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Royal Decree No. 1270/1997 of July 24, 1997, on the Establishment of the Spanish Patent and Trademark Office

 Royal Decree 1270/1997, of July 24, 1997, Organizing the Spanish Patent and Trademark Office

23BRoyal Decree 1270/1997, of July 24, 1997,

Organizing the Spanish Patent and Trademark OfficeF *

TABLE OF CONTENTSF **

Articles

Nature and Legal Regime .............................................................................................H1

Aims..............................................................................................................................H2

Functions.......................................................................................................................H3

Structure........................................................................................................................H4

Management Board.......................................................................................................H5

Director .........................................................................................................................H6

Secretariat General........................................................................................................ H7

Patents and Technological Information Department .................................................... H8

Distinctive Signs Department ....................................................................................... H9

Legal Coordination and International Relations Department.....................................HU10U

Assets and Economic Resources ................................................................................HU11U

Deconcentration, Delegation and Allocation of Functions.........................................HU12U

Sole Additional Provision

Sole Transitional Provision

Sole Repeal Provision

0BFinal Provisions

*

Spanish title: Real Decreto 1270/1997, de 24 de julio, por el que se regula la Oficina

Española de Patentes y Marcas.

Entry into force: August 31, 1997.

Source: Communication from the Spanish authorities. **

Added by the International Bureau of WIPO.

5BNature and Legal Regime

1.—(1) The Spanish Patent and Trademark Office is an autonomous body attached

to the Ministry of Industry and Energy and reporting to it through the Under-Secretariat.

(2) The Spanish Patent and Trademark Office has its own legal personality and

authority to work in pursuance of its objectives, and is governed by Law 17/1975, of May

2, 1975, Creating the Autonomous Body, the “Registry of Industrial Property” [Ley

17/1975, de 2 de mayo, sobre creación del organismo autónomo Registro de la

Propiedad Industrial] and Law 21/1992, of July 16, 1992, on Industry [Ley 21/1992, de

16 de julio, de Industria], and also by the terms of the General Budgetary Law [Ley

General Presupuestaria] (RCL 1998/1966 and 2287) and any other provisions applicable

to autonomous bodies within the General State Administration.

6BAims

2. The Spanish Patent and Trademark Office shall be responsible for the conduct of

the administrative activity entrusted to the State in the industrial property field as

provided in currently applicable legislation and international treaties, and shall be the

instrument of technological policy in that field.

7BFunctions

3. The following functions are entrusted to the Spanish Patent and Trademark

Office for the accomplishment of its aims:

1. administrative action serving to effect the recognition and maintenance of

protection by registration of the various manifestations of industrial property,

namely inventions, topographies of semiconductor products, creations of

form and distinctive signs, including the processing and settlement of files,

register entries for the record and the preservation and publicity of

documentation;

2. the efficient periodical dissemination of technological information that has

been registered, without prejudice to such other types of special publication

as may prove advisable;

3. implementation, within the limits of its authority, of international treaties in

force in the industrial property field, and proposal where appropriate of

adherence by Spain to those that are not yet in force for it, and general

promotion of international relations in that field;

4. promotion of initiatives and conduct of activities to bring about greater

awareness and more appropriate protection of industrial property, both in the

national and in the international field, and maintenance of direct relations

with whatever Spanish or foreign organizations and bodies concern

themselves with such matters;

5. information on preliminary draft legislation and other provisions of general

character that have to be enacted in the field of industrial property;

6. the making of pronouncements on matters concerning industrial property

when required to do so by authorities, courts or official bodies;

7. any other function that applicable legislation currently entrusts to the Spanish

Patent and Trademark Office, or such as may henceforth be expressly

entrusted to it in its specific areas of competence.

8BStructure

4.—(1) The basic general structure of the Spanish Patent and Trademark Office, as

provided in Law 17/1975 of May 2, 1975, shall consist of the following bodies:

(a) the Management Board;

(b) the Director of the Office;

(c) the Secretariat General;

(d) the Patents and Technological Information Department;

(e) the Distinctive Signs Department;

(f) the Legal Coordination and International Relations Department.

(2) There shall be a delegate representing the General State Administration

assigned to the management of the Office, whose rank shall be specified in the

appropriate schedule of appointments.

9BManagement Board

5.—(1) The Management Board shall be the supreme governing body of the Office

and shall have the broadest functions for directing and supervising the management

thereof.

(2) The Management Board shall be composed of a President, who shall be the

Under-Secretary of the Ministry of Industry and Energy, and of the following ordinary

members:

(a) the Director of the Spanish Patent and Trademark Office;

(b) two representatives of the Ministry of Industry and Energy;

(c) one representative from each of the following Ministries: Foreign Affairs,

Education and Culture, Economy and Finance, and Justice;

(d) one representative from each of the following bodies: Higher Board of

Chambers of Commerce, Industry and Navigation, and Higher Board of

Scientific Research;

(e) the Head of the Legal Department of the Ministry of Industry and Energy;

(f) the Secretary General of the Spanish Patent and Trademark Office, who shall

provide the secretariat of the Board and take part in meetings with the right to

speak and vote.

(3) The Ministry of Industry and Energy shall appoint those members of the Board

who have representative character. Those serving as representatives of ministerial

departments shall be appointed and removed on a proposal by the head of department

concerned. Those serving as representatives of other organizations or bodies shall be

appointed on a proposal by the organization or body concerned.

(4) The President of the Management Board shall appoint a Vice-President from

among the ordinary members.

(5) The members of the Board who are serving as representatives of ministerial

departments shall be in the Director General category or shall have responsibilities of

comparable rank, and may delegate an Under-Director General from their department to

attend meetings of the Board.

(6) The powers of the Management Board shall be

(a) to set out the policy of the Office and lay down guidelines for its operation;

(b) to approve the management activity of the Director of the Office;

(c) to be informed of the operation of the Spanish Patent and Trademark Office

by means of reports periodically submitted by the Director;

(d) to approve the preliminary draft budget of income and expenditure, and the

end-of-year accounts;

(e) to approve the annual report on the Office’s activities;

(f) to negotiate and enter into agreements on matters that are brought to its notice

on account of their nature and importance;

(g) any that are specific to its status as supreme body of the Office.

(7) Persons who, without being members of the Board, have special qualifications

may attend its meetings when invited to do so by the President.

(8) The Management Board shall meet in ordinary session once every year and also

whenever convened by its President. The Board’s deliberations and decision-making

procedure shall conform to the provisions of Chapter II of Title II of Law 30/1992 of

November 26, 1992, on the Legal Regime of Public Administrations and Common

Administrative Procedure [Ley 30/1992, de 26 de noviembre, de Régimen Jurídico de las

Administraciones Públicas y del Procedimiento Administrativo Común].

10BDirector

6.—(1) The Director of the Spanish Patent and Trademark Office shall implement

the policies and guidelines set out by the Management Board, and shall exercise supreme

authority over the corresponding services.

(2) The Director of the Spanish Patent and Trademark Office shall be in the

Director General category and shall be appointed and removed by Royal Decree on a

proposal by the Ministry of Industry and Energy.

(3) The competence of the Director shall include

(a) exercising administrative authority over all the services of the Office;

(b) overseeing and controlling all departments under his responsibility and

establishing the internal regime governing them;

(c) settling matters within the competence of the Spanish Patent and Trademark

Office and any appeals filed against decisions by bodies under its authority;

(d) drawing up the preliminary draft budget of income and expenditure, and

authorizing and ordering expenditure specific to the individual departments

within the limits of the credit authorized, with the exception of that within the

reserved jurisdiction of the Board of Ministers or the Minister of the

Department, and also contracting obligations and ordering the corresponding

payments;

(e) signing, on behalf of the Office, contracts relating to matters specific to his

competence;

(f) exercising administrative, managerial and disciplinary authority over the staff

under his authority, as provided in the laws in force;

(g) ordering paid service assignments;

(h) issuing service instructions and orders to ensure the smooth operation of the

Office;

(i) communicating direct on all service matters with such Spanish or foreign

organizations and entities as concern themselves or have a connection with

industrial property;

(j) assuming the representation of the Spanish Patent and Trademark Office in

national and international dealings in cases of non-attendance by the

President of the Management Board, and exercising all the other powers,

prerogatives and functions entrusted to him by the provisions in force.

11BSecretariat General

7.—(1) The Secretariat General, which shall have the organic rank of Under-

Directorate General, shall be the body of the Spanish Patent and Trademark Office

responsible for the Office’s general and administrative services.

(2) It shall be responsible for the following functions in particular:

(a) drawing up the annual preliminary draft budget of income and expenditure of

the Office;

(b) directing and managing human resources and communicating with the

Office’s staff representation bodies;

(c) ensuring the economic and financial management of the Office and engaging

in administrative negotiations, and also presiding over the Office’s

negotiating bodies;

(d) directing the development and implementation of the Office’s

computerization plans and the functions connected with the computer

applications specified therein, and also technical assistance and support

services in that area for the benefit of others within the Office;

(e) managing archiving, information and deposit services and publications and

overseeing the internal regime;

(f) acting as the normal channel of communication with ministerial departments,

organizations and bodies that entertain relations with the Spanish Patent and

Trademark Office;

(g) managing affairs relating to the College of Industrial Property Agents;

(h) dealing with matters of general character that have not been assigned to other

departments of the Office.

(3) The Head of the Secretariat General shall temporarily replace the Director of

the Office in the event of the latter’s absence, illness or unavailability.

12BPatents and Technological Information Department

8.—(1) The Patents and Technological Information Department, which shall have

the organic rank of Under-Directorate General, shall be responsible for the administrative

action required for the recognition and maintenance of the protection by registration of

patents, topographies of semiconductor products, utility models and industrial and artistic

designs. It shall likewise be responsible for bringing the technological information

contained in patent documents to the notice of concerned public and private undertakings,

research bodies and any other entities with a view to promoting technological innovation.

(2) It shall be responsible for the following functions, in particular,

(a) receiving, processing and studying, and proposing decisions on, those

application files for the grant of patents, topographies of semiconductor

products, utility models and industrial and artistic designs and invalidation

and termination files that are within the area of competence of the Office, and

also files relating to the licensing and transfer of rights and other events;

(b) ensuring the performance of all supporting administrative action that is

necessary for the proper discharge of the assignments entrusted to it;

(c) issuing certificates and authorized copies of the documents contained in files

in the archives that relate to specific subject matter within its competence;

(d) archiving settled files and ensuring their preservation;

(e) issuing reports and drawing up statistics on the operation, activities and

output of the various services of the Department;

(f) organizing and keeping up to date a search file of the technology content of

the patents of Spain and the main technology-generating countries;

(g) providing interested circles with access to information by means of

systematic and selective communication of the documentary files at its

disposal;

(h) analyzing and proposing in due time such action as may be expected to

improve technological information services, in coordination with

international recommendations;

(i) whatever administrative and technical action is necessary for the efficient

performance of the functions assigned to it.

13BDistinctive Signs Department

9.—(1) The Distinctive Signs Department, which shall have the organic rank of

Under-Directorate General, shall be responsible for administrative action directed

towards the recognition and maintenance of the protection by registration of national and

international marks, trade names and business signs.

(2) It shall be responsible for the following functions, in particular,

(a) receiving, processing and studying, and proposing decisions on, those

application files for the grant of all of the subject matter specifically entrusted

to it and invalidation and termination files that are within the area of

competence of the Office, and also files relating to the licensing and transfer

of rights and other events;

(b) ensuring the performance of all supporting administrative action that is

necessary for the proper discharge of the assignments entrusted to the

Department;

(c) issuing certificates and authorized copies of documents contained in the

appropriate files in the archives;

(d) archiving settled files and ensuring their preservation;

(e) issuing reports and drawing up statistics on the operation, activities and

output of the various services;

(f) whatever administrative action may be necessary for the efficient conduct of

the activities entrusted to it.

14BLegal Coordination and International Relations Department

10.—(1) The Legal Coordination and International Relations Department, which

shall have the organic rank of Under-Directorate General, shall be responsible for giving

legal support to the Director of the Office, and also for the conduct of international

relations in the industrial property field, which it shall do in coordination with the

Ministry of Foreign Affairs.

(2) It shall be responsible for the following functions, in particular,

(a) studying and proposing such amendment of the industrial property legislation

in force as may be necessary;

(b) drawing up reports on preliminary draft legislation and other provisions of

general character;

(c) drawing up reports and rulings on matters relating to industrial property that

are requested by authorities, courts and official bodies;

(d) studying, classifying and compiling collections of legal provisions, case law

and legal literature concerning industrial property, and keeping abreast of

relevant comparative legislation;

(e) ensuring the proper application, within the limits of the Office’s competence,

of international industrial property treaties in force, and making proposals as

appropriate regarding Spain’s adherence to those that are not yet in force for

it;

(f) promoting, in agreement with the Ministry of Foreign Affairs, relations and

international cooperation in the field of industrial property, and maintaining

contact with intergovernmental organizations and with such public or private

national or international bodies as may be concerned with the subject;

(g) representing the Director of the Office where necessary at international

meetings to which the Spanish Patent and Trademark Office has been

convened or in which it has to take part;

(h) directing the analysis and handling and proposing the solution of appeals

lodged against any decision of the Office, in accordance with applicable legal

provisions, and also entertaining relations with the courts;

(i) preparing international meetings and conferences on industrial property that

are held in Spain;

(j) drawing up the annual report on activities that has to be submitted to the

Management Board for consideration.

15BAssets and Economic Resources

11.—(1) The Spanish Patent and Trademark Office shall for the achievement of its

aims have its own assets and also such property and rights as may be allocated to it by the

General State Administration.

(2) The economic assets and resources of the Spanish Patent and Trademark Office

shall be the following:

(a) the credits allocated to it every year in the General Budgets of the State;

(b) the property and rights constituting its own assets and any proceeds, income

or dividends that may derive therefrom;

(c) income deriving from the fees that it is responsible for charging, and also

payments for services rendered and the proceeds from the sale of goods and

rendering of services to the public;

(d) income received from the World Intellectual Property Organization (WIPO),

the European Patent Office (EPO) and the Office for Harmonization in the

Internal Market (OHIM) under the applicable Community law and signed

international treaties, and also any other income that may be generated under

international treaties or conventions that the Spanish Government may enter

into;

(e) subsidies, voluntary contributions or donations granted or accorded to it by

national or international public or private bodies;

(f) any other ordinary or extraordinary financial resources that may be allocated

to it.

16BDeconcentration, Delegation and Allocation of Functions

12.—(1) In accordance with the provisions of HUArticle 12(2)UH of Law 30/1992, of

November 26, 1992, and HUArticle 5UH of Law 17/1975, of May 2, 1975, the following duties

of the Director of the Office are deconcentrated and transferred to the Under-Director

General of the Patents and Technological Information Department:

(a) settlement of patent files;

(b) settlement of files on topographies of semiconductor products;

(c) settlement of utility model files;

(d) settlement of files on industrial and artistic designs;

(e) settlement of files on supplementary protection certificates for drugs;

(f) settlement of files on supplementary protection certificates for phytosanitary

products.

(2) Also in accordance with the said provisions, the following duties of the Director

of the Office are deconcentrated and transferred to the Under-Director General of the

Distinctive Signs Department:

(a) settlement of files on national marks;

(b) settlement of files on international marks;

(c) settlement of files on trade names and business signs.

(3) Decisions issued by the Under-Directors of the Patents and Technological

Information and Distinctive Signs Departments shall not exhaust administrative remedies,

and appeals from them shall lie to the Director of the Spanish Patent and Trademark

Office by the lodging of an ordinary appeal as provided in the Law on the Legal Regime

of Public Administrations and Common Administrative Procedure.

(4) The Director of the Spanish Patent and Trademark Office may take over the

hearing of whatever cases he considers fit and the settlement of which belongs, either

ordinarily or by delegation, to the Under-Directors General and other bodies under the

authority of the Office, as provided in Article 14 of Law 30/1992, of November 26, 1992.

1BSOLE ADDITIONAL PROVISION

17BElimination of Bodies

The following units having the organic rank of Under-Directorate General are

hereby eliminated:

(a) Technological Information Department;

(b) Studies and International Relations Department;

(c) Patents and Designs Department.

2BSOLE TRANSITIONAL PROVISION

18BUnits and Workplaces of Organic Rank Below Under-Directorate

General

Units and workplaces of organic rank below Under-Directorate General shall

continue to exist and shall be remunerated from the same budgetary allocations until such

time as the schedules of appointments corresponding to the organic structure introduced

by this Royal Decree have been approved. The adaptation shall in no event bring about an

increase in cost to the public.

The units and workplaces forming part of the bodies eliminated by this Royal

Decree shall be provisionally allocated, by order of the Director of the Office and until

such time as the new schedule of appointments comes into effect, to the bodies provided

for in this Royal Decree, according to the responsibilities assigned to them.

3BSOLE REPEAL PROVISION

19BRepeal of Provisions

Any provisions of equal or lower rank that conflict with the provisions of this

Royal Decree are repealed, especially the Organic Regulations of the Spanish Patent and

Trademark Office approved by Royal Decree 2573/1977, of June 17, 1977 (RCL

1977/21/93 and ApNDL 11782), and amended by Royal Decree 305/1993, of February

26, 1993 (RCL 1993/714).

4BFINAL PROVISIONS

20BDevelopment Powers

First. The Ministry of Industry and Energy is authorized to adopt such measures as

may be necessary for the development and implementation of this Royal Decree.

21B udgetary Modifications

Second. The budgetary modifications necessary for the implementation of the

provisions of this Royal Decree shall be made by the Ministry of Economy and Finance.

22BEntry into Force

Third. This Royal Decree shall enter into force on the day following that of its

publication in the Official Bulletin of the State [Boletín Oficial del Estado].