عن الملكية الفكرية التدريب في مجال الملكية الفكرية إذكاء الاحترام للملكية الفكرية التوعية بالملكية الفكرية الملكية الفكرية لفائدة… الملكية الفكرية و… الملكية الفكرية في… معلومات البراءات والتكنولوجيا معلومات العلامات التجارية معلومات التصاميم الصناعية معلومات المؤشرات الجغرافية معلومات الأصناف النباتية (الأوبوف) القوانين والمعاهدات والأحكام القضائية المتعلقة بالملكية الفكرية مراجع الملكية الفكرية تقارير الملكية الفكرية حماية البراءات حماية العلامات التجارية حماية التصاميم الصناعية حماية المؤشرات الجغرافية حماية الأصناف النباتية (الأوبوف) تسوية المنازعات المتعلقة بالملكية الفكرية حلول الأعمال التجارية لمكاتب الملكية الفكرية دفع ثمن خدمات الملكية الفكرية هيئات صنع القرار والتفاوض التعاون التنموي دعم الابتكار الشراكات بين القطاعين العام والخاص أدوات وخدمات الذكاء الاصطناعي المنظمة العمل مع الويبو المساءلة البراءات العلامات التجارية التصاميم الصناعية المؤشرات الجغرافية حق المؤلف الأسرار التجارية أكاديمية الويبو الندوات وحلقات العمل إنفاذ الملكية الفكرية WIPO ALERT إذكاء الوعي اليوم العالمي للملكية الفكرية مجلة الويبو دراسات حالة وقصص ناجحة في مجال الملكية الفكرية أخبار الملكية الفكرية جوائز الويبو الأعمال الجامعات الشعوب الأصلية الأجهزة القضائية الموارد الوراثية والمعارف التقليدية وأشكال التعبير الثقافي التقليدي الاقتصاد المساواة بين الجنسين الصحة العالمية تغير المناخ سياسة المنافسة أهداف التنمية المستدامة التكنولوجيات الحدودية التطبيقات المحمولة الرياضة السياحة ركن البراءات تحليلات البراءات التصنيف الدولي للبراءات أَردي – البحث لأغراض الابتكار أَردي – البحث لأغراض الابتكار قاعدة البيانات العالمية للعلامات مرصد مدريد قاعدة بيانات المادة 6(ثالثاً) تصنيف نيس تصنيف فيينا قاعدة البيانات العالمية للتصاميم نشرة التصاميم الدولية قاعدة بيانات Hague Express تصنيف لوكارنو قاعدة بيانات Lisbon Express قاعدة البيانات العالمية للعلامات الخاصة بالمؤشرات الجغرافية قاعدة بيانات الأصناف النباتية (PLUTO) قاعدة بيانات الأجناس والأنواع (GENIE) المعاهدات التي تديرها الويبو ويبو لكس - القوانين والمعاهدات والأحكام القضائية المتعلقة بالملكية الفكرية معايير الويبو إحصاءات الملكية الفكرية ويبو بورل (المصطلحات) منشورات الويبو البيانات القطرية الخاصة بالملكية الفكرية مركز الويبو للمعارف الاتجاهات التكنولوجية للويبو مؤشر الابتكار العالمي التقرير العالمي للملكية الفكرية معاهدة التعاون بشأن البراءات – نظام البراءات الدولي ePCT بودابست – نظام الإيداع الدولي للكائنات الدقيقة مدريد – النظام الدولي للعلامات التجارية eMadrid الحماية بموجب المادة 6(ثالثاً) (الشعارات الشرفية، الأعلام، شعارات الدول) لاهاي – النظام الدولي للتصاميم eHague لشبونة – النظام الدولي لتسميات المنشأ والمؤشرات الجغرافية eLisbon UPOV PRISMA UPOV e-PVP Administration UPOV e-PVP DUS Exchange الوساطة التحكيم قرارات الخبراء المنازعات المتعلقة بأسماء الحقول نظام النفاذ المركزي إلى نتائج البحث والفحص (CASE) خدمة النفاذ الرقمي (DAS) WIPO Pay الحساب الجاري لدى الويبو جمعيات الويبو اللجان الدائمة الجدول الزمني للاجتماعات WIPO Webcast وثائق الويبو الرسمية أجندة التنمية المساعدة التقنية مؤسسات التدريب في مجال الملكية الفكرية الدعم المتعلق بكوفيد-19 الاستراتيجيات الوطنية للملكية الفكرية المساعدة في مجالي السياسة والتشريع محور التعاون مراكز دعم التكنولوجيا والابتكار نقل التكنولوجيا برنامج مساعدة المخترعين WIPO GREEN WIPO's PAT-INFORMED اتحاد الكتب الميسّرة اتحاد الويبو للمبدعين WIPO Translate أداة تحويل الكلام إلى نص مساعد التصنيف الدول الأعضاء المراقبون المدير العام الأنشطة بحسب كل وحدة المكاتب الخارجية المناصب الشاغرة المشتريات النتائج والميزانية التقارير المالية الرقابة
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中华人民共和国《专利数据元素标准第1部分:关于用XML处理复审请求审查决定、无效请求审查决定和司法判决文件的暂行办法》(国家知识产权局令第43号公布)

ZC

                                                                                                                     ZC

中华人民共和国知识产权行业标准

ZC 0012.12006

                                                                

 

 

 

 

专利数据元素标准

1部分:关于用XML处理复审请求审查决定、无效请求审查决定和司法判决文件的暂行办法

 

 

 

 

 

 

 

 

 

 

 

 

 

2006-12-22发布                                    2007-01-01实施

中华人民共和国国家知识产权局 



 

 

 

ZC 0012《专利数据元素标准》分为三个部分:

——第1部分:关于用XML处理复审请求审查决定、无效请求审查决定和司法判决文件的暂行办法;

——第2部分:关于用XML处理中国发明、实用新型专利文献数据的暂行办法;

——第3部分:关于用XML处理中国专利审批业务相关数据的暂行办法;

本部分为ZC 0012的第1部分

本部分的附录A、附录B和附录C为规范性附录。

本部分由中华人民共和国国家知识产权局批准。

本部分由中华人民共和国国家知识产权局标准化委员会提出并归口。

本部分起草单位:中华人民共和国国家知识产权局《专利数据元素标准》制订工作组。

本部分主要起草人:陆新年、张宇、吴大章、王强之、方克、赵盛

      


 

 

 

ZC 0012的本部分的制订是为了更好的使用复审委决定相关文件包括复审请求审查决定、无效宣告请求审查决定、复审请求(撤销)审查决定以及司法判决等文件,为这些文件电子化的加工、交换、处理和展示提供支持,使得相关的软件产品能够以统一的方式处理这些文件。

      


专利数据元素标准

1部分:关于用XML处理复审委决定、无效请求审查决定和司法判决文件的暂行办法

 

 

1           范围

ZC 0012的本部分规定了在使用XML复审决定、撤销复审决定、无效宣告决定以及司法判决等文件进行加工、交换、处理、展示时所应遵循的规则。

本部分适用于复审决定、撤销复审决定、无效宣告决定以及司法判决等文件进行加工、交换、处理、展示的过程中使用XML进行数据的存储、交换和显示。

2           术语和定义

下列术语和定义适用于ZC 0012的本部分。

2.1      专利申请

ZC 0012的本部分所称“专利申请”包括发明专利申请、实用新型专利申请、外观设计专利申请和集成电路布图设计申请。

2.2      复审委决定

ZC 0012的本部分所称“复审委决定”是指复审委员会做出的审查决定。

2.3      复审决定

ZC 0012的本部分所称“复审决定”是复审请求审查决定的简称,是指复审委员会针对专利申请人不服驳回决定提出的复审请求所做出的决定。

2.4      撤销复审决定

2000年以前,专利授权后可在撤销期内提出撤销请求,由专利局做出撤销审查决定。ZC 0012的本部分所称“撤销复审决定”是指在这种情况下针对专利权人或专利撤销请求人提出的复审请求,由复审委员会做出的审查决定。

2.5      无效宣告决定

ZC 0012的本部分所称“无效宣告决定”是无效宣告请求审查决定的简称,是指复审委员会针对无效宣告请求人提出的无效宣告请求所做出的决定。

2.6      司法判决

ZC 0012的本部分所称“司法判决”是指相关法院对于专利相关的行政诉讼做出的判决。

2.7      XML

ZC 0012的本部分所称“XML”是Extensible Markup Language的缩写(意为可扩展的标记语言)。XML是一套定义语义标记的规则,这些标记将文档分成许多部件并对这些部件加以标识。它也是元标记语言,即定义了用于定义其他于特定领域有关的、语义的、结构化的标记语言的句法语言。

3           重要数据结构的说明

本节简要介绍了ZC 0012的本部分中定义的重要数据的结构,并对其中一些元素进行了说明,要了解这些元素的更详细的信息,请参阅附录A

3.1      专利复审委员会审查决定的结构

专利复审委员会审查决定主要包括复审请求审查决定、撤销复审请求审查决定和无效宣告请求审查决定三种类型,通过属性appeal-type来确定。专利复审委员会审查决定的基本结构如 1所示

1 专利复审委员会审查决定的基本结构

根元素cn-appeal-decision由两个主要部分构成,cn-case-info说明了该复审委员会审查决定的基本信息;cn-decision-detail对该复审委员会审查决定的具体内容进行了描述。

复审委员会审查决定的基本信息(cn-case-info)的主要构成包括以下元素:

²  复审决定号/无效决定号(cn-decision-number);

²  作出审查决定的日期(cn-decision-date);

²  相关专利的信息(cn-patent-info);

²  复审、撤销复审以及无效宣告请求的相关人(cn-parties)。其中对于复审请求只有复审请求人(cn-complainant);对于无效宣告请求应有无效宣告请求人(cn-requester)和被请求人(cn-patentee);对于撤销复审请求,如果请求人不是专利权人,则应有撤销复审请求人(cn-appellant)和被请求人(cn-appellee),否则仅有撤销复审请求人(cn-appellant),不出现被请求人(cn-appellee)。

²  复审审查员(cn-examiners);

²  复审决定公告情况(cn-publication-info);

²  复审决定的简要介绍(cn-decision-abstract);

²  关键词(keyword

²  附图(drawings)。

复审委员会审查决定的具体内容(cn-decision-detail)可以用扫描图像表示(doc-page)或一系列段落((heading?,p+)+),或者分为案由(cn-brief-history)、决定的理由(cn-reasoning)和判决决定(ch-holding)三部分。

3.2      司法判决文件的结构

司法判决文件的基本构成如 2所示

2 司法判决文件的基本构成

根元素cn-patent-verdict的属性verdict-type指明了该判决书是一审判决(first-instance)还是二审判决(second-instance)。

主要记录了以下基本数据

²  法院法庭的基本信息(cn-court);

²  判决号(cn-legal-file-number);

²  复审决定号/无效决定号(cn-decision-number);

²  相关专利的信息(cn-patent-info);

²  当事人(cn-legal-parties),包括原告(cn-legal-plaintiffs)、被告(cn-legal-defendants)以及相关第三人(cn-legal-third-parties),每个当事人还可以有律师;

²  判决书内容(cn-verdict-detail),它可以由多页扫描文件(doc-page)构成,或由多个可以有标题(heading)的段落(p)构成,或由案由(cn-case-issue)、事实的认定(cn-cognizance-of-fact)和判决内容(cn-verdict-opinion)三部分构成。其中案由(cn-case-issue)对于一审判决包括以下几部分

n  原告意见(cn-complainant-opinion)、

n  复审委员会的意见(cn-prb-opinion)、

n  相关第三人的意见(cn-related-litigant-opinion);

对于二审判决包括以下几部分

n  一审判决情况(cn-pre-verdict)、

n  请求人的意见(cn-appealer-opinion)、

n  被请求人的意见(cn-appellee-opinion)、

n  相关第三人的意见(cn-related-litigant-opinion);

²  法官(cn-judges);

²  书记员(cn-court-reporters);

²  判决日期(cn-verdict-date);

²  判决书附件(cn-accessories);

²  相关专利公告信息(cn-publication-info);

²  关键词(keyword);

