayscough emphasized that the chemical bond, referred to as
a possible additional feature in the respondent's specification, was a much
stronger bond.
In so far as it may be legitimate to advert to the
views of the court expert he also concluded that intimate contact existed
between the adhesive and parts of the backing but said that it was not possible
to distinguish whether they were sustained completely or partly by covalent
bonding or merely by physical bonding. He concluded that it was "almost
certain that some degree of physical bonding occurs, regardless of the presence
of any covalent bonding". He said that numerous fibres from the backing
were embedded in the adhesive and that by focussing inside the pores of the
adhesive it was possible to observe fibres embedded in the adhesive when
examined by an optical microscope and that photographs taken with the aid of
the scanning electron microscope showed that there were frequently fibres
visible close to the surface of the adhesive inside the pores.
In the light of the evidence of Mr. Simmens and of the fact that Professor Ayscough
did not at any time deny that there was any penetration, and in particular he
did not deny or contradict Mr. Simmens'
interpretation of the photographs which he said showed a degree of penetration,
it appears to me to be satisfactorily established that there was
"interlocking" and "partial penetration". The bringing of
the backing and the viscoelastic adhesive into this kind of contact provided
the necessary "interlocking" or "anchorage", whether it
took place by chemical reaction or by a physical adhesion or by a combination
of the two processes. The fact that it may have been wholly by a chemical
process is not sufficient to make it other than interlocking or partial
penetration, because the claim is not limited to any particular kind of
adhesion between the backing and the adhesive layer.
I am therefore satisfied that there is
"interlocking" and "partial penetration" in the
respondent's tape and that it does not fall outside the claims in this respect.
"Hydrophobic."
One of the integers of claim 9 is that the nonwoven
backing of staple fibres must be unified by "a non-tacky hydrophobic
rubbery acrylate polyer [sic] sizing". The relevant
facts upon which this point turns were not in dispute. Leukopor
tape uses as a backing a nonwoven fabric of staple fibres, "unified"
by a rubbery acrylate polymer sizing which is however hydrophilic, i.e. it
absorbs water and becomes wet, so that the test referred to in the
specification, namely that a drop of water placed upon it would "stand
up" as a separate drop and would not spread out and soak in, would not be
satisfied. However, at a subsequent stage in the manufacture of Leukopor tape the backing was wholly immersed in a solution
of hydrophobic resin which coated substantially all the individual fibres of
the backing. Indeed Dr. Mueller said that the backing
tape was totally hydrophobic after it had been immersed in the hydrophobic
agent, i.e. the resin. Indeed he said that it was essential that it should be
hydrophobic in order that the finished product should be suitable for use as a
surgical tape.
Two questions arise with respect to this integer.
The first is the proper construction of the claim, i.e. whether it requires
that the sizing should be hydrophobic of its own nature. The alternative
construction is that it is sufficient that by the time the backing is ready to
have the adhesive applied to it, the sizing is hydrophobic. It is clear that
the sizing chosen to "unify" the backing of Leukopor
tape was itself hydrophilic and that the result of its application was that the
backing in its then condition was hydrophilic. However before the adhesive was
applied a further step was interposed, namely, the immersion of the backing in
a "hydrophobic back sizing agent the result being that the backing becomes
totally hydrophobic" to use the words of Dr.
Mueller. He explained in evidence that it was not truly "back-sizing"
(i.e. a sizing applied only to the back of the backing) because it was wholly
immersed in the resin, though the resin was not itself a polymer.
The words of claim 9 require that the backing
should "be unified by a non-tacky hydrophobic rubbery acrylate polyer [sic] sizing" but they do not specify at what
stage the sizing should have that characteristic, save that it is plain that it
must be in that condition before the adhesive is applied to it.
The evidence makes it clear that the non-tacky
rubbery acrylate sizing which "unifies" the backing of the Leukopor tape has become hydrophobic prior to the
application of the adhesive and that this was achieved by the application of a
thin coating of hydrophobic resin. Accordingly the backing itself may properly
be described as hydrophobic prior to that stage. It appears to me proper to say
that the sizing already in place, which "unified" the backing, has at
that stage also been rendered hydrophobic because of the coating of hydrophobic
resin which then covers it. It is an ordinary use of language to describe the
coated backing as unified by hydrophobic polymer sizing, notwithstanding that
the original material used as a sizing required further treatment before it had
that characteristic.
