Date of
Judgment: May 30, 1986
Issuing
Authority: Supreme Court
Level of
the Issuing Authority: Final Instance
Type of
Procedure: Judicial
(Civil)
Subject
Matter: Copyright and Related
Rights (Neighboring Rights)
Main
text of the judgment (decision):
1. The judgment in prior
instance shall be reversed.
2. The present case shall be
remanded to the Tokyo High Court.
Reasons:
I.
The preface, and Reasons No. 2.1, No. 3., and No. 4 for the final appeal
according to Appellant's attorneys, ●●●● and ●●●●.
The fact situation lawfully confirmed in
the trial of the prior instance is as follows.
1.
On April 27, 1966, in the mountain range of the Alps in St. Christoph, Tyrol,
Austria, Appellee, as a photographer, created a color photograph, which is
attached to the judgment in prior instance as "Photograph 1", of a
shot of a scene in which skiers are skiing down a slope on a snow-covered
mountain, leaving wavy tracks (hereinafter referred to as
"Photograph"), and acquired copyrights that are economic rights, and
moral rights of author for Photograph. Next, Appellee exhibited a reproduction
of the Photograph, by indicating Appellee's name thereon, in a photo collection
titled "SKI '67 Vol. 4" dated January 1, 1967
and published by Kabushiki Kaisha D. Later, a reproduction of the Photograph
was published, with Appellee's permission, in a calendar made by Company F
without indicating Appellee's name.
2.
Appellant is a graphic designer by the pen name of "G", and he
exploited the Photograph, which was published in the above calendar, by
creating a black-and-white reproduction of the same by cutting out the left
part of the Photograph, and by combining a photograph of a snow tire for a car,
which was used in an ad for H Kabushiki Kaisha, and placing it in the upper
right corner of the Photograph to create a black-and-white photograph, which is
attached to the judgment in prior instance as "Photograph 2" (hereinafter
referred to as "Montage Photo"). Next, Appellant exhibited Montage
Photo in its own photo collection titled "I", which was published
around 1970, and also exhibited the same in a special
issue featuring mostly pictures under the title, "G-no-kimyona-sekai", in the magazine, "Shukan
Gendai", which is dated June 4 of the same year
and published by Kabushiki Kaisha J. In either case, Appellee's name was not
indicated as the author for the part of the Photograph that was exploited, and
Appellee's consent was not obtained for the exploitation of the Photograph.
3.
From the Montage Photo, one can feel the essential features of the Photograph; specifically,
the part in which six skiers are skiing down a slope on a snow-covered
mountain, leaving wavy tracks, and the characteristic part of the mountain
scenery.
Under the fact situation described above,
the judgment of the court of prior instance to the effect that Appellant's act
is illegal because Appellant's creation and exhibition of Montage Photo, which
were conducted without Appellee's consent, are such that even if Montage Photo
may be evaluated as a parody, it is an modification which infringes on
Appellee's right to integrity for the Photograph, which is held by Appellee as
the author, and furthermore, that there is also infringement of the right of
attribution in that Appellant failed to indicate Appellee's name as the author,
can be approved as justifiable, and there is no illegality with the process as
per the asserted opinion. The assertion made in the asserted opinion as to
unconstitutionality, based on the premise that the judgment in prior instance
is illegal as described above, lacks its premise. The gist of the argument
cannot be accepted.
II.
Regarding the part, from among Reason No. 1, which concerns the claim for
compensation
1.
Copyrights that are economic rights, which cover the right of reproduction, and
moral rights of author, which cover the right to make a work public, the right
of attribution, and the right to integrity, concern different legal interests
to be protected, and the two types of copyrights are also different in the
manners of legal protection; for example, in that while copyrights that are
economic rights can be transferred and inherited, and a term of protection is
set for this type of copyright (Articles 2 through 10, Article 23, etc. of the
former Copyright Act (prior to the amendment by Act No. 48 of 1970; hereinafter
referred to as "Act")), moral rights of author cannot be transferred
or inherited, and a term of protection is not set for this type of copyright.
Accordingly, even in the case where a single act made against the work
concerned infringes on copyrights that are economic rights and on moral rights
of author, the non-economic damage resulting from infringement on copyrights
that are economic rights, and the non-economic damage resulting from
infringement on moral rights of author can coexist, so that in order to make
claims for compensation for both cases of damages in a single lawsuit, the
claims should be made by identifying the amount of compensation, which is based
on infringement of copyrights that are economic rights, and the amount of
compensation, which is based on infringement of moral rights of author,
according to the difference in the interests being infringed, given that two
claims of different subject matters have been jointed.
2.
On the premise of the points above, it is acknowledged that the background to
the lawsuit of the present case concerning the claim for compensation, which is
made by Appellee against Appellant, is as follows.
(1)
In the trial of the first instance, Appellee asserted that Appellant's creation
and exhibition of Montage Photo infringed on Appellee's copyrights that are
economic rights and on Appellee's moral rights of author, and that the
compensation amounts to several millions of yen, and demanded against Appellant
for payment of 500,000 yen, which is part of the compensation, along with delay
damages accruing therefrom for the period from October 7, 1971 until full
payment at the rate of 5% per annum, and the above claims by Appellee were
entirely approved in the trial of the first instance.
(2)
In the trial of the second instance before the judgment was remanded, Appellee
lawfully withdrew a claim for compensation, which was based on infringement of
copyrights that are economic rights, and made a claim for compensation on the
basis of infringement of moral rights of author, seeking payment of 500,000 yen
and the money accruing therefrom for the period from October 7, 1971 until full
payment at the rate of 5% per annum.
(3)
In the trial of the prior instance, Appellee once again made a claim for
compensation on the basis of copyrights that are economic rights, seeking
payment of a total of 500,000 yen and the money accruing therefrom for the
period from October 7, 1971 until full payment at the rate of 5% per annum, as
a claim for compensation on the basis of infringement of copyrights that are
economic rights, and as a claim for compensation on the basis of moral rights of
author. Then, in the trial of the prior instance, the court dismissed a claim
for compensation, which is based on infringement of copyrights that are
economic rights, by determining that it is unreasonable, and as for a claim for
compensation, which is based on infringement of moral rights of author, the
court held that a claim for payment of 500,000 yen and the money accruing
therefrom for the period from October 7, 1971 until full payment at the rate of
5% per annum, as prescribed in the Civil Code, is reasonable, and thus the
court rendered a judgment to the effect of dismissing the appeal.
In this way, in the trial of the prior
instance, the court, resultingly, only identified the total amount of the
amount of compensation, which is based on infringement of copyrights that are
economic rights, and the amount of compensation, which is based on infringement
of moral rights of author, as well as the delay damages accruing therefrom, and
rendered a judgment to the effect of dismissing the appeal with regard to
Appellee's claim whose breakdown is not specified. As such, the judgment of the
first instance, which was maintained in the above judgment which dismissed the
appeal, is one which only identified the total amount of the amount of
compensation, which is based on infringement of copyrights that are economic
rights, and the amount of compensation, which is based on infringement of moral
rights of author, as well as the delay damages accruing therefrom, and which
entirely approved the claim whose breakdown is not specified (however, as for
the part pertaining to a claim for compensation which is based on infringement
of copyrights that are economic rights, such part lapsed with the withdrawal of
the claim in the trial of the second instance prior to the remanding of the
judgment).
3.
Accordingly, it must be said that in the trial of prior instance, the court
should have asked Appellee to explain about the breakdown of the amount of
compensation pertaining to the claim, as well as about the delay damages
accruing therefrom, and should have made a ruling after the amount was
confirmed and examined. However, in the trial of the prior instance, the court
did not ask for any explanation concerning the above point and rendered a
judgment as described above, it must be said that the court failed to exercise
the authority to ask for explanation, and, furthermore, committed an illegality
in regards to inexhaustive examination and inadequacy
of reason. Since it is clear that this illegality
would have influence on the conclusion of the judgment, the gist of the
argument is reasonable, and the part which pertains to the claim for
compensation from among the judgment in prior instance cannot avoid being
reversed. As such, concerning the aforementioned part,
it is necessary to conduct further examination by asking for further
explanation.
III.
Regarding Reason No. 2.2 for the final appeal.
In the trial of the prior instance, the
court held that Appellee's claim for an apology ad, which is based on moral
rights of author, should be approved, and the reasons for this judgment are
outlined below.
Since around 1960, Appellee has
continuously created and exhibited photographs that are mostly related to
mountains as a photographer, and even before the Montage Photo was exhibited,
the artistic value of Appellee's works was recognized among photographers and
photo enthusiasts, and Appellee's name had become widely known among
photographers and photo enthusiasts. Appellee has continuously engaged in the
activities of taking photographs with the hope of appealing to people of the
beauty of the earth through his photographs. Even upon creating the Photograph,
he did so from this perspective by developing ideas, over many years, on how to
express the harmonious way in which the beautiful nature is related to people,
and he chose the place and method and the like for shooting by going there
approximately two months in advance, and obtaining the approval of the Director
of Bundes Ski Akademie concerning the intent to
create the work of Photograph as well as the permission to shoot the same, in
addition to having the school's ski instructors introduced as models, thereby
succeeding with the shooting of the Photograph, which costed as much as
10,000,000 yen. After creating the Photograph, Appellee published a photo
collection titled "ALPS" in 1969 covering the Alps, and a photo
collection titled "Himalayas" and a photo collection titled "Kamigami-no-za" in 1971 covering the Himalayas, and in
1975, published a photo collection titled "America Tairiku"
covering the Americas. In the meantime, Appellee received an award in June 1971
from Q Kyokai for his photo collection titled
"ALPS" and other works, and for his photo collection titled
"Himalayas", he received the Mainichi Art Award in January 1972 and
the Minister of Education Award for Fine Arts in March of the same year, and
these awards helped Appellee solidify his position as a photographer and become
highly regarded. At the time of exhibition of Montage Photo, Appellee was
basically paid a royalty of 200,000 yen per photographic negative film upon
licensing negative films of his photographs, and
provided in an agreement that a sum of 500,000 yen is payable in the event of
loss of a negative film. When these facts are considered together with the
manners of infringement of moral rights of author for Photograph by Appellant,
as described above, it must be said that Appellant, by creating and exhibiting
Montage Photo, infringed on Appellee's moral rights of author for Photograph,
and significantly damaged Appellee's honor in society. As such, in order to restore Appellee's honor having been damaged, it
is reasonable to acknowledge that an apology ad must be posted, as asserted by
Appellee. However, the above judgment of the court of prior instance cannot be
approved, for the reasons described below.
Article 36-2 of the Act stipulates that
an appropriate disposition may be requested against a person who infringes on
moral rights of author in order to restore the author's
reputation or honor. It should be interpreted that the reputation or honor of
an author as stipulated therein refers to the objective evaluation which an
author receives from society for his or her value as a person such as his or
her character, virtue, honor, and fame, or in other words, reputation or honor
in society, and does not include the subjective evaluation which a person has
about his or her own value as a person, or in other words, the feeling of honor
(refer to Supreme Court Judgment 1968 (O) 1357; rendered on December 18, 1970
by Second Petty Bench, Minshu Vol. 24, No. 13, page
2151). When the above is considered for the present case, it must be said that
the fact situation that was lawfully confirmed in the trial of the prior
instance is such that not only is there no fact that Appellant's act, against Appellee,
of infringement of moral rights of author in the present case damaged
Appellee's reputation or honor in society, but also that it cannot be presumed
from the above fact situation that Appellee's reputation or honor in the
society was damaged as a fact. In that case, it must be said that the judgment
in prior instance, which was rendered to the effect that a claim for an apology
ad, which is based on Appellee's moral rights of author, should be approved, is
one which found, contrary to the empirical rule, that Appellee's reputation or
honor in society was damaged, or is one which incorrectly applied the
interpretation of Article 36-2 of the Act, and since it is clear that the above
illegality would have influence on the judgment, the gist of the argument is
reasonable, and the part of the judgment in prior instance which pertains to a
claim for an apology ad on the basis of moral rights of author cannot avoid
being reversed. Furthermore, further examination of the above part is necessary
in regards to the fact situation from the perspective
described above.
IV
Based on what is described above, the present case shall be remanded to the
court of the prior instance for further examination to be conducted.
Therefore,
by omitting the determination on other points of the gist the argument, the
judgment of this court is rendered unanimously by all judges, as per the main
text, by application of Article 407, paragraph (1) of the Code of Civil
Procedure.
(This translation is
provisional and subject to revision.)