²  附图(drawings)。

3.3      相关专利信息的结构

在复审委员会审查决定和司法判决文件中,都会涉及专利案卷的相关信息(cn-patent-info),这些信息的表示主要参考了WIPO ST.36[1]标准中公共元素(ICE)的定义。主要描述了专利案卷的申请信息(application-reference)、公开信息(publication-reference)、发明名称(invention-title)、申请人信息(applicants)或专利权人信息(assignees)以及分类信息。分类信息主要包括国际分类号——第七版和第七版以前的IPCclassification-ipc)、第八版IPCclassification-ipcr),洛迦诺分类号(classification-locarno),国家分类(classification-national),十进制分类(classification-udc)。专利案卷的相关信息(cn-patent-info)的基本结构如 3所示。

3 专利案卷的相关信息的基本结构

 

3.4      证据的结构

证据(cn-evidence)是复审委员会审查决定和司法判决的重要元素,它可以出现在审查决定或司法判决正文之中,并且可以对证据进行引用(cn-evidence-reference)。证据本身是一段文字,可以由各种具有特征的文字构成。证据的构成如 4所示

4 证据的结构

4           电子数据格式的基本要求

4.1      XML标准

ZC 0012的本部分的文档实例需要符合《可扩展标记语言(XML1.0(第二版)》(Extensible Markup Language (XML) 1.0 (Second Edition))中定义的格式要求。

4.2      字符集

ZC 0012的本部分的文档实例应当采用UTF-8字符集,即在每一个文档的第一行,应当出现

<?xml version=‘1.0’ encoding=‘utf-8’ ?>

对于UTF-8[2]中且wipo.ent中未定义的字符,应当通过sipo.ent进行定义。

4.3      属性

4.3.1          id

id属性可以用来标识文档中的特定对象。对于不同类型的对象,建议使用不同的前缀和后缀进行区分。例如,段落的各个元素的属性可以考虑依次设置为“p0001”, “p0002” … “p0101”等。

4.3.2          idref

可以通过idref属性来引用文档中的特定的具有id属性的对象,如权利要求claim-ref、交叉引用crossref、附图引用figref等。应保证idref仅作为文档中特定对象的引用使用,不应用作其他用途。

4.4      文档实例

4.4.1          有效性

文档实例应当是有效的,即格式符合XML v1.1标准的要求。

4.4.2          合法性

文档实例应当是合法的。文档实例中必须通过!DOCTYPE指名文档的类型。如

<?xml version=’1.1’ encoding=’UTF-8’?>

<!DOCTYPE cn-appeal-decision SYSTEM ‘cn-appeal-decision-v1-0.dtd’>

并且文档实例应当符合DTD的要求。

4.4.3          版本标注

文档实例应当通过根元素的相关属性指名文档使用的DTD的版本。如

<cn-appeal-decision dtd-version=’cn-appeal-decision-v1-1.dtd’>

<cn-appeal-decision dtd-version=’1.1’>

4.4.4          元素内容

文档中的元素应当尽可能的避免不必要的空格和回车等字符。如应当使用

<postcode>20231</postcode>

而不要使用

<postcode>   20231   </postcode>.

4.5      外部实体

文档实例中可以引用ST.36中规定的外部实体,包括TIFFJPEGST.33定义的传真数据、ST.35定义的混合模式数据、PDF以及表格文件等。

5           相关标准的参照

ZC 0007-2004 《专利文献号标准》(20041月版)

ZC 0008-2004 《专利文献种类标识代码标准》(20041月版)

WIPO ST.2 《采用公历标示日期的标准方法》(199712月版)

WIPO ST.3 《用双字母代码表示国家、其他实体及政府间组织的推荐标准》(200412月版)

WIPO ST.9 《关于专利及补充保护证书的著录数据的建议》(20042月版)

WIPO ST.10/B 《著录项目数据的设计》(20036月版)

WIPO ST.10/C 《著录项目数据的表示》(200512月版)

WIPO ST.14 《在专利文献中列入引证的参考文献的建议》(20051月版)

WIPO ST.36 《用XML处理专利文献的建议》(20047月版)

ISO6391988  语种名称代码

6           ZC 0012的本部分的发布与实施

6.1      ZC 0012的本部分的发布

ZC 0012的本部分于20061222日发布。

6.2      ZC 0012的本部分的实施

ZC 0012的本部分于200711日施行。

6.3      ZC 0012的本部分的改进

国家知识产权局标准化委员会对ZC 0012的本部分管理者提出的改进建议进行评审,如有必要,可以制定新标准代替ZC 0012的本部分。

7           附则

ZC 0012的本部分由国家知识产权局负责解释。

附录 A

(规范性附录)

主要数据元素说明

 

A.1   自定义的元素

A.1.1   cn-appeal-decision

复审、撤销复审或无效宣告请求的审查决定。

属性

appeal-type指示出该决定是复审(reexamination)请求、撤销复审(opposition)请求还是无效宣告(invalidation)请求的审查决定;

decision指示出该决定的基本情况,包括复审决定的维持原决定(affirmation)和撤销原决定(overrule),无效宣告的部分无效(part-invalidation)、全部无效(invalidation)和全部有效(maintain);

effective指示出该决定是否生效。

A.1.2   cn-case-info

复审、撤销复审或无效宣告请求及其审查的基本信息。

A.1.3   cn-decision-number

复审或无效宣告的决定号,如第4707

A.1.4   cn-decision-date

复审或无效宣告审查决定的决定日期,

A.1.5   cn-parties

复审、撤销复审或无效宣告请求的相关人信息,包括复审请求人、无效宣告请求人和被请求人以及撤销复审的请求人和被请求人

如果撤销复审请求的请求人(cn-appellant)是原专利权人,则不出现被请求人(cn-appellee)

A.1.6   cn-complainant

复审请求人的基本信息,

属性sequence指示了该请求人在请求人中的次序,如sequence="1"

A.1.7   cn-requester

无效宣告请求人的基本信息,

属性sequence指示了该请求人在请求人中的次序,如sequence="1"

A.1.8   cn-patentee

无效宣告被请求人的基本信息,

属性sequence指示了该被请求人在被请求人中的次序,如sequence="1"

A.1.9   cn-appellant

撤销复审请求人的基本信息,

属性sequence指示了该请求人在请求人中的次序,如sequence="1"

A.1.10   cn-appellee

撤销复审被请求人的基本信息

属性sequence指示了该请求人在请求人中的次序,如sequence="1"

A.1.11   cn-examiners

复审审查员的基本信息

A.1.12   cn-examiner

单个复审审查员的信息。

属性

sequence指示了该审查员在审查员中的次序,如sequence="1"

role指示了该审查员在审查中的角色,可以为主审(chief)或合议组组长(leader)或参审(member)

A.1.13   cn-patent-info

相关的专利案件的基本情况。

A.1.14   cn-accessories

附件清单

A.1.15   cn-accessory

单个附件的信息

属性

       id    可用于文中交叉引用,建议取值为ax001, ax002,

       doc-name      文件的名称

    file-name     附件文件的文件名

    size          附件文件的大小

    date-produced  附件文件的日期,格式为YYYYMMDD

A.1.16   cn-decision-abstract

复审、撤销复审或无效宣告请求审查决定的摘要,简要说明了决定的法律依据和决定的基本情况

A.1.17   cn-legal-basis

复审、撤销复审或无效宣告请求审查决定的法律依据,通常为专利法条款的引用或专利局公告的引用

A.1.18   cn-main-points

复审、撤销复审或无效宣告请求审查决定的决定要点

A.1.19   cn-main-point

复审、撤销复审或无效宣告请求审查决定的决定要点

属性

       id可用于文中交叉引用,建议取值为mp001, mp002,

       sequence 指示要点的次序,如sequence="1"

A.1.20   cn-decision-detail

复审、撤销复审或无效宣告请求审查决定的决定正文

A.1.21   cn-brief-history

案由中介绍案卷的基本情况、无效请求以及请求方提供的证据、审理的基本过程

A.1.22   cn-reasoning

    决定的理由可以由多个章节构成,每个章节由一个标题和一些列正文构成,如证据认定、关于创造性等。要求能够直接定位特定章节,但是章节种类并不确定。

A.1.23   cn-holding

    决定由决定和司法提示构成。其中

       无效请求决定主要包括维持有效、全部无效和部分无效三种。

       复审决定通常只有对驳回决定的维持或撤销两种。

A.1.24   cn-law-reference

法律条款的引用

属性

    sequence 指示法律条款引用出现的次序,如sequence="1"

    law-id   指示特定的法律文本,如law-id="专利法"

    law-version 指示法律的版本,如law-version="2005"

    article-id 指示引用的法条,如article-id="23"

term-id  指示引用法条中的特定款项,如term-id="2"

例如对专利法第22条第3款的引用可表示为

<cn-law-reference law-id="专利法" article-id="22" term-id="3">

专利法第22条第3

</cn-law-reference >

A.1.25   cn-notice-reference

对公告的引用

属性

    sequence指示公告引用出现的次序,如sequence="1"

    notice-org 指示发布公告的单位

    notice-id        指示公告号,如notice-id="47"

notice-date     指示公告的公布日期

例如对专利局第27号公告的引用可表示为

<cn-notice-reference notice-id=="27">

专利局第27号公告

</cn-notice-reference>

A.1.26   cn-evidence

证据

属性

    id    证据的唯一标识,,建议取值为ev001, ev002,

    num 证据编号,如证据一的num="1"

A.1.27   cn-evidence-reference

对证据的引用

属性

    idref       证据的标识

    file         证据出现的文件的文件名

A.1.28   cn-patent-verdict

司法判决,

属性

verdict-type    指示了该判决是初审(first-instance)还是终审(second-instance

appealed         指示了是否对该判决进行了上诉

holding-type   指示了该判决是维持(reaffirm)或撤销(overrule)原决定

reason-type     指示了该诉讼是由于行政程序问题(procedure)还是实体问题(substance)引起的

A.1.29   cn-court

法庭,如北京市第一中级人民法院行政庭可表示为

<cn-court>

<cn-courthouse level="zhongji" area="beijing" num="1">

北京市第一中级人民法院

</cn-courthouse>

< cn-subbranch section="行政">

行政庭

</cn-subbranch>

</cn-court>

A.1.30   cn-courthouse

法院

属性

       level 指示了该法院的级别,初级(district)、中级(appean( �span lang=ZH-CN style='font-family:SimSun;mso-ascii-font-family:"Times New Roman";mso-hansi-font-family: "Times New Roman"'>、高级(high)和最高(supreme)

       area  指示了该法院的地区,如北京

       num   指示了该法院的编号

A.1.31   cn-subbranch

审判庭

属性section指示了该审判庭审理的案卷范围

A.1.32   cn-legal-file-numbers

判决号,如2003年第206270号,表示为

<cn-legal-file-numbers>

<cn-legal-file-number year="2003" num="206" section="行政庭">

</cn-legal-file-number>

<cn-legal-file-number year="2003" num="207" section="行政庭">

</cn-legal-file-number>

</cn-legal-file-numbers>

A.1.33   cn-legal-file-number

判决号

A.1.34   cn-legal-parties

当事人,包括原告、被告和相关第三人

A.1.35   cn-legal-plaintiffs

原告

A.1.36   cn-legal-plaintiff

原告

属性

       id    原告的唯一标识,建议的取值为acs001,acs002

       sequence 原告的次序,如sequence="1"

A.1.37   cn-legal-defendants

被告

A.1.38   cn-legal-defendant

被告

属性

       id    被告的唯一标识,建议的取值为dft001,dft002

       sequence 被告的次序,如sequence="1"

A.1.38   cn-legal-third-parties

相关第三人

A.1.40   cn-legal-third-party

相关第三人

属性

       id    相关第三人的唯一标识,建议的取值为rlt001,rlt002

       sequence 相关第三人的次序,如sequence="1"

A.1.41   cn-legal-attorneys

法律代理人

A.1.42   cn-legal-attorney

法律代理人

属性

       id    法律代理人的唯一标识,建议的取值为agt001,agt002

       sequence 法律代理人的次序,如sequence="1"

A.1.43   cn-legal-litigant

当事人

A.1.44   cn-representative

代表人

A.1.45   cn-judges

审判员信息

A.1.46   cn-judge

审判员

属性

       sequence 指示了审判员出现的次序,如sequence="1"

       chief       指示了该审判员是否为审判长,缺省值为no

       deputy     指示了该审判员是否为代理审判员,缺省值为no

       assistant 指示了该审判员是否为助理审判员,缺省值为no

A.1.47   cn-court-reporters

书记员

A.1.48   cn-court-reporter

书记员

属性

       sequence 指示了书记员出现的次序,如sequence="1"

A.1.49   cn-verdict-detail

判决的正文

A.1.50   cn-case-issue

案由

A.1.51   cn-complainant-opinion

原告意见

A.1.52   cn-prb-opinion

复审的意见

A.1.53   cn-pre-verdict

一审判决(二审中引用)

A.1.54   cn-appellant-opinion

上诉人的意见

A.1.55   cn-appellee-opinion

被上诉人的意见

A.1.56   cn-third-party-opinion

第三人意见

A.1.57   cn-cognizance-of-fact

事实的认定

A.1.58   cn-verdict-opinion

判决的意见

A.1.59   cn-verdict-reasoning

判决的理由

A.1.60   cn-verdict-holding

判决决定

A.1.61   cn-verdict-date

判决日期

A.1.62   cn-province

中国的省份

A.1.63   cn-pub-vol

公告卷期

A.1.64   cn-publication-info

公告信息

 

A.2   引用ST.36中的元素(部分)

A.2.1   专利数据元素

A.2.1.1   document-id

专利文档标识. WIPO ST.14,用国家、文献号、文献类型、时间来标识一个专利案卷

A.2.1.2   application-reference

对专利申请的引用:申请号,国家(INID 21, ST.32:B210)

A.2.1.3   publication-reference

对专利公开的引用:公开号、公开日等(INID 11, ST.32:B110)

A.2.1.4   applicant

申请人信息(INID 71, ST.32:B710),属性sequence表示该申请人在申请人列表中的位置,app-type指明申请人是否就是发明人,designation说明了权力指定的区域要求

A.2.1.5   assignee

专利权人信息(INID 73  ST.32: B730)

A.2.1.6   agent

代理人信息

A.2.1.7   invention-title

  发明创造名称,(INID 54, ST.32:B540/B542)

  属性id的取值建议为invtlang指示标题的语言,用WIPO ST.3表示

A.2.1.8   classification-ipc

国际分类号IPC(INID 51,  ST.32:B510),该元素表示IPC7版以前(含IPC7)的IPC。包括IPC的版本、主分类、其他分类、附加情报以及引得码等信息。

A.2.1.9   classification-ipcr

国际分类号IPC(INID 51,  ST.32:B510),该元素表示IPC8版的IPC。包括IPC的版本(用日期指示)、IPC的类别(Advancecore)、IPC代码、分类生效日等。

A.2.1.10   classification-national

国家分类(INID 52,  ST.32:B520)。包括国家分类的版本、主分类、其他分类、附加情报以及引得码等信息。

A.2.1.11   classification-locarno

洛迦诺分类

A.2.1.12   classification-udc

十进制分类

A.2.2   文章中的结构元素

A.2.2.1   doc-page

  文档页,主要使用在所有或者大部分的数据都是以图像格式或是诸如PDF等格式存储的情况下。

  "img"也可以是整个文档页,如附图。

  建议属性id取值为docp01, docp02等。 

A.2.2.2   heading

标题文本; 建议id取值为h01, h02  ,   属性 level 表示 标题的层次 

A.2.2.3   p

  段落 

  属性 id 建议取值为p01, p02 

  属性 num建议取值为001, 002 

  注意:段落可以重复出现在说明书以外的部分,如摘要之中,在这种情况下idp0001a

    如在更正后的权项中,idp0001ac;诸如此类。

A.2.2.4   img

  图像数据

  图像数据可以是绘画、图形或者复杂的元素(数学式、表格、化学式)等

  建议属性取值:

    id     = i01, i02 

    he, wi = "11" - 以毫米为单位 - 高,宽;

    file   = 文件名和位置;

    label  - 未使用;

    alt    = 图像不显示时的替代文字

    img-content = 缺省为drawing;

    img-format  = 图像格式,通常为tiffst33st35

    orientation = 图像的方向 (portrait | landscape).  缺省为portrait

    inline = (yes | no).  图像是否为行内图. 缺省为no 

A.2.2.5   tables

  表格,可以是图像数据,也可以是根据OASIS Exchange model编制的表格

  属性 id 建议取值为tabl01, tabl02

A.2.2.6   maths

  数学公式

  可以使用图像数据表示,也可以使用根据mathmlXML结构数据

  属性 id 建议取值为math01, math02 

A.2.2.7   chemistry

  化学公式、方程式、结构式等

  可以作为图像数据处理,也可以使用外部独立化学式(使用chemMLCMLXML结构)

  属性 id 建议取值为chem01, chem02 

A.2.2.8   bio-deposit

  微生物样本保藏有关信息

  属性 id 建议取值为biod0001, biod0002

A.2.3   引用

A.2.3.1   figref

  对一幅图形/图像的引用

  "...as shown in <figref idref='f0001'>figure<b>1</b></figref>..."

A.2.3.2   crossref

对具有id属性的其他元素的引用

A.2.3.3   citation

  对其他文档的引用,包括专利文献(patcit)或非专利文献(nplcit)

  属性id建议的取值为'cit0001', 'cit0002'

A.2.3.4   patcit

专利引用文献,例如

    <patcit id='pcit0001' dnum='US4793675A' dnum-type='publication number'>

      <document-id>

        <country>US</country>

        <doc-number>4793675</doc-number>

        <kind>A</kind>

        <name>Handa</name>

        <date>19881227</date>

      </document-id>

    </patcit>

A.2.3.5   nplcit

非专利文献的引用也可以全部用无结构的文本来描述,但是建议不要这样做,建议采用以下根据ST.14IDO690标准定义的高度格式化的描述方式。

这部分DTD使用了许多不同来源的元素名、DTD结构和引用,包括:

      AACR2 / MARC

      ISO 12083 - 电子手稿标记DTD

      美国出版联盟(Association of American Publishers —— AAP Z39.59 DTD

      欧洲SGML工作组(European Working Group for SGML —— EWS MAJOUR DTD

      SuperJournal 全文DTD www.superjournal.ac.uk/sj

      Elsevier DTD

      Medline DTD (NLM)  

      属性的建议:

        id - ncit1, ncit2, etc

        num - 0001, 0002

        type :

          A - 不属于特殊类型的摘要引用Abstract citation of no specific kind

          B - 书籍引用Book citation

          I - 生物摘要引用Bilogical abstract citation

          C - 化学摘要引用Chemical abstracts citation

          E - 数据库引用Database citation

          D - 德文特引用Derwent citation

          P - 非专利文献中引用的专利Patent cited within NPL group

          J - 日本引用的专利摘要Patent Abstracts of Japan citation (REC 067)

          S - 期刊杂志引用Serial / Journal / Periodical citation

          W - 互联网检索引用World Wide Web / Internet search citation

        medium - 介质类型,如CD (CD-ROM), MT (磁带Magnetic Tape), DISK, ONLINE

        file - 本地系统中的文件名,如EPO中的XP number

        url  - 连接到该文献的URL  

A.2.3.6   article

对论文的引用

  标记的顺序符合WIPO ST.14 / ISO 690 排版的要求

    DROP, J.G.  Integrated Circuit Personalization at the Module Level. IBM Tech.

    Dis. Bull.  October 1974, Vol. 17, No. 5, p. 1344 and 1345.

    [XPnnnnnnnnnnn].

表示为

      <nplcit id='ncit1' num='0012' type='S' file='XP1234456'>

        <article>

          <author>

            <name>DROP, J.G.</name>

          </author>

          <atl>Integrated Circuit Personalization at the Module Level</atl>

          <serial>

          <sertitle>IBM Tech. Dis. Bull.</sertitle>

          <pubdate>19741000</pubdate>

          <vid>17</vid>

          <ino>5</ino>

          </serial>

          <location>

            <pp>1344 and 1345</pp>

          </location>

          <refno id='XP1'>XP1234456</refno>

        </article>

      </nplcit>

A.2.3.7   book

对图书的引用

按照WIPO ST.14 ISO 690 以及 AACR2 rules的排版要求排序

  WALTON, Herrmann. Microwave quantum theory.

  London : Sweet and Maxwell, 1973. ISBN 0123456789.

  Vol.2, p. 138 to 192.

表示为

    <nplcit id='ncit12' num='0013' type='b'>

      <book>

        <author>

          <name>WALTON, Herrman</name>

        </author>

        <book-title>Microwave quantum theory</book-title>

        <imprint>

          <address>

            <text>London</text>

          </address>

          <name>Sweet and Maxwell</name>

          <pubdate>19730000</pubdate>

        </imprint>

        <location>

          <pp>138 to 192</pp>

        </location>

        <isbn>0-1234-568-9</isbn>

      </book>

    </nplcit>

A.2.3.8   online

   网上电子文件有关信息

1

    Kirk-Othmer Encyclopedia of Chemical Technology [online].

    3rd ed. New York : John Wiley, 1984 [cited 3 January 1990].

    Available from: DIALOG Information Services, Palo Alto (Calif.).

 表示为

      <nplcit id='ncit1' num='0001' type='E' medium='online'>

        <online>

          <online-title>Kirk-Othmer Encyclopedia of Chemical Technology

          </online-title>

          <edition>3rd ed.</edition>

          <imprint>

            <address>

              <text>New York</text>

            </address>

            <name>John Wiley</name>

            <pubdate>19840000</pubdate>

          </imprint>

          <avail>dialog information services, palo alto (calif.).</avail>

          <datecit>

            <date>19900103</date>

          </datecit>

        </online>

      </nplcit>

2

  * Article on Internet:

    Clark, Carol. On the Threshold of a Brave New World.

    In Blueprint of the Body [online].

    CNN.com, 2000. [cited 24 August 2000;10:25 EST]. In-depth specials.

    Available from: [http://www.cnn.com/SPECIALS/2000/genome/story/overview/]

表示为

      <nplcit id='ncit1' num='0002' type='E' medium='online'>

        <online>

          <author>

            <name>Clark, Carol</name>

          </author>

          <online-title>On the Threshold of a Brave New World</online-title>

          <imprint>

            <name>CNN.com, 2000</name>

          </imprint>

          <series>

            <text>In-depth specials</text>

          </series>

          <avail>http://www.cnn.com/SPECIALS/2000/genome/story/</avail>

          <datecit>

            <date>20000824; 10:25 est</date>

          </datecit>

        </online>

      </nplcit>

3

  * Personal communication (e-main( �/p>

    Thacker, Jane. MPEG-21 project stream on digital item identification [online].

    Message to: [iso.tc46.sc9@nlc-bnc.ca]. 3 October 2000; 13:33 EST [cited 6

    October 2000; 13:10 EST].

    Message-ID: [002f01c02d60$051a64a0$22a2580c@vaio]. Personal communication.

表示为

 

      <nplcit id='ncit3' num='0003' type='E' medium='online'>

        <online>

          <author>

            <name>Thacker, Jane</name>

          </author>

          <online-title>MPEG-21 project stream on digital item identification

          </online-title>

          <subname>

            <name>Message to: <iso.tc46.sc9@nlc-bnc.ca></name>

          </subname>

          <pubdate>3 October 2000; 13:33 EST</pubdate>

          <notes>Personal communication</notes>

          <avail>Message-ID: <002f01c02d60$051a64a0$22a2580c@vaio></avail>

          <datecit><date>6 october 2000; 13:10 EST</date></datecit>

        </online>

      </nplcit>

A.2.4   格式表示

A.2.4.1   b

粗体

A.2.4.2   i

斜体

A.2.4.3   u

下划线:缺省为单线single

A.2.4.4   sup

上标

A.2.4.5   sub

下标

A.2.4.6   smallcaps

小的大写字母

A.2.4.7   dl

定义(术语)列表, 建议id取值为dlis01, dlis02

A.2.4.8   dd

定义的内容(定义列表中使用)

A.2.4.9   dt

被定义的术语,  属性 id 建议取值为dtrm01, dtrm02

A.2.4.10   ol

  有序列表:

  属性'ol-style' - 建议值及含义如下:

    1   阿拉伯数字     1, 2, 3, ...

    a   小写字母                     a, b, c, ...

    A   大写字母       A, B, C, ...

    i   小写罗马字母   i, ii, iii, ...

    I   大写罗马字母   I, II, III, ... 

A.2.4.11   li

列表表项,  属性 id 建议取值为list01, list02

A.2.4.12   ul

  无序列表

  属性list-style可以为空,缺省为'bullets'

  属性 id 建议取值为ulis01, ulis02 

A.2.4.13   pre

  保持原有格式(包括换行、空格等),  属性 listing-type 表示了该结构的内容是什么数据 

  如基因序列片断、程序清单等

 

附录 B

(规范性附录)

cn-appeal-decision-v1-0.dtd

 

<?xml version='1.0' encoding='UTF-8' ?>

 

<!ENTITY % name_group "((name | (prefix? , (last-name | orgname) , first-name? , middle-name? , suffix? , iid? , role? , orgname? , department? , synonym*)) , registered-number?)">

 

<!ENTITY % address_group "((address-1? , address-2? , address-3? , mailcode? , pobox? , room? , address-floor? , building? , street? , city? , county? , state? , postcode? , country) | text)">

 

<!--

********************************************************************************

*  cn-appeal-decision v1.0     2006  FEBRUARY                                  *

********************************************************************************

*  PUBLIC "-//CN//APPEAL DECISION 1.0//EN" "cn-appeal-decision-v1-0.dtd"       *

********************************************************************************

*  http://www.sipo.gov.cn/standards/xml/cn-appeal-decision-v1-0.dtd            *

********************************************************************************

* revision history                                                             *

********************************************************************************

February 2006

..released version number as v1.0

********************************************************************************

-->

 

<!--

  ****************************************************************************

  * SECTION I - DECLARATION, ENT. REFs, ISO sets, etc                        *

  ****************************************************************************

-->

<!--

  to include mathml2.dtd  change MATHML2_DTD value to "INCLUDE", change

  MATH_PLACEHOLDER value to "IGNORE", the same for the TABLE_DTD and

  TABLE_PLACEHOLDER

 

  INCLUDE

  IGNORE

-->

 

<!ENTITY % UNICODE_PLANE1D_ESCAPE "IGNORE">

<!ENTITY % WIPO_ENT "IGNORE">

<!ENTITY % SIPO_ENT "IGNORE">

<!ENTITY % MATHML2_DTD "IGNORE">

<!ENTITY % TABLE_DTD "IGNORE">

 

<!ENTITY % MATH_PLACEHOLDER "INCLUDE">

<!ENTITY % TABLE_PLACEHOLDER "INCLUDE">

 

<![%UNICODE_PLANE1D_ESCAPE; [

 <!ENTITY % plane1D  "&#38;#38;#xE">

]]>

<![%WIPO_ENT;[

 

<!--

  import character entity set.  Download from:

    http://pcteasy.wipo.int/efiling_standards/schemaDocs/wipo.ent

 

  Note that nsgmls-based parsers (SP, Near & Far Designer, etc.)

  may not be able to process this file for reasons described below

  in MathML comments.

 -->

<!ENTITY % wipo PUBLIC "-//WIPO//ENTITIES WIPO 1.0//EN" "wipo.ent">

%wipo;

]]>

 

<![%SIPO_ENT;[

 

<!--

  import character entity set.  Download from:

    http://www.sipo.gov.cn/standards/xml/sipo.ent

 -->

<!ENTITY % sipo PUBLIC "-//SIPO//ENTITIES SIPO 1.0//ZH" "sipo.ent">

%sipo;

]]>

 

 

<!--

  ****************************************************************************

  * INCLUDE COMPONENT DTDS (MATHML, OASIS EXCHANGE TABLE MODEL               *

  ****************************************************************************

-->

 

<![%MATHML2_DTD; [

 

<!--

  DTD MathML2: maintained by W3C.  Download from:

    http://www.w3.org/TR/MathML2/DTD-MathML-20010221.zip

 

  If using nsgmls-based parser (SP, Near & Far Designer, etc.)

  Uncomment 'mathml-charent-module' switch below or replace the Referenced

  MathML2 DTD with the version downloadable from:

    http://www.w3.org/Math/DTD/dtd-sp.zip

 

  This notice copied from: http://www.w3.org/Math/DTD/

    

  "DTD for nsgmls

    Some systems (including the popular nsgmls parser) may not be able to

    process files using 'plane 1' characters which have Unicode numbers

    higher than #xFFFF. The versions of the DTD provided here incoprorate

    the modifications mentioned above, but the high characters are replaced

    by the equivalent mchar construct <mchar name="..." /> this allows the

    DTD to be read and for MathML files to be validated using such sytems."

-->

<!--

  ENTITY % mathml-charent.module "IGNORE"

-->

<!ENTITY % MATHML.prefixed "IGNORE">

 

<!ENTITY % MATHML.xmlns "">

 

<!--

  import MathML2 dtd

-->

<!ENTITY % mathml2 PUBLIC "-//W3C//DTD MathML 2.0//EN" "mathml2.dtd">

%mathml2;

]]>

 

<![%TABLE_DTD; [

 

<!--

  DTD OASIS Open XML Exchange Table Model. 

  Maintained by OASIS; download from:

    http://oasis-open.org/specs/soextblx.dtd

  Note that the FPI in soextblx.dtd refers to itself as 'calstblx'.

  That convention has been followed here.

-->

 

<!--

  create content for title element in table

-->

<!ENTITY % title "<!ELEMENT title (#PCDATA | b | i | u | sup | sub | smallcaps)* > ">

%title;

 

<!--

  override OASIS Exchange <entry> model

-->

<!ENTITY % tbl.entry.mdl "(#PCDATA | b | i | u | sup | sub | smallcaps | br | patcit | nplcit | bio-deposit | crossref | img | dl | ul | ol | chemistry | maths | cn-law-reference | cn-notice-reference | cn-rule-reference | cn-evidence-reference | cn-evidence | cn-accessory)* ">

 

<!--

  import OASIS Exchange model

-->

<!ENTITY % calstblx PUBLIC "-//OASIS//DTD XML Exchange Table Model 19990315//EN"

                           "soextblx.dtd">

<!ENTITY % yesorno  "NMTOKEN" >

<!ENTITY % tbl.table.att  " pgwide    %yesorno;      #IMPLIED

                            orient    (port | land)  #IMPLIED

                            tabstyle  NMTOKEN        #IMPLIED" >

%calstblx;

]]>

 

<![%MATH_PLACEHOLDER; [

 

<!--

  (PLACEHOLDER:w3c math dtd)

-->

<!ELEMENT math (#PCDATA)>

]]>

 

<![%TABLE_PLACEHOLDER; [

 

<!--

  (PLACEHOLDER:cals table dtd)

-->

<!ELEMENT table (#PCDATA)>

]]>

 

<!--

  ****************************************************************************

  * SECTION II - ELEMENTS defined by SIPO                                    *

  ****************************************************************************

-->

 

<!--

复审、撤销复审、撤销复审或无效宣告请求的审查决定。

属性

appeal-type指示出该决定是复审(reexamination)请求、撤销复审(opposition)请求还是无效宣告(invalidation)请求的审查决定

decision指示出该决定的基本情况,包括复审决定的维持原决定(affirmation)和撤销原决定(overrule)

无效宣告的部分无效(part-invalidation)、全部无效(invalidation)和全部有效(maintain)

effective指示出该决定是否生效。

-->

<!ELEMENT cn-appeal-decision (cn-case-info , cn-decision-detail)>

<!ATTLIST cn-appeal-decision

       id                           ID     #IMPLIED

    lang              CDATA  #REQUIRED

    dtd-version       CDATA  #IMPLIED

    file              CDATA  #IMPLIED

    country           CDATA  #REQUIRED

    file-reference-id CDATA  #IMPLIED

    correction-code   CDATA  #IMPLIED

    doc-number        CDATA  #IMPLIED

    kind              CDATA  #IMPLIED

    date-produced     CDATA  #IMPLIED

    date-publ         CDATA  #IMPLIED

    status            CDATA  #IMPLIED

       appeal-type      (reexamination | invalidation | opposition) #REQUIRED

       decision           (invalidation | part-invalidation | maintain | overrule) #REQUIRED

       effective           (yes | no) #IMPLIED

> 

 

<!--

复审、撤销复审、撤销复审或无效宣告请求及其审查的基本信息。

-->

<!ELEMENT cn-case-info (cn-decision-number, cn-decision-date , cn-patent-info , cn-parties , agents?, cn-examiners, cn-publication-info, cn-accessories?, cn-decision-abstract, abstract*, keyword*, drawings?)>

 

<!--

复审、撤销复审或无效宣告的决定号,如如第4707

-->

<!ELEMENT cn-decision-number (#PCDATA)>

 

<!--

复审、撤销复审或无效宣告审查决定的决定日期,

-->

<!ELEMENT cn-decision-date (date)>

 

<!--

复审、撤销复审或无效宣告请求的相关人信息,包括复审请求人、无效宣告请求人(cn-requester)和被请求人(cn-patentee)以及撤销复审的请求人和被请求人

如果撤销复审请求的请求人(cn-appellant)是原专利权人,则不出现被请求人(cn-appellee)

-->

<!ELEMENT cn-parties ((cn-complainant+ | cn-appellant+ | cn-requester+) , (cn-patentee+ | cn-appellee*))>

 

<!--

复审请求人的基本信息,

属性sequence指示了该请求人在请求人中的次序,如sequence="1"

-->

<!ELEMENT cn-complainant (text | (addressbook+, nationality?, cn-province?))+>

<!ATTLIST cn-complainant  sequence CDATA  #REQUIRED >

 

<!--

无效宣告请求人的基本信息,

属性sequence指示了该请求人在请求人中的次序,如sequence="1"

-->

<!ELEMENT cn-requester (text |(addressbook+, nationality?, cn-province?))+>

<!ATTLIST cn-requester  sequence CDATA  #REQUIRED >

 

<!--

无效宣告被请求人的基本信息,

属性sequence指示了该被请求人在被请求人中的次序,如sequence="1"

-->

<!ELEMENT cn-patentee (text |(addressbook+, nationality?, cn-province?))+>

<!ATTLIST cn-patentee  sequence CDATA  #REQUIRED >

 

<!--

撤销复审请求人的基本信息,

属性sequence指示了该请求人在请求人中的次序,如sequence="1"

-->

<!ELEMENT cn-appellant (text |(addressbook+, nationality?, cn-province?))+>

<!ATTLIST cn-appellant  sequence CDATA  #REQUIRED >

 

<!--

撤销复审被请求人的基本信息,

属性sequence指示了该被请求人在被请求人中的次序,如sequence="1"

-->

<!ELEMENT cn-appellee (text |(addressbook+, nationality?, cn-province?))+>

<!ATTLIST cn-appellee  sequence CDATA  #REQUIRED >

 

<!--

复审审查员的基本信息

-->

<!ELEMENT cn-examiners (cn-examiner+)>

 

<!--

单个复审审查员的信息。

属性

sequence指示了该审查员在审查员中的次序,如sequence="1"

role指示了该审查员在审查中的角色,可以为主审(chief)或合议组组长(leader)或参审(member)

-->

<!ELEMENT cn-examiner (%name_group; , electronic-signature?)>

<!ATTLIST cn-examiner 

       sequence CDATA  #REQUIRED

       role (chief | leader | member) #REQUIRED

       >

 

<!--

复审或无效请求相关的专利案件的基本情况。

-->

<!ELEMENT cn-patent-info (application-reference , applicants?, assignees?, publication-reference, invention-title,

              classification-ipc? , classifications-ipcr? , classification-national? , classification-locarno? , classification-udc?) >

<!ATTLIST cn-patent-info

       app-type (patent|utility|design|vlmi) #IMPLIED

> 

<!--

附件清单

-->

<!ELEMENT cn-accessories (cn-accessory)+>

 

<!--

复审、撤销复审或无效宣告请求审查决定的摘要,简要说明了决定的法律依据和决定的基本情况

-->

<!ELEMENT cn-decision-abstract (cn-legal-basis, cn-main-points)>

 

<!--

复审、撤销复审或无效宣告请求审查决定的法律依据,通常为专利法条款的引用或专利局公告的引用

-->

<!ELEMENT cn-legal-basis (cn-law-reference | cn-notice-reference | cn-rule-reference)+ >

 

<!--

复审、撤销复审或无效宣告请求审查决定的决定要点

-->

<!ELEMENT cn-main-points (cn-main-point)+ >

 

<!--

复审、撤销复审或无效宣告请求审查决定的决定要点

属性

       id可用于文中交叉引用,建议取值为mp001, mp002,

       sequence 指示要点的次序,如sequence="1"

-->

<!ELEMENT cn-main-point (p)+>

<!ATTLIST cn-main-point

       id ID #IMPLIED

       sequence CDATA #IMPLIED

> 

 

<!--

复审、撤销复审或无效宣告请求审查决定的决定正文

-->

<!ELEMENT cn-decision-detail ( doc-page+ | (cn-brief-history, cn-reasoning, cn-holding) | (heading*, p+)+)>

 

<!--

    案由中介绍案卷的基本情况、无效请求以及请求方提供的证据、审理的基本过程

-->

<!ELEMENT cn-brief-history (heading*, p+)+>

 

<!--

    决定的理由可以由多个章节构成,每个章节由一个标题和一些列正文构成,如证据认定、关于创造性等。

       要求能够直接定位特定章节,但是章节种类并不确定。

-->

<!ELEMENT cn-reasoning (heading*, p+)+>

 

<!--

    决定由决定和司法提示构成。其中

       无效请求决定主要包括维持有效、全部无效和部分无效三种。

       复审决定通常只有对驳回决定的维持或撤销两种。

-->

<!ELEMENT cn-holding (heading*, p+)+>

 

<!--

  ****************************************************************************

  * SECTION III - ICEs referenced, defined in ST.36                          *

  ****************************************************************************

-->

<!--

  Information regarding Agents or common representatives

-->

<!ELEMENT agents (customer-number | agent+)>

 

<!--

  Customer number for agents by office

-->

<!ELEMENT customer-number (#PCDATA)>

 

<!--

  Agent or common representative (Rules 90.1, 90.2)

-->

<!ELEMENT agent (addressbook+)>

 

<!ATTLIST agent  sequence CDATA  #REQUIRED

                   rep-type        (agent | attorney | common-representative )  #REQUIRED >

 

<!--

  Title of the Invention:

    (INID 54, ST.32:B540/B542)

 

  Preferably two to seven words when in English or translated into English and

  precise. (Rule 4.3)

 

  Recommended id = 'invt'

 

  发明创造名称,(INID 54, ST.32:B540/B542)

  属性id的取值建议为invt,lang语言用WIPO ST.3表示

-->

<!ELEMENT invention-title (#PCDATA | b | i | u | sup | sub)*>

 

<!ATTLIST invention-title  id   ID     #IMPLIED

                             lang CDATA  #IMPLIED >

<!--

  Applicants information: 

    At least one of the applicants named must be a resident or national of a PCT

    Contracting State for which the receiving Office acts.

  申请人列表

-->

<!ELEMENT applicants (applicant+)>

 

<!--

  Applicant information:

    (INID 71, ST.32:B710)

 

  attributes for applicant

    sequence   : sequence number of each applicant

                  e.g, sequence="1"

    app-type   : applicant type

                  app-type="applicant" : the applicant is only applicant

                  app-type="applicant-inventor" : the applicant is also inventor

    designation: This person is applicant for the purpose of:

                  designation="all"          : all designated states

                  designation="all-except-us": all designated states except US

                  designation="us-only"      : US only

                  designation="as-indicated" : the states indicated in

                                               designated-states element

                                               under applicant element

  单个申请人信息(INID 71, ST.32:B710)

-->

<!ELEMENT applicant (addressbook+ , nationality , residence , us-rights* , designated-states? , designated-states-as-inventor?)>

 

<!ATTLIST applicant  sequence    CDATA  #REQUIRED

                       app-type     (applicant | applicant-inventor )  #REQUIRED

                       designation  (all | all-except-us | us-only | as-indicated )  #REQUIRED >

<!--

   Grantee/assignee information.

     (INID 73  ST.32: B730)

   专利权人列表(INID 73  ST.32: B730)

-->

<!ELEMENT assignees (assignee+)>

 

<!--

   Grantee/assignee information.

     (INID 73, ST.32:B730)

   单个专利权人信息(INID 73  ST.32: B730)

-->

<!ELEMENT assignee (%name_group; | addressbook)>

 

<!--

  This person is successor to the rights of an inventor who is deceased, insane, or

  legally incapacitated, for the purposes of the designation of the United States

  of America

-->

<!ELEMENT us-rights (#PCDATA)>

 

<!ATTLIST us-rights  to-dead-inventor CDATA  #REQUIRED

                       kind              (heir |

                                          heiress |

                                          executor |

                                          executrix |

                                          estate |

                                          legal-representative |

                                          administrator |

                                          administratrix |

                                          legal-representatives |

                                          heirs |

                                          executors |

                                          legal-heirs )  #REQUIRED >

<!--

  Rule 4.6(c):

   "The request may, for different designated states, indicate different persons

    as inventors where, in this respect, the requirements of the national laws of

    the designated States are not the same.  In such a case, the request shall

    contain a separate statement for each designated State or group of States in

    which a particular person, or the same person, is to be considered the

    inventor, or in which particular persons, or the same persons, are to be

    considered the inventors."

-->

<!ELEMENT designated-states-as-inventor (country* , (region , country+)*)>

 

<!--

  Indication of specific Contracting States in or for which the applicant is

  seeking protection for his invention

  (Rule 4.9(a))

-->

<!ELEMENT designated-states (country* , (region , country+)*)>

 

<!--

  ADDRESSBOOK GROUP:

  Holds name and contact information for individuals/organizations

 

  The LANG attribute is REQUIRED for certain document types,

  e.g., the JPO PCT Request where names and addresses may be repeated in two

    different languages. If no structure possible use text.

 

  用于联系个人或者组织的地址、名称等信息

-->

<!ELEMENT addressbook ((%name_group; , address , phone* , fax* , email* , url* , ead* , dtext?) | text)>

 

<!ATTLIST addressbook  id   ID     #IMPLIED

                         lang CDATA  #IMPLIED >

<!--

  Universal Decimal Classification.

    (INID 53,  ST.32:B530)

 

-->

<!ELEMENT classification-udc (#PCDATA)>

 

<!ATTLIST classification-udc  id ID  #IMPLIED >

<!--

  Locarno Classification data;

  洛迦诺分类

-->

<!ELEMENT classification-locarno (edition , main-classification , further-classification* , text?)>

 

<!ATTLIST classification-locarno  id ID  #IMPLIED >

<!--

  Domestic or national classification.

    (INID 52,  ST.32:B520)

  国家分类(INID 52,  ST.32:B520)

-->

<!ELEMENT classification-national (country , edition? , main-classification , further-classification* , (additional-info | linked-indexing-code-group | unlinked-indexing-code)* , text?)>

 

<!ATTLIST classification-national  id ID  #IMPLIED >

 

<!ELEMENT classifications-ipcr (classification-ipcr+)>

 

<!ATTLIST classifications-ipcr  id ID  #IMPLIED >

<!--

  International Patent Classification (IPC) data;

-->

<!ELEMENT classification-ipcr ((ipc-version-indicator , classification-level? , section , class , subclass , main-group? , subgroup? , symbol-position? , classification-value? , action-date? , generating-office? , classification-status? , classification-data-source?) | text)>

 

<!ATTLIST classification-ipcr  id       ID     #IMPLIED

                                 sequence CDATA  #IMPLIED >

<!--

  Classification code; e.g., ipc, dewey etc.

  分类号,如IPC、德温特分类等

-->

<!ELEMENT class (#PCDATA)>

 

<!ATTLIST class  class-type CDATA  #IMPLIED >

<!--

  International Patent Classification (IPC) data;

    (INID 51,  ST.32:B510)

  国际分类号IPC(INID 51,  ST.32:B510)

-->

<!ELEMENT classification-ipc (edition , main-classification , further-classification* , (additional-info | linked-indexing-code-group | unlinked-indexing-code)* , text?)>

 

<!ATTLIST classification-ipc  id ID  #IMPLIED >

<!--

  Further/secondary classification

    (ST.32:B512/B522)

-->

<!ELEMENT further-classification (#PCDATA)>

 

<!ATTLIST further-classification  id       ID     #IMPLIED

                                    sequence CDATA  #IMPLIED >

<!--

  Application reference information: application number, country

    (INID 21, ST.32:B210)

  对专利申请的引用:申请号,国家(INID 21, ST.32:B210)

-->

<!ELEMENT application-reference (document-id)>

 

<!ATTLIST application-reference  id        ID     #IMPLIED

                                   appl-type CDATA  #REQUIRED >

 

<!--

  Publication reference information: publication number, date, etc

    (INID 11, ST.32:B110)

  对专利公开的引用:公开号、公开日等(INID 11, ST.32:B110)

-->

<!ELEMENT publication-reference (document-id)>

 

<!ATTLIST publication-reference  id ID  #IMPLIED >

<!--

  Document identification refers to patents (and patent applications) only.

  See WIPO ST.14

  专利文档标识. WIPO ST.14

-->

<!ELEMENT document-id (country , doc-number , kind? , name? , date?)>

 

<!ATTLIST document-id  lang CDATA  #IMPLIED >

<!--

  Name:

  If no distinction or detail can be given.

  Also to be used for: personal (natural person) and corporate (legal entity) names

  名称 可以是机构或者自然人的名称

-->

<!ELEMENT name (#PCDATA)>

 

<!ATTLIST name  name-type  (legal | natural )  #IMPLIED >

 

<!--

  doc-page - DOCument or PAGE

 

  This is primarily to be used when data for the whole or major sections of an

  application are in image format OR other formats such as pdf.

  Page range attributes are given when required

    pp  - page range

    ppf - first page

    ppl - last page (for pdf).

  The 'img' may also be used for complete pages, e.g. in drawings

 

  Recommended id = docp0001, docp0002, etc.

 

  文档页,主要使用在所有或者大部分的数据都是以图像格式或是诸如PDF等格式存储的情况下。

  "img"也可以是整个文档页,如附图。

  建议属性id取值为docp01, docp02等。 

-->

<!ELEMENT doc-page EMPTY>

 

<!ATTLIST doc-page  id          ID     #IMPLIED

                      he          CDATA  #REQUIRED

                      wi          CDATA  #REQUIRED

                      type         (jpg | pdf | tif )  #REQUIRED

                      alt         CDATA  #IMPLIED

                      pp          CDATA  #IMPLIED

                      ppf         CDATA  #IMPLIED

                      ppl         CDATA  #IMPLIED

                      file        CDATA  #REQUIRED

                      ocr         CDATA  #IMPLIED

                      color        (color | bw )  #IMPLIED

                      orientation  (portrait | landscape )  'portrait' >

<!--

  Paragraph

 

  Recommended id  = p0001, p0002, etc.  num = 0001, 0002, etc.

 

  Note: paragraphs may occur in sections other than the description and at

  different times  eg. for the abstract, in this case use for example "p0001a";

  amended claims: "p0001ac", etc.

 

  段落 

  属性 id 建议取值为p01, p02 

  属性 num建议取值为001, 002 

  注意:段落可以重复出现在说明书以外的部分,如摘要之中,在这种情况下idp0001a

    如在更正后的权项中,idp0001ac;诸如此类。

-->

<!ELEMENT p (#PCDATA | b | i | u | sup | sub | smallcaps | br | pre | dl | ul | ol | crossref | figref | patcit | nplcit | bio-deposit | img | chemistry | maths | tables | table-external-doc | cn-law-reference | cn-notice-reference | cn-rule-reference | cn-evidence-reference | cn-evidence | cn-accessory)*>

 

<!ATTLIST p  id  ID     #IMPLIED

               num CDATA  #REQUIRED >

<!--

  Term to be defined

 

  Recommended id = dtrm0001, dtrm0002, etc.

  被定义的术语,  属性 id 建议取值为dtrm01, dtrm02

-->

<!ELEMENT dt (#PCDATA | b | i | u | sup | sub | smallcaps)*>

 

<!ATTLIST dt  id ID  #IMPLIED >

<!--

  Unordered Lists

    list-style may be empty for lists with no bullet or other symbol default

    list-style is 'bullets'

 

  Recommended id = ulis0001, ulis0002, etc.

  无序列表

  属性list-style可以为空,缺省为'bullets'

  属性 id 建议取值为ulis01, ulis02 

-->

<!ELEMENT ul (li+)>

 

<!ATTLIST ul  compact     (compact )  #IMPLIED

                list-style  (bullet | dash | none )  'bullet'

                id         ID  #IMPLIED >

<!--

  List item

 

  Recommended id = list0001, list0002, etc.

 

  列表表项,  属性 id 建议取值为list01, list02

-->

<!ELEMENT li (#PCDATA | b | i | u | sup | sub | smallcaps | br | pre | patcit | nplcit | bio-deposit | crossref | figref | img | dl | ul | ol | chemistry | maths | cn-law-reference | cn-notice-reference | cn-rule-reference | cn-evidence-reference | cn-evidence | cn-accessory)*>

 

<!ATTLIST li  num CDATA  #IMPLIED

                id  ID     #IMPLIED >

<!--

   References a stand-alone table authored with the table-external DTD.

   引用的外部表格文件

-->

<!ELEMENT table-external-doc (#PCDATA)>

 

<!ATTLIST table-external-doc  id            ID     #IMPLIED

                                file          CDATA  #REQUIRED

                                lang          CDATA  #IMPLIED

                                carriers       (internal-electronic |

                                                external-electronic |

                                                paper )  #IMPLIED

                                external-type  (math |

                                                chemistry |

                                                program-listing |

                                                other )  #IMPLIED

                                status        CDATA  #IMPLIED >

<!--

  TABLES

  This is image data or coded according to OASIS Exchange model with modified cell

  'entry' content.

 

  Recommended id = tabl0001, tabl0002, etc.

  表格,可以是图像数据,也可以是根据OASIS Exchange model编制的表格

  属性 id 建议取值为tabl01, tabl02

-->

<!ELEMENT tables (img | table)>

 

<!ATTLIST tables  num CDATA  #REQUIRED

                    id  ID     #IMPLIED >

<!--

  MATHEMATICS

  This is image data or coded according to mathml, version 2

 

  Recommended id = math0001, math0002, etc.

  数学公式

  可以使用图像数据表示,也可以使用根据mathmlXML结构数据

  属性 id 建议取值为math01, math02 

-->

<!ELEMENT maths (img | (math , img?))>

 

<!ATTLIST maths  num CDATA  #REQUIRED

                   id  ID     #IMPLIED >

<!--

  Chemistry

  Chemical formulae, ring structures, Markush structures, etc.

 

  For now treat as image data.

  Depending on industry support we may use, e.g., chemML, CML later

 

  Recommended id = chem0001, chem0002, etc

  化学公式、方程式、结构式等

  可以作为图像数据处理,也可以使用外部独立化学式(使用chemMLCMLXML结构)

  属性 id 建议取值为chem01, chem02 

-->

<!ELEMENT chemistry (img | (chem , img?))>

 

<!ATTLIST chemistry  num CDATA  #REQUIRED

                       id  ID     #IMPLIED >

<!--

  This is a pointer to an external DTD for chemical markup - to be determined.

  For EPO probably CML; http://www.xml-cml.org/

-->

<!ELEMENT chem EMPTY>

 

<!ATTLIST chem  chem-type CDATA  #IMPLIED

                  file      CDATA  #REQUIRED

                  id        ID     #IMPLIED >

<!--

  Biological deposit citation (US EFS: biological-deposit)

    (INID 83, ST.32:B830)

  According to PCT Rule 13bis, EPC Rule 28

  This covers all bio data references long and short within the description and/or

  claims

 

  Recommended id = biod0001, biod0002, etc.

  微生物样本保藏有关信息

  属性 id 建议取值为biod0001, biod0002

-->

<!ELEMENT bio-deposit (depositary , bio-accno , date? , term? , dtext?)>

 

<!--

  Ordered Lists:

  attribute 'ol-style'

 

  Recommded use:

    1   arablic numbers     1, 2, 3, ...

    a   lower alpha         a, b, c, ...

    A   upper alpha         A, B, C, ...

    i   lower roman         i, ii, iii, ...

    I   upper roman         I, II, III, ...

  有序列表:

  属性'ol-style' - 建议值及含义如下:

    1   阿拉伯数字     1, 2, 3, ...

    a   小写字母                     a, b, c, ...

    A   大写字母       A, B, C, ...

    i   小写罗马字母   i, ii, iii, ...

    I   大写罗马字母   I, II, III, ... 

-->

<!ELEMENT ol (li+)>

 

<!ATTLIST ol  ol-style CDATA  #IMPLIED

                compact   (compact )  #IMPLIED

                id       ID     #IMPLIED >

<!--

  Image data

  Image is used for any kind of image: art work, figures,  complex work units

  (math, tables, chemistry), etc.

 

  Recommended:

    id          = i0001, i0002, etc.

    he, wi      = "11" - milimeters - height, width;

    file        = file name,location; label - not used;

    alt         = alternate text if image not shown;

    img-content = drawing is the default;

    img-format  = common will be tiff, st33 and st35 in for backward compatibilty

                  and, later, publication.

    orientation = orientation of the image (portrait | landscape).

                  Default is portrait

    inline      = (yes | no).

                  Whether the image is to be presented inline or separated by line

                  breaks.  Default is no.

  图像数据

  图像数据可以是绘画、图形或者复杂的元素(数学式、表格、化学式)等

  建议属性取值:

    id     = i01, i02 

    he, wi = "11" - 以毫米为单位 - 高,宽;

    file   = 文件名和位置;

    label  - 未使用;

    alt    = 图像不显示时的替代文字

    img-content = 缺省为drawing;

    img-format  = 图像格式,通常为tiffst33st35

    orientation = 图像的方向 (portrait | landscape).  缺省为portrait

    inline = (yes | no).  图像是否为行内图. 缺省为no 

-->

<!ELEMENT img EMPTY>

 

<!ATTLIST img  inline       (yes | no )  'no'

                 orientation  (portrait | landscape )  'portrait'

                 img-format   (jpg | tif | st33 | st35 )  #REQUIRED

                 img-content  (drawing |

                               photograph |

                               character |

                               dna |

                               undefined |

                               chem |

                               table |

                               math |

                               program-listing |

                               flowchart )  'drawing'

                 alt         CDATA  #IMPLIED

                 file        CDATA  #REQUIRED

                 wi          CDATA  #REQUIRED

                 he          CDATA  #REQUIRED

                 id          ID     #IMPLIED >

<!--

  A reference to a figure;

  e.g., "...as shown in <figref idref='f0001'>figure<b>1</b></figref>..."

 

  对一幅图形/图像的引用

  "...as shown in <figref idref='f0001'>figure<b>1</b></figref>..."

-->

<!ELEMENT figref (#PCDATA | b | i | u | sup | sub | smallcaps)*>

 

<!ATTLIST figref  num   CDATA   #IMPLIED

                    idref IDREFS  #IMPLIED >

<!--

  Cross reference to any other element with an identifier (id)

  具有id属性的其他元素的引用

-->

<!ELEMENT crossref (#PCDATA | b | i | u | sup | sub | smallcaps)*>

 

<!ATTLIST crossref  idref IDREF  #REQUIRED >

<!--

  This element is one method to identify content consisting of text objects that

  require preservation (pre) of their whitespace in order to preserve internal

  logical relationships.

  (e.g., sequence listing fragments, computer program listings)

  保持原有格式(包括换行、空格等),  属性 listing-type 表示了该结构的内容是什么数据 

  如基因序列片断、程序清单等

-->

<!ELEMENT pre (#PCDATA)>

 

<!ATTLIST pre  listing-type  (sequence | program-listing | other )  #REQUIRED

                 xml:space     (preserve | default )  #IMPLIED

                 id           ID  #IMPLIED >

<!--

  Heading text; see Rule 5.  Recommended id = h0001, h0002, etc.

  标题文本; 建议id取值为h01, h02  ,   属性 level 表示 标题的层次 

-->

<!ELEMENT heading (#PCDATA | b | i | u | sup | sub | smallcaps)*>

 

<!ATTLIST heading  id    ID  #IMPLIED

                     level  (1 | 2 | 3 )  #IMPLIED >

<!--

  Definition list

 

  Recommended id = dlis0001, dlis0002, etc.

  定义(术语)列表, 建议id取值为dlis01, dlis02

-->

<!ELEMENT dl (dt , dd)+>

 

<!ATTLIST dl  id      ID     #IMPLIED

                compact  (compact )  #IMPLIED

                tsize   CDATA  #IMPLIED >

<!--

  Definition description

  定义的内容(定义列表中使用)

-->

<!ELEMENT dd (#PCDATA | b | i | u | sup | sub | smallcaps | br | pre | patcit | nplcit | bio-deposit | crossref | figref | img | ul | ol | chemistry | maths | cn-law-reference | cn-notice-reference | cn-rule-reference | cn-evidence-reference | cn-evidence | cn-accessory)*>

 

<!--

  Bold formatting for text

  粗体文本

-->

<!ELEMENT b (#PCDATA | i | u | smallcaps)*>

 

<!--

  Italic formatting for text

  斜体文本

-->

<!ELEMENT i (#PCDATA | b | u | smallcaps)*>

 

<!--

  Underscore: style - single is default

  下划线:缺省为单线single

-->

<!ELEMENT u (#PCDATA | b | i | smallcaps)*>

 

<!ATTLIST u  style  (single | double | dash | dots )  'single' >

<!--

  Small capitals

  小的大写字母

-->

<!ELEMENT smallcaps (#PCDATA | b | u | i)*>

 

<!--

  Subscripted text

  下标文本

-->

<!ELEMENT sub (#PCDATA | b | u | i | sup2 | sub2)*>

 

<!--

  Superscripted text

  上标文本

-->

<!ELEMENT sup (#PCDATA | b | u | i | sup2 | sub2)*>

 

<!--

  Subscripted text

  下标文本

-->

<!ELEMENT sub2 (#PCDATA | b | u | i)*>

 

<!--

  Superscripted text

  上标文本

-->

<!ELEMENT sup2 (#PCDATA | b | u | i)*>

 

<!--

  br - break, line break within a paragraph

  段内换行

-->

<!ELEMENT br EMPTY>

 

<!--

  Identifies the period of time during which the depository must be able to furnish

  samples of the biological material.

  微生物样本保藏期限

-->

<!ELEMENT term (#PCDATA)>

 

<!--

  Biological accession number:

    (ST.32:B831)

  The identification assigned to the biological material by the depository

  微生物样本保藏编号(ST.32:B831)

-->

<!ELEMENT bio-accno (#PCDATA)>

 

<!--

  Information regarding the facility storing the biological deposit.

    (ST.32:B832)

  微生物样本保藏地点的信息(ST.32:B832)

-->

<!ELEMENT depositary (#PCDATA | address)*>

 

<!--

  ABSTRACT: PCT Rule 8

    (INID 57, ST.32:B570)

  A concise summary of the disclosure, 50-150 words.

 

  Recommended id = 'abst' or 'abst0001' for multiple abstracts

-->

<!ELEMENT abstract (doc-page+ | (abst-problem , abst-solution) | p+)>

 

<!ATTLIST abstract  id     ID     #IMPLIED

                      lang   CDATA  #IMPLIED

                      status CDATA  #IMPLIED >

 

<!--

  The solution to the alleged problem that the invention  purports to solve.

 

  Recommended id = 'abss'

-->

<!ELEMENT abst-solution (p+)>

 

<!ATTLIST abst-solution  id ID  #IMPLIED >

 

<!--

  The alleged problem that the invention purports to solve

 

  Recommended id = 'absp'

-->

<!ELEMENT abst-problem (p+)>

 

<!ATTLIST abst-problem  id ID  #IMPLIED >

 

<!-- CITATION -->

<!--

  Reference to other documents, either patent literature (patcit)

  or non-patent literature (nplcit)

     

  Recommended id = 'cit0001', 'cit0002', etc.

  对其他文档的引用,包括专利文献(patcit)或非专利文献(nplcit)

  属性id建议的取值为'cit0001', 'cit0002'

-->

<!ELEMENT citation ((patcit | nplcit) , corresponding-docs* , rel-passage* , category* , rel-claims* , classification-ipc? , classifications-ipcr? , classification-national?)>

 

<!ATTLIST citation  id         ID     #IMPLIED

                      srep-phase CDATA  #IMPLIED >

<!--

  Patent family and corresponding-docs

  专利同族和相关文献

-->

<!ELEMENT corresponding-docs (document-id | nplcit)*>

 

<!--

  Other citations - free form

  其他引用文献,自由格式

-->

<!ELEMENT othercit (#PCDATA | b | i | u | sup | sub)*>

 

<!--

  Relevant passage group within patent; most used in search  reports

  - use text in abstract, description and claims

  专利引用文献中相关的若干段落

-->

<!ELEMENT rel-passage (text | (passage+ , category* , rel-claims*)+)>

 

<!--

  Relevant claims

  相关的权利要求项

-->

<!ELEMENT rel-claims (#PCDATA)>

 

<!--

  Category

    (ST.32:B563)

  类别(ST.32:B563)

-->

<!ELEMENT category (#PCDATA)>

 

<!--

  Passage within the cited patent literature

  专利引用文献中的段

-->

<!ELEMENT passage (#PCDATA)>

 

<!--

  Non-Patent Literature (NPL) CITation;

 

  Notes:

    This can be free text data without any structure (#PCDATA) which is NOT

    recommended

    or it can be highly structured data which is marked up according to ST.14 and

    ISO 690 layout;

 

    This part of the DTD has used many different sources for element names and DTD

    structure and reference:

    AACR2 / MARC

    ISO 12083 - Electronic manuscript prep. and markup. DTD

    Association of American Publishers (AAP) Z39.59 DTD

    European Working Group for SGML (EWS) MAJOUR DTD

    SuperJournal Full Article DTD

      www.superjournal.ac.uk/sj

    Elsevier DTD

    Medline DTD (NLM)           

 

  Attributes (recommended):

    id - ncit0001, ncit0002, etc

    num - 0001, 0002

    npltype - The TYPE of citation is office specific (recommended):;

      A - Abstract citation of no specific kind

      B - Book citation

      I - Bilogical abstract citation

      C - Chemical abstracts citation

      E - Database citation

      D - Derwent citation

      P - Patent cited within NPL group

      J - Patent Abstracts of Japan citation (REC 067)

      S - Serial / Journal / Periodical citation

      W - World Wide Web / Internet search citation

    medium - the type of medium

      e.g., CD (CD-ROM), MT (Magnetic Tape), DISK, ONLINE

    file - file name on local systems eg. XP number in EPO

    url  - where possible give full web link to document

 

非专利引用文献

注意:

非专利文献的引用也可以全部用无结构的文本来描述,但是建议不要这样做,建议采用以下根据ST.14IDO690标准定义的高度格式化的描述方式。

这部分DTD使用了许多不同来源的元素名、DTD结构和引用,包括:

      AACR2 / MARC

      ISO 12083 - 电子手稿标记DTD

      美国出版联盟(Association of American Publishers —— AAP Z39.59 DTD

      欧洲SGML工作组(European Working Group for SGML —— EWS MAJOUR DTD

      SuperJournal 全文DTD www.superjournal.ac.uk/sj

      Elsevier DTD

      Medline DTD (NLM)  

      属性的建议:

        id - ncit1, ncit2, etc

        num - 0001, 0002

        type :

          A - 不属于特殊类型的摘要引用Abstract citation of no specific kind

          B - 书籍引用Book citation

          I - 生物摘要引用Bilogical abstract citation

          C - 化学摘要引用Chemical abstracts citation

          E - 数据库引用Database citation

          D - 德文特引用Derwent citation

          P - 非专利文献中引用的专利Patent cited within NPL group

          J - 日本引用的专利摘要Patent Abstracts of Japan citation (REC 067)

          S - 期刊杂志引用Serial / Journal / Periodical citation

          W - 互联网检索引用World Wide Web / Internet search citation

        medium - 介质类型,如CD (CD-ROM), MT (磁带Magnetic Tape), DISK, ONLINE

        file - 本地系统中的文件名,如EPO中的XP number

        url  - 连接到该文献的URL  

-->

<!ELEMENT nplcit (text | article | book | online | othercit)>

 

<!ATTLIST nplcit  id       ID     #IMPLIED

                    num      CDATA  #IMPLIED

                    lang     CDATA  #IMPLIED

                    file     CDATA  #IMPLIED

                    npl-type CDATA  #IMPLIED

                    medium   CDATA  #IMPLIED

                    url      CDATA  #IMPLIED >

<!--

  Online citation

    Revised according to ISO-690-2 - Electronic documents and parts thereof.

    Please refer to this standard for definitions and examples.

    See: http://www.nlc-bnc.ca/iso/tc46sc9/standard/690-2e.htm#Contents

    The tagging in fact is a mixture of article and book tags together with

    specific electronic source tags.

    'Online' is taken to mean any kind of electronic documentation:

      databases, internet, CD-Roms, DVD, email, etc

 

  EXAMPLES:;

 

    Kirk-Othmer Encyclopedia of Chemical Technology [online].

    3rd ed. New York : John Wiley, 1984 [cited 3 January 1990].

    Available from: DIALOG Information Services, Palo Alto (Calif.).

 

      <nplcit id='ncit1' num='0001' type='E' medium='online'>

        <online>

          <online-title>Kirk-Othmer Encyclopedia of Chemical Technology

          </online-title>

          <edition>3rd ed.</edition>

          <imprint>

            <address>

              <text>New York</text>

            </address>

            <name>John Wiley</name>

            <pubdate>19840000</pubdate>

          </imprint>

          <avail>dialog information services, palo alto (calif.).</avail>

          <datecit>

            <date>19900103</date>

          </datecit>

        </online>

      </nplcit>

 

  * Article on Internet:

    Clark, Carol. On the Threshold of a Brave New World.

    In Blueprint of the Body [online].

    CNN.com, 2000. [cited 24 August 2000;10:25 EST]. In-depth specials.

    Available from: [http://www.cnn.com/SPECIALS/2000/genome/story/overview/]

 

      <nplcit id='ncit1' num='0002' type='E' medium='online'>

        <online>

          <author>

            <name>Clark, Carol</name>

          </author>

          <online-title>On the Threshold of a Brave New World</online-title>

          <imprint>

            <name>CNN.com, 2000</name>

          </imprint>

          <series>

            <text>In-depth specials</text>

          </series>

          <avail>http://www.cnn.com/SPECIALS/2000/genome/story/</avail>

          <datecit>

            <date>20000824; 10:25 est</date>

          </datecit>

        </online>

      </nplcit>

 

  * Personal communication (e-main( �/p>

 

    Thacker, Jane. MPEG-21 project stream on digital item identification [online].

    Message to: [iso.tc46.sc9@nlc-bnc.ca]. 3 October 2000; 13:33 EST [cited 6

    October 2000; 13:10 EST].

    Message-ID: [002f01c02d60$051a64a0$22a2580c@vaio]. Personal communication.

 

      <nplcit id='ncit3' num='0003' type='E' medium='online'>

        <online>

          <author>

            <name>Thacker, Jane</name>

          </author>

          <online-title>MPEG-21 project stream on digital item identification

          </online-title>

          <subname>

            <name>Message to: <iso.tc46.sc9@nlc-bnc.ca></name>

          </subname>

          <pubdate>3 October 2000; 13:33 EST</pubdate>

          <notes>Personal communication</notes>

          <avail>Message-ID: <002f01c02d60$051a64a0$22a2580c@vaio></avail>

          <datecit><date>6 october 2000; 13:10 EST</date></datecit>

        </online>

      </nplcit>

   网上电子文件有关信息

-->

<!ELEMENT online (text | (author* , online-title* , hosttitle? , subname* , edition? , (serial | book)? , imprint? , pubdate? , history? , series? , hostno? , location? , notes? , avail , class* , keyword* , cpyrt? , issn? , isbn? , datecit? , srchterm* , srchdate? , refno*))>

 

<!--

  Date of search/retrieval  YYYYMMDD

  检索日 YYYYMMDD

-->

<!ELEMENT srchdate (date)>

 

<!--

  Search terms

  检索词

-->

<!ELEMENT srchterm (#PCDATA)>

 

<!--

  Date cited - date on which the citation was cited.

  May be different from srchdate below

  引用日期,可以和检索日不同

-->

<!ELEMENT datecit (date)>

 

<!--

  Availability and access - REQUIRED use for URL, online database, ftp address,

  email, etc.;

  e.g., Available from Internet: http://www.epoline.org

    Available from DIALOG Information Systems, Palo Alto (Calif.)

  可用性和访问方法,要求使用URL、在线数据库、FTP地址、EMAIL等。

-->

<!ELEMENT avail (#PCDATA)>

 

<!--

  Numeration within host document

  在文档集中的标号

-->

<!ELEMENT hostno (#PCDATA)>

 

<!--

  History of the article (not serian( �/p>

  论文的历史信息

-->

<!ELEMENT history (text | (received | accepted | revised | misc))>

 

<!--

  Miscellaneous information relating to the history of the article; see ISO 12083

  论文的其他历史信息,参见ISO 12083

-->

<!ELEMENT misc (#PCDATA | date)*>

 

<!--

  Date article was revised

  论文修订日

-->

<!ELEMENT revised (date)>

 

<!--

  Date article was accepted

  论文被采纳日

-->

<!ELEMENT accepted (date)>

 

<!--

  Date article was received

  论文收到日

-->

<!ELEMENT received (date)>

 

<!--

  Title of the host document/database

  数据库或者文档集标题

-->

<!ELEMENT hosttitle (#PCDATA)>

 

<!--

  The title of the electronic resource

  电子资源标题

-->

<!ELEMENT online-title (#PCDATA)>

 

<!--

  Article citations within a 'host' document

 

  After patent citations the most common citations are articles within serials

  (periodicals, magazines), books and electronic (eg. internet) sources.

  This is a very complex and varied area to standardise. The tag set below is drawn

  from a number of sources as is the order of the tags (which in any case can be

  changed depending on the stylesheet used).;

 

  The order of tags is that of WIPO ST.14 / ISO 690 layout.

    DROP, J.G.  Integrated Circuit Personalization at the Module Level. IBM Tech.

    Dis. Bull.  October 1974, Vol. 17, No. 5, p. 1344 and 1345.

    [XPnnnnnnnnnnn].

 

      <nplcit id='ncit1' num='0012' type='S' file='XP1234456'>

        <article>

          <author>

            <name>DROP, J.G.</name>

          </author>

          <atl>Integrated Circuit Personalization at the Module Level</atl>

          <serial>

          <sertitle>IBM Tech. Dis. Bull.</sertitle>

          <pubdate>19741000</pubdate>

          <vid>17</vid>

          <ino>5</ino>

          </serial>

          <location>

            <pp>1344 and 1345</pp>

          </location>

          <refno id='XP1'>XP1234456</refno>

        </article>

      </nplcit>

 

  Note: it is NOT expected that the applicant will create the tagged data

  - it can be generated from a 'pull down' data entry form (eg. in Word) or

    generated from internal SR databases

  论文

-->

<!ELEMENT article (text | (author* , atl? , subname* , (serial | book) , absno? , location? , class* , keyword* , cpyrt? , artid? , refno*))>

 

<!--

  Article unique ID - assigned by a publisher to an article

  论文出版者给论文的唯一编号

-->

<!ELEMENT artid (#PCDATA)>

 

<!--

  Book citation

  In the order specified by WIPO ST.14 and ISO 690 and AACR2 rules for layout

 

  WALTON, Herrmann. Microwave quantum theory.

  London : Sweet and Maxwell, 1973. ISBN 0123456789.

  Vol.2, p. 138 to 192.

 

    <nplcit id='ncit12' num='0013' type='b'>

      <book>

        <author>

          <name>WALTON, Herrman</name>

        </author>

        <book-title>Microwave quantum theory</book-title>

        <imprint>

          <address>

            <text>London</text>

          </address>

          <name>Sweet and Maxwell</name>

          <pubdate>19730000</pubdate>

        </imprint>

        <location>

          <pp>138 to 192</pp>

        </location>

        <isbn>0-1234-568-9</isbn>

      </book>

    </nplcit>

  书籍的描述

-->

<!ELEMENT book (text | (author* , (book-title+ | conference) , (subtitle? , subname* , edition? , imprint? , descrip? , series? , absno? , location* , isbn* , pubid? , vid? , bookno? , notes? , class* , keyword* , cpyrt? , refno*)))>

 

<!--

  Keyword; e.g., from a Thesaurus or class. scheme

    (ST.32:B550)

  关键词(ST.32:B550)

-->

<!ELEMENT keyword (#PCDATA)>

 

<!--

  Book number

  书号

-->

<!ELEMENT bookno (#PCDATA)>

 

<!--

  Location within the cited work

  引用文献中的位置描述

-->

<!ELEMENT location (text | (serpart? , sersect? , chapter? , pp? , column? , para? , line?))>

 

<!--

  Referenced line within cited work

  引用文献中被引用的行号(范围)

-->

<!ELEMENT line (#PCDATA | linef | linel)*>

 

<!--

  Cited document line, last

  结束行

-->

<!ELEMENT linel (#PCDATA)>

 

<!--

  Cited document line, first

  开始行

-->

<!ELEMENT linef (#PCDATA)>

 

<!--

  Referenced paragraph within cited work

  文献内的段

-->

<!ELEMENT para (#PCDATA | paraf | paral)*>

 

<!--

  Cited paragraph, last

  结束段

-->

<!ELEMENT paral (#PCDATA)>

 

<!--

  Cited paragraph, first

  开始段

-->

<!ELEMENT paraf (#PCDATA)>

 

<!--

  Cited document column numbers

 

-->

<!ELEMENT column (#PCDATA | colf | coll)*>

 

<!--

  Cited document column, last

  结束栏

-->

<!ELEMENT coll (#PCDATA)>

 

<!--

  Cited document column, first

  开始栏

-->

<!ELEMENT colf (#PCDATA)>

 

<!--

  Cited document page numbers

  引用的页码(范围)

-->

<!ELEMENT pp (#PCDATA | ppf | ppl)*>

 

<!--

  Cited document page, last

  结束页

-->

<!ELEMENT ppl (#PCDATA)>

 

<!--

  Cited  document page , first

  开始页

-->

<!ELEMENT ppf (#PCDATA)>

 

<!--

  Chapter; e.g., in a book.  Example: Chapter 2

  ,如第二章

-->

<!ELEMENT chapter (#PCDATA)>

 

<!--

  Serial section

  连载的节

-->

<!ELEMENT sersect (#PCDATA)>

 

<!--

  Part within a serial

  连载的部分

-->

<!ELEMENT serpart (#PCDATA)>

 

<!--

  Abstract number

  摘要号

-->

<!ELEMENT absno (#PCDATA)>

 

<!--

  Series statement

  丛书说明

-->

<!ELEMENT series (text | (mst , msn? , issn?))>

 

<!--

  Monographic series number

  专题论文集编号

-->

<!ELEMENT msn (#PCDATA)>

 

<!--

  Monographic series title

  专题论文集名称

-->

<!ELEMENT mst (#PCDATA)>

 

<!--

  Book subtitle

  书籍的副标题

-->

<!ELEMENT subtitle (#PCDATA)>

 

<!--

  CONFERENCE GROUP / CITATION

  There is no standard way of citing conference proceedings; date of the conf. may

  come before or after place, for example. The tags are specified in a set order

  where it is not possible or correct then simply use <text>

  会议的有关信息

-->

<!ELEMENT conference (text | (conftitle , date? , confno? , confplace? , confsponsor*))>

 

<!--

  Conference sponsor

  会议的发起人

-->

<!ELEMENT confsponsor (#PCDATA | addressbook)*>

 

<!--

  Conference place

  会议地点

-->

<!ELEMENT confplace (#PCDATA | address)*>

 

<!--

  Conference number

  会议号

-->

<!ELEMENT confno (#PCDATA)>

 

<!--

  Conference title

  会议主题

-->

<!ELEMENT conftitle (#PCDATA)>

 

<!--

  The title of the cited book

  引用书籍的标题

-->

<!ELEMENT book-title (#PCDATA)>

 

<!--

  Serial citation data:

  This describes the volume or issue as a whole and not a particular article within

  it.

  期刊引用数据:描述了整个卷期的信息

-->

<!ELEMENT serial (sertitle , alttitle? , subname* , issue? , imprint? , pubdate? , descrip? , notes? , issn? , isbn? , pubid? , vid? , ino? , cpyrt?)>

 

<!--

  Copyright info.  Copyright of publisher of serial

  版权信息

-->

<!ELEMENT cpyrt (#PCDATA)>

 

<!--

  Issue number

  发行号

-->

<!ELEMENT ino (#PCDATA)>

 

<!--

  Volume id/number

  卷号

-->

<!ELEMENT vid (#PCDATA)>

 

<!--

  Publisher's unique id

  出版商的唯一标识

-->

<!ELEMENT pubid (#PCDATA)>

 

<!--

  International Standard Book Number

  国际标准图书号

-->

<!ELEMENT isbn (#PCDATA)>

 

<!--

  International Standard Serial Number

  国际标准期刊号

-->

<!ELEMENT issn (#PCDATA)>

 

<!--

  Notes about the journal; e.g. Continues Journal of XYZ 1910-1998, published in

  French and English, etc.

  期刊的注释

-->

<!ELEMENT notes (#PCDATA)>

 

<!--

  Physical description - generally NOT used in citations in pats; e.g., v., 27cm

  说明书中“图像的简要说明”部分,  属性 id 建议取值为“desd

-->

<!ELEMENT descrip (#PCDATA)>

 

<!--

  Imprint:

  Publication / creation data

  Place of publication : publisher, date(s) of publication usually only date of

  publication is used for journal citations

  出版有关信息,  包括出版/初版时间、出版地点、出版商,通常期刊只使用出版日期

-->

<!ELEMENT imprint (text | (address? , name , pubdate*))>

 

<!--

  Publication date used in npl citations

  非专利引用文献中的公开日期

-->

<!ELEMENT pubdate (#PCDATA | sdate | edate | time)*>

 

<!--

  Time; format HHMM

  时间 ,格式为 HHMM

-->

<!ELEMENT time (#PCDATA)>

 

<!--

  End date used in pubdate

  pubdate中的结束日

-->

<!ELEMENT edate (#PCDATA)>

 

<!--

  Start date used in pubdate

  pubdate中的起始日

-->

<!ELEMENT sdate (#PCDATA)>

 

<!--

  Issue designation; e.g., Annual, 1971-, 1890-1972

  发行有关信息   Annual, 1971-, 1890-1972

-->

<!ELEMENT issue (#PCDATA)>

 

<!--

  Alternate title for serial; e.g. BMJ = British Medical Journal

  丛书的副标题 BMJ = British Medical Journal

-->

<!ELEMENT alttitle (#PCDATA)>

 

<!--

  Serial title

  期刊名称

-->

<!ELEMENT sertitle (#PCDATA)>

 

<!--

  Article title

  论文标题

-->

<!ELEMENT atl (#PCDATA)>

 

<!--

  Reference number (generan( � for the EPO this is the XP number

  一般参考编号

-->

<!ELEMENT refno (#PCDATA)>

 

<!ATTLIST refno  id ID  #IMPLIED >

<!--

  Subordinate responsibility;  e.g., editor, translator, etc.

  除作者外的其他责任者 如编辑、译者

-->

<!ELEMENT subname (%name_group; | addressbook)>

 

<!ATTLIST subname  subname-type  (editor | translator | other-subname-type )  'editor' >

 

<!--

  Author

 

  Prime responsibility for the work

  there is no distinguishing between personal and corporate authors

  <author> followed by name or addressbook information

  use the ID attribute if, for example, there is a need to distinguish between

  multiple authors.

  Can also include affiliation details

 

  Recommended id = auth0001, auth0002, etc.

  作者

  属性id建议的取值为auth0001, auth0002

-->

<!ELEMENT author (%name_group; | addressbook)>

 

<!ATTLIST author  id ID  #IMPLIED >

 

<!--

  PATENT CITATIONS:

    (ST.32:B561)

  Patent Citation within abstract, description or claims.

  For patent citations within Search Report see Search Report DTD

 

  Notes:

    Tags arranged according to WIPO ST.14 order.

    This can be free text data without any structure (text).

 

  Example:

    <patcit id='pcit0001' dnum='US4793675A' dnum-type='publication number'>

      <document-id>

        <country>US</country>

        <doc-number>4793675</doc-number>

        <kind>A</kind>

        <name>Handa</name>

        <date>19881227</date>

      </document-id>

    </patcit>

 

  Note:

    It is NOT expected that the applicant will create the tagged data

    - it could be generated from a 'pull down' data entry form

    or generated from internal SR databases

 

  Attributes (recommended):

    id   - pcit0001, pcit0002, etc.

    num  - 0001, 0002, etc.

    dnum - use full number as one string, eg, "US5401234A";

    url  - where possible give full web link to patent

    file - file name eg. if stored on local systems

    dnum-type - type of document number

      (e.g., application number, publication number)

  专利引用文献

-->

<!ELEMENT patcit (text | (document-id , rel-passage*))>

 

<!ATTLIST patcit  id        ID     #IMPLIED

                    num       CDATA  #IMPLIED

                    dnum      CDATA  #IMPLIED

                    dnum-type CDATA  #IMPLIED

                    file      CDATA  #IMPLIED

                    url       CDATA  #IMPLIED >

<!--

  Country of nationality

  国籍

-->

<!ELEMENT nationality (country)>

 

<!--

  Descriptive text

  描述性文本

-->

<!ELEMENT dtext (#PCDATA)>

 

<!--

  Universal Resource Locator; e.g. www.wipo.int

  统一资源定位, URL www.wipo.int

-->

<!ELEMENT url (#PCDATA)>

 

<!--

  Fax number

  传真号

-->

<!ELEMENT fax (#PCDATA)>

 

<!--

  Telephone number

  电话号码

-->

<!ELEMENT phone (#PCDATA)>

 

<!--

  Email address

  邮件地址

-->

<!ELEMENT email (#PCDATA)>

 

<!--

  Electronic address use for other than email

  非电子邮箱地址的电子地址

-->

<!ELEMENT ead (#PCDATA)>

 

<!ENTITY % address_group "((address-1? , address-2? , address-3? , mailcode? , pobox? , room? , address-floor? , building? , street? , city? , county? , state? , postcode? , country) | text)">

 

<!--

  Address components:

  Address formats differ from country to country

  If no structure possible use text

  用于联系个人或者组织的地址、名称等信息,    属性 lang  表示语言

-->

<!ELEMENT address (%address_group;)>

 

<!--

  Postal code or zip code

  邮政编码

-->

<!ELEMENT postcode (#PCDATA)>

 

<!--

  Region of country; e.g., state, province, etc.

  地区、州、省

-->

<!ELEMENT state (#PCDATA)>

 

<!--

  County, parish, department, etc (mainly UK, USA)

 

-->

<!ELEMENT county (#PCDATA)>

 

<!--

  City or town name

  城市

-->

<!ELEMENT city (#PCDATA)>

 

<!--

  Street may contain house number or name

  街道,包括房屋编号或名称

-->

<!ELEMENT street (#PCDATA)>

 

<!--

  Building information in address; e.g., Hoffman building

  建筑物的信息 上海大厦

-->

<!ELEMENT building (#PCDATA)>

 

<!--

  Address floor; e.g., 10th

  地址中的楼层

-->

<!ELEMENT address-floor (#PCDATA)>

 

<!--

  Address room; e.g., Room 55B

  地址中的房间号

-->

<!ELEMENT room (#PCDATA)>

 

<!--

  Post Office Box number

  邮箱号

-->

<!ELEMENT pobox (#PCDATA)>

 

<!--

  Organizational mail code

  组织的在邮局的编码

-->

<!ELEMENT mailcode (#PCDATA)>

 

<!--

  Address, third line

  地址的第三行

-->

<!ELEMENT address-3 (#PCDATA)>

 

<!--

  Address, second line

  地址的第二行

-->

<!ELEMENT address-2 (#PCDATA)>

 

<!--

  Address, first line

  地址的第一行

-->

<!ELEMENT address-1 (#PCDATA)>

 

<!--

  Registered number

  注册号码

-->

<!ELEMENT registered-number (#PCDATA)>

 

<!--

  Synonym

  别名

-->

<!ELEMENT synonym (#PCDATA)>

 

<!--

  Department, division, section, etc. name

  部门

-->

<!ELEMENT department (#PCDATA)>

 

<!--

  Organisation name or company name

  组织机构名称或者公司名称

-->

<!ELEMENT orgname (#PCDATA)>

 

<!--

  Role; e.g., President, Chairman, etc.

  职位或者角色如 总裁,主席等

-->

<!ELEMENT role (#PCDATA)>

 

<!--

  SDOBI : Individual id

  个人标识

-->

<!ELEMENT iid (#PCDATA)>

 

<!--

  Name suffix (e.g., II, Jr., Dip., Ing., BA, etc.)

  名字中的后缀如  II, Jr., Dip., Ing., BA

-->

<!ELEMENT suffix (#PCDATA)>

 

<!--

  Middle name(s) or initial(s)

  中间名

-->

<!ELEMENT middle-name (#PCDATA)>

 

<!--

  First or given name(s), initial(s)

 

-->

<!ELEMENT first-name (#PCDATA)>

 

<!--

  Last, family, surname

 

-->

<!ELEMENT last-name (#PCDATA)>

 

<!--

  Title: e.g., Mr., Mrs., Dr. etc

  称谓 Mr., Mrs., Dr.