Accordingly the Leukopor
tape did have this integer and no escape from infringement is provided by the
two stage process of starting with a hydrophilic polymer sizing and then making
it hydrophobic. If that were not so, the question would remain whether the
respondent's product nonetheless takes the "substance" of the
invention by substituting that which has all the qualities of a backing tape
unified by a hydrophobic polymer sizing, because it has been made hydrophobic
by the respondent prior to the application of the adhesive. Thus the
respondent's tape may be not unfairly described as the result of a choice of a
sizing unsuitable for the purpose, and subjecting it to further process to make
it suitable. Such an exercise however does not necessarily result in the
absence of infringement.
Notwithstanding the undoubted fact that the
doctrine of Clark v. Adie[9] concerning the taking of the pith and
substance of an invention, but nonetheless staying outside the express words of
the claim, is less often applicable at the present time than it was at the time
of that decision, it remains the law that a defendant may not take the
substance of an invention unless the wording of the claims makes it clear that
the relevant area has been deliberately left outside the claim.
The authorities which demonstrate this to be so are
collected in the judgment of Gibbs J. in Olin
Corporation v. Super Cartridge Co. Pty. Ltd.[10] and need not be repeated here.
The present case is a clear example of the process
of taking the substance without the form. The respondent's product substitutes
for the hydrophobic polymer sizing a less useful and effective sizing, namely
one which is hydrophilic and which would result in a less useful, or perhaps
useless, end product, and then corrects this deliberate error by an extra step,
i.e. immersion of the backing in an hydrophobic resin, which coats the rubbery
acrylate polymer sizing already on the fibres of the backing with a hydrophobic
resin before the stage of applying the adhesive to it is reached. This two
stage process achieves an end product no different in any relevant sense from
the product claimed in claim 9 as appears from the respondent's patent
specification. That specification states:
The
impregnation of the textile web can be carried out in the usual way with
solutions or aqueous dispersions of known binding agents, e.g. of polyacrylic acid esters or acrylic acid estercopolymers,
and finally drying and compressing. In the event that the chosen binding agent
does not itself show a hydrophobic effect, the web can be treated additionally
with a hydrophobic material such as, for examples, a melamine resin modified by
stearyl groups, to give the required degree of
water-repellence.
Moreover Dr. Mueller said
that after the final step "the fibres and the holes between the fibres are
completely covered with the sizing agent and the water test is conducted, not a
drop of water comes in contact with the fibres. It only comes in contact with
the sizing agent and after this process the product is hydrophobic".
The essential feature of the patent in this respect
is that in the finished product the backing would be unified by an hydrophobic
sizing, the means by which, and the stage at which, this feature is achieved in
the production of the finished product is not the essence of the invention and
cannot be regarded as an area deliberately left open.
The Patents Act 1952-1973 ("the Patents
Act 1952 ") s. 100 (1) sets out the grounds upon which a patent
may be revoked of which grounds (e) and (g) are material. They are as follows:
(e) that the invention, so far as claimed in any claim, was
obvious and did not involve an inventive step, having regard to what was known
or used in Australia on or before the priority date of that claim
(g) that
the invention, so far as claimed in any claim, was not novel in Australia on
the priority date of that claim.
In H.P.M. Industries Pty. Ltd. v. Gerard
Industries Ltd.[11] ("the H.P.M. Case")
Williams J., sitting as a single justice, held that in s. 100 (1) (e) the words
"known or used" embraced more than the common general knowledge of a
skilled worker in the relevant field at the priority date. He said[12]:
Paragraph (g)
appears to accept the law relating to want of novelty as it existed at the date
of the Patents Act. But par. (e) appears
to have widened the law relating to want of subject matter. It requires the
Court to have regard to what is known or used in Australia before the priority
date of the claim, and the words "known or used" appear to embrace
more than what had become commonly known or used or in other words more than
the common general knowledge of a skilled craftsman in the particular art on
that date.
Williams J. referred to the decision of the Court
of Appeal in Allmanna Svenska Elektriska A/B v. Burntisland
Shipbuilding Co. Ltd.[13] ("Allmanna Svenska") and to the observations
of the House of Lords in Martin and Biro
Swan Ltd. v. H. Millwood Ltd.[14] and said[15]:
It is clear
from these discussions that in deciding what was obvious, it is necessary to
consider what would have been obvious to the hypothetical skilled craftsman in
the state of knowledge in the particular art existing at the priority date of
the patent and that this knowledge consists of everything disclosed by the
literature on the subject (including prior specifications), and revealed by the
articles then in use and of the common general knowledge.
The English legislation with which those cases
dealt was not in the same form as the relevant sections of the Patents
Act 1952, and in effect added to the equivalent of par. (g) the concluding words of par. (e). The Court of Appeal held
the same words should be given the same meaning in each paragraph with the
consequence referred to by Williams J.
It may be thought curious that a change in the language
used in the ground of want of novelty should produce a change in the law with
respect to obviousness, but this was not the subject of any comment by Williams
J. However there was no such change in the Australian legislation.
As I have elsewhere observed I think it clear that
the Full Court in John McIlwraith
Industries Ltd. v. Phillips[16] did not
indorse that view but merely proceeded upon the assumption that it was correct,
since in the circumstances of that case no different result would have followed
if the other view had been taken. The point has been referred to in a number of
subsequent cases before single justices of the Court where they have regarded
themselves as obliged to follow the view adopted by Williams J., leaving it to
a Full Court to re-examine the matter if the necessity should arise. See per
Windeyer J. in Sunbeam Corporation v. Morphy-Richards (Aust.) Pty. Ltd.[17] and per Gibbs J. in Universal Oil Products Co. v. Monsanto Co.[18] each expressing some doubt on the matter. I
referred to the point in Meyers Taylor
Pty. Ltd. v. Vicarr Industries Ltd.[19] and in Graham
Hart (1971) Pty. Ltd. v. S. W. Hart & Co. Pty. Ltd.[20]. The latter case was before the Full Court but it
was not necessary for the purpose of deciding it to deal with the question of
whether the decision in Allmanna Svenska is
properly applicable to the Patents Act 1952.
In the present case it is desirable, that that
question should be put at rest. In order to examine it, a consideration of the
history of the English and Australian Patents Acts is necessary.
Section 26 of the Patents, Designs, and
Trade Marks Act, 1883 Imp. provided
that a patent might be revoked on a petition to the Court and in sub-s. (3) the single ground was stated as follows:
Every ground
on which a patent might, at the commencement of this Act, be repealed by scire facias shall be available
by way of defence to an action of infringement and shall also be a ground of
revocation.
That section did no more than continue in operation
the existing common law. In Australia the Patents Act 1903 dealt
with revocation in s. 86 (3) in the same manner, as follows:
Every ground
on which a patent might at common law be repealed by scire
facias shall be available as a ground of
revocation.
The Patents, Designs, and Trade Marks Act,
1883 Imp. was repealed by
the Patents and Designs Act, 1907 Imp. which however reproduced in s. 25 (2) that provision in the
same form as the 1883 Act. By the Patents and Designs Act, 1932 Imp. s.
25 (2) was substantially amended. The new sub-section set out in detail the
various grounds upon which a patent might be revoked and concluded with the
precautionary words "and upon any other ground upon which a patent might,
immediately before the first day of January 1884, have been repealed by scire facias". Paragraphs
(a) to (p) have been treated as doing no more than reproducing and restating
the grounds formerly available at common law—see per Lord Macmillan in Mullard Radio Valve Co. Ltd. v. Philco
Radio and Television Corp. of Great Britain Ltd.[21] and per Lord Diplock in Bristol-Myers Co. v. Beecham Group Ltd.[22].
In Australia however s. 86 (3) of the Patents
Act 1903 was not changed until 1952. During the 1930s a committee
under the chairmanship of Sir George Knowles presented four reports upon
the Patents Act and drew up a Bill to give effect to its
recommendations. That Bill was introduced into the Parliament in 1939 but the
outbreak of war prevented its enactment. A further committee was appointed in
1950 and is referred to below.
In 1944 a committee (the Swan Committee) was
appointed in England to consider what changes in the Patents and
Designs Act, 1932 U.K. were desirable and it reported in
1947.
The report of the Swan Committee led to the passing
of the Patents Act, 1949 U.K. which introduced
among other changes the provisions relating to priority dates. The Swan
Committee recommended that pars. (e) and (f) of the
grounds for revocation should be as follows:
(e) That, subject as in this sub-section provided, what
is claimed in any claim of the complete specification was not new.
(f) That
what is claimed in any claim of the complete specification was obvious and did
not involve any inventive step, having regard to what was known or used before
the priority date of the said claim.
However in the Patents Act, 1949 U.K. those
grounds of objection were expressed differently. Thus par. (e) of s. 32 was as follows:
that the
invention, so far as claimed in any claim of the complete specification, is not
new having regard to what was known or used, before the priority date of the
claim, in the United Kingdom;
and par. (f) was as follows:
that the
invention, so far as claimed in any claim of the complete specification, is
obvious and does not involve any inventive step having regard to what was known
or used, before the priority date of the claim, in the United Kingdom;
Thus the words which previously formed part of the
ground of obviousness were added to the previous wording of the ground of
novelty. That language however was not adopted in the Australian
Patents Act 1952.
Possible reasons for this difference in language
between those grounds as set out in the 1932 United Kingdom Act and
as set out in the 1949 United Kingdom Act are discussed in Mr.
Gratwick's interesting paper entitled Having Regard
to What Was Known and Used, Law Quarterly Review, vol. 88 (1972), p. 341. It is
clear however that the report of the Swan Committee cannot be used to elucidate
the reasons for the change, because it did not recommend it. Moreover, whatever
those reasons may have been, it is equally clear that they have no bearing on
the proper construction of the provisions of s. 100 of the Patents Act
1952 for the provisions are not the same; the Australian Act being
in substantially the same form as the recommendation of the Swan Committee, the
differences not being relevant for present purposes.
The Swan Committee's report and the 1949
United Kingdom Act were available to a subsequent committee
established in Australia, of which Mr. Justice Dean was the chairman. It was
set up in 1950 and reported in 1952. The Patents Act 1952 reproduces
the Bill recommended by the Dean Committee, virtually without alteration. The
earlier committee had considered the Patents and Designs Act, 1932 U.K. and
in par. 97 it referred to the provisions in s. 25 (2) of that Act and prepared
a Bill which attempted to define exhaustively the grounds upon which a patent
might at common law be repealed by scire facias. The Bill so prepared copied the English
"drag-net" provision which expressly incorporated anything else which
might have been available under scire facias. The Dean Committee recommended that the present s.
100 be adopted which reproduces substantially the provisions of s. 25 (2) of
the Patents and Designs Act, 1932 U.K. though the
language differs in a number of respects. However pars. (e) and
(f) of s. 25 (2) of the 1932 United Kingdom Act were adopted
without any material change save for the addition of the references to the
priority date. The Dean Committee recommended some minor changes and said in
par. 25:
In 1932
the British Act set out the grounds upon which a patent might
be revoked. In the previous report it was recommended that these be adopted,
and that the same grounds should be available to a defendant setting up the
invalidity of the patent as a defence to an action for infringement. We agree
with this recommendation and at the same time we have attempted to define the
various grounds with precision.
The Bill as recommended by the Dean Committee did
not contain the "drag-net clause" and was enacted in the form as
recommended.
Having regard to the history of the legislation it
is necessary to return to the decision of Williams J. in the H.P.M. Case[23]. It is clear from the passages quoted above from
his judgment that he regarded s. 100 of the Patents Act 1952 as
having made a substantial change in the pre-existing law for he says that prior
to that Act it was not legitimate to have regard to any and all prior
publications, including prior specifications, as well as upon common general
knowledge and articles in common use.
He failed to advert to the fact that the words in
the Patents Act 1952 were for all material purposes identical
with those of the 1932 United Kingdom Act which Lord Macmillan
had said in 1932 reproduced the common law. It also appears from the reasons
for judgment[24] that the case for the defendant in the H.P.M. Case was based, not upon prior
published specifications or any combination of them, but upon evidence of common
general knowledge in the relevant art. Williams J. said however that the
decisions in Allmanna Svenska[25] and Martin
and Biro Swan Ltd. v. H. Millwood Ltd.[26] required that prior publications not forming part
of common general knowledge should be taken into account. From the nature of
the issue it is clear that it was not necessary so to decide in order to deal
with the case itself. Indeed Williams J. made an express finding[27] that the information relied upon had become
part of common general knowledge of those engaged in the particular art.
Accordingly his observations on this point must be regarded as obiter dicta.
For those reasons I am satisfied that we should not
regard the observations of Williams J. in the H.P.M. Case as correctly stating the law in Australia. It is not a
matter of overruling the decision because, as I have said, it was based upon a
different ground. The dicta however should not be followed.
Williams J. did not deal expressly with the
question whether in the case of an allegation of obviousness it is possible to
"make a mosaic" out of existing publications not forming part of
common general knowledge but it is nonetheless clear that he regarded such a
course as open in view of the contrasting statement quoted above on novelty.
The notion of common general knowledge itself involves the use of that which is
known or used by those in the relevant trade. It forms the background knowledge
and experience which is available to all in the trade in considering the making
of new products, or the making of improvements in old, and it must be treated
as being used by an individual as a general body of knowledge. I do not with
respect think that it is correct to describe that process as the making of a
mosaic although it has often been so described, a usage which however may be
misleading. The process of applying such common general knowledge to the
solution of a problem is not a process of picking out individual pieces of
information and combining them, including inferences from known facts and known
principles, as well as the application of such principles. The making of a
mosaic prohibited in the case of an allegation of want of novelty is the
picking out of individual items of information from prior publications or prior
objects and assembling them together so as to give them an appearance of unity
and then alleging that such mosaic reveals the very thing claimed. That is an
understandable, though not a permissible, process.
In the case of alleged lack of an inventive step
the question of making a mosaic must operate (if at all) in a very different
matter. An allegation of want of inventive step is not made out by saying you
may take one or two, or twenty-one or twenty-two, prior publications and then
select from them appropriate extracts or pieces of information, which will add
up to the invention claimed and so demonstrate that it was obvious. So to
proceed is to mistake the nature of an invention and the nature of the
objection of obviousness. The question is, is the invention itself obvious, not
whether a diligent searcher might find pieces from which there might have been
selected the elements which make up the patent. If this were not so, there
could never be a valid patent for a new combination of old integers. The proper
question is not whether it would have been obvious to the hypothetical
addressee who was presented with an ex post facto selection of prior
specifications that elements from them could be combined to produce a new
product or process. It is rather whether it would have been obvious to a
non-inventive skilled worker in the field to select from a possibly very large
range of publications the particular combination subsequently chosen by the
opponent in the glare of hindsight and also whether it would have been obvious
to that worker to select the particular combination of integers from those
selected publications. In the case of a combination patent the invention will
lie in the selection of integers, a process which will necessarily involve
rejection of other possible integers. The prior existence of publications
revealing those integers, as separate items, and other possible integers does
not of itself make an alleged invention obvious. It is the selection of the
integers out of, perhaps many possibilities, which must be shown to be obvious.
It is in relation to this process that the misuse
of hindsight is most common. When once an idea or an object or a process or a
combination, admittedly novel, has been published, it is very easy to say after
perhaps months of search and study in the Patent Office and the public
libraries that the integers into which the patent might be dissected could be
found scattered amongst the prior documents by a person who already knew the
solution to the problem and therefore knew what to look for and what to
discard. But that process does not demonstrate lack of an inventive step. The
opening of a safe is easy when the combination has been already provided.
It is pointless to say, as some witnesses did in
the present case that given the description in the claims in the patent they
could with the aid of some prior specifications have produced the end product.
This is an extreme example of the ex post facto dissection of an invention
which has been vigorously criticized in many courts.
It is worth quoting yet again the words of
Fletcher-Moulton L.J. in British
Westinghouse Electric and Manufacturing Co. Ltd. v. Braulik[28] where he
said:
I confess
that I view with suspicion arguments to the effect that a new combination, bringing
with it new and important consequences in the shape of practical machines, is
not an invention, because, when it has once been established, it is easy to
show how it might be arrived at by starting from something known, and taking a
series of apparently easy steps. This ex post facto analysis of invention is
unfair to the inventors, and in my opinion it is not countenanced by English
Patent Law.
Similar statements may be found in many cases; see,
e.g., per Latham C.J. in Palmer v. Dunlop
Perdriau Rubber Co. Ltd.[29]
It may be observed that in the cases where
obviousness is in issue very often the larger the number of prior publications
which are relied upon as together establishing absence of an inventive step,
the more likely it is that the alleged invention was not obvious for the wider
one has to look to find all the integers the less likely it is that it would
have been obvious to put them together in the particular manner in which the
inventor did.
It may be noted that even in England where the process
of making a mosaic out of prior publications is regarded as permissible under
the Patents Act 1949 it is still necessary that the mosaic
must be one which "can be put together by an unimaginative man with no
inventive capacity"—see per Lord Reid in Technograph
Printed Circuits Ltd. v. Mills and
Rockley (Electronics) Ltd.[30]
There may be some fields of endeavour in which
those who work therein study and make themselves familiar with all patent
specifications as they become available for inspection in one or in many
countries so that what was contained therein becomes common general knowledge
in that particular trade or field of manufacture in the country in question.
Examples are provided by Vidal Dyes
Syndicate Ltd. v. Levinstein Ltd.[31] and British
Celanese Ltd. v. Courtaulds Ltd.[32] Indeed in the present case it appears that the
first appellant in its establishment in the United States at one time had
employees who did just this in the field of adhesives. But this is not so in
all fields or in all countries. There was no evidence in the present case that
those working in Australia in the field of adhesives or of surgical tapes
followed such a practice or that any of the specifications relied upon was part
of the common general knowledge of those working in these fields in Australia.
The respondent relied upon a number of prior
specifications which had been available in Australia for public inspection
before the priority date as providing a basis for the argument that the
invention claimed was obvious. For the reasons which I have set out above I do
not regard such specifications as capable of sustaining that argument without
evidence that they were part of common general knowledge at that time. There
was no such evidence and accordingly it is not necessary for me to examine
those specifications. I turn therefore to the question of obviousness without
reference to the prior publications.
The respondent provided no evidence of the state of
relevant common general knowledge in Australia. Some evidence was given by the
appellants' witnesses of the kind of tapes in use before the priority date and
of their disadvantages which demonstrated the nature of the advance made by the
invention. This evidence related to the use of surgical tapes in hospitals and
in medical practice, and showed the nature of the advance which this invention
made over the products then on the market and in use at the priority date. This
evidence showed what kind of products would have been the common general
knowledge in Australia as well as the nature of the problem awaiting solution.
Sister Stahl who was Assistant Matron in charge of
operating theatres at Sydney Hospital gave evidence that she had trained at
Sydney Hospital from 1956-1960 and continued there as a Theatre Sister until
1964. From 1964-1968 she was the Supervisor of the Cardiac and Neurosurgery
Operating Theatres and in 1968 became the Charge Sister of Operating Theatres
and in 1971, Assistant Matron in charge of theatres at Sydney Hospital. She
said that when she first began nursing, zinc oxide strapping and sticking
plaster were used as surgical tapes and she stated that the disadvantages of
the older types of tape were that it was extremely difficult to remove and this
took up nursing time and caused a strain on nurses and on patients. She said
that it could often be removed only with the aid of ether or a solvent, both of
which were painful to patients. She said that irritation from the older tapes
was common and generally a residue of adhesive was left on the skin and in addition
many patients were allergic to the material. She said that this caused
problems, particularly where wounds required frequent changing of dressing, and
that the older type surgical tapes caused difficulty as well as occupying
substantial amounts of nursing time. She also said with the older types of tape
the skin often softened and became macerated. She said that she became aware of
Micropore tape in the early 1960s and found it easy
to remove and less painful from the point of view of the patient. She found it
useful where dressings had to be frequently changed in that it avoided
allergies and irritations to the skin and avoided maceration of the skin. She
said it reduced the time and trouble needed to remove wound dressings. She also
said that it was easier to handle in the operating theatre and that it had
replaced the old zinc oxide tapes.
Mr. Rose, a surgeon practising in Sydney also gave
evidence. He had numerous qualifications in surgery, being a Fellow of the
Royal College of Surgeons of England and of the Royal Australian College of
Surgeons and the American College of Surgeons. He had for a substantial time
been Honorary Surgeon at the Royal North Shore Hospital and other hospitals. He
said that he first became aware of Micropore tape in
approximately 1963-1964 and that prior to that time during his experience as a
surgeon since graduating in 1933 the type of tape used was that known as
"Elastoplast" or its equivalent which consisted of a woven backing
applied to which was an adhesive generally containing zinc oxide. He said the
disadvantages of those tapes were that they caused irritation to patients on
application and removal and that in about ten per cent of cases caused allergic
reactions or blistering. They did not permit the skin to breathe and irritation
of the skin resulted and the risk of infection was increased. He said that
because of those disadvantages it was necessary to disturb dressings sooner
than was desirable and that as it was not possible to see through the tapes
discharge from wounds was not visible, and the process of healing could not be
estimated. He also said that they were difficult to handle with rubber gloves
in an operating theatre because of the extreme stickiness and they had to be
cut with scissors. He said that since about 1963-1964 he had used Micropore tape and that its usage had increased to the
extent that it was used for all dressings after operations in the vast majority
of cases. He said that it had a number of advantages including that under
normal conditions of surgical use it did not stretch with normal hand pulling
but could be easily torn. He stated that it did not irritate the skin with
normal patients in any way and that all pores in it allowed sweat and other
secretions of the skin or the wound to seep through and evaporate and that the
progress of healing could be observed to a "fair extent". He also
said that it was easier to handle in the operating theatre with rubber gloves
and that the fact that the skin could breathe through the minute pores was one
of its great advantages, whilst the fact that it permits skin closures without
stitches where there are small wounds was also a great advantage. Finally he
stated that use of Micropore had obliterated
complaints which he had heard for many years from patients and other
practitioners arising out of the defects of the older type of surgical tape.
Dr. Rose also produced two articles from the Lancet,
a well known medical journal circulating in
Australia, written in 1955 and 1956 indicating the need for a porous tape with
a less difficult and irritating adhesive and pointing out that existing
so-called porous dressings were only partially porous. The fact was however
that more than four years went by before the present invention was made in the
United States and the patent applied for in Australia. The evidence shows
however that its merits were readily recognized in Australia and it had come
into very common use at least by the middle of the 1960s. The publications
produced by Mr. Rose demonstrated that a breathable surgical tape with a
non-irritating adhesive was known to be desirable, but the problem of producing
such a tape remained unsolved until the present invention was made in 1959.
Neither Sister Stahl nor Mr. Rose was cross-examined. The remaining witness on
the state of the art in Australia at the priority date was Mr. Thomas who was
formerly employed in Australia by Johnson and Johnson Pty. Ltd., manufacturers
of surgical dressings and sutures. He said that prior to 1960 some nonwoven
surgical products were just coming into use. Examples to which he referred were
drapes, used to mask off areas adjoining an operative site, hand towels and
some surgical dressings. He said that prior to 1960 there were no products
having both an adhesive and a nonwoven backing in use in Australia.
The evidence as to the position in Australia at the
priority date thus shows that there was a known need for an improved adhesive
surgical tape, the existing adhesive tapes having well known disadvantages. The
advantages of a "breathable" tape had been known at least since 1955
but that need had not been satisfied by any product on the market or disclosed
in the medical field or in the field of the suppliers of surgical supplies,
including tapes. That evidence further shows that when introduced on the market
this tape met that need, and had substantial commercial success,
notwithstanding that it may have been slow to "take off" because of
price. These are well recognized indications of inventiveness though they are not
in themselves decisive. In the present case however they contribute to the
conclusion that there was an inventive step. There was nothing in common
general knowledge which pointed to this solution to the known problem which
awaited solution.
It appears that before the trial judge there was no
argument presented on the objection that the patent had been anticipated by
some prior publication and no such argument was presented before this Court at
the hearing. However in written argument submitted by the respondent in reply a
submission was made which was expressed in terms both of anticipation and
obviousness. It is not altogether clear whether it was intended to raise the
question of anticipation but it is desirable to deal with it as if it did raise
that point. I am satisfied that the Salditt patent
did not deprive the invention of novelty because, although it discloses some of
the integers of the combination it does not disclose all of them. Because the
information contained in the Salditt specification
was not common general knowledge in Australia at the relevant time I do not
need to examine it in relation to obviousness.
It was no doubt the discovery of the Ulrich
adhesive which was the first step towards a suitable non-irritating adhesive but
the Ulrich patent, even assuming it to be common general knowledge in Australia
at the relevant time, did not reveal anything about the capacity of that
adhesive to become or to be made microporous. The existence of that adhesive
does not make the combination of integers in claims 7, 8 and 9 obvious. The
further steps to the combination were not obvious.
For those reasons I am of opinion that claims 7, 8
and 9 of the patent were valid and have been infringed. I would allow the
appeal and dismiss the respondent's cross-appeal.
WILSON J:
I would allow the appeal and dismiss the
cross-appeal for the reasons given by Aickin J.
My
conclusion as to inextensibility is supported by personal examination of the Leukopor tape and backing.
[1]
(1957) 98 C.L.R. 424.
[2]
(1877) 3 C.P.D 142, at p. 149.
[3]
(1942) 59 R.P.C. 1, a p. 24.
[4]
(1883) 24 Ch. D. 156.
[5]
(1883) 24 Ch. D., at p. 167.
[6]
(1922) 39 R.P.C. 49.
[7]
(1974) 48 A.L.J.R. 59, at p. 60.
[8]
[1963] R.P.C. 61, at p. 71.
[9]
(1875) L.R. 10 Ch. App. 667.
[10]
(1977) 51 A.L.J.R. 525, at p. 530.
[11]
(1957) 98 C.L.R. 424.
[12]
(1957) 98 C.L.R., at p. 437.
[13]
(1951) 69 R.P.C. 63, at pp. 68-70.
[14]
[1956] R.P.C. 125.
[15]
(1957) 98 C.L.R. 438.
[16]
(1958) 98 C.L.R. 529.
[17]
(1961) 35 A.L.J.R. 212, at pp 217-219.
[18]
(1972) 46 A.L.J.R. 658, at pp. 659-660.
[19]
(1977) 137 C.L.R. 228, at pp. 236-237.
[20]
(1978) 141 C.L.R. 305, at p. 329.
[21]
(1936) 53 R.P.C. 323, at p. 329.
[22]
[1974] A.C. 646, at p. 679.
[23]
(1957) 98 C.L.R. 424.
[24]
(1952) 98 C.L.R., at p. 441.
[25]
(1952) 69 R.P.C. 63.
[26]
[1956] R.P.C. 125.
[27]
(1952) 98 C.L.R., at p. 441.
[28]
(1910) 27 R.P.C. 209, at p. 230.
[29]
(1937) 59 C.L.R. 30, at pp. 60-61.
[30]
[1972] R.P.C. 346, at p. 355.
[31]
(1912) 29 R.P.C. 245 at pp. 279-280.
[32]
(1933) 50 R.P.C. 259, at p. 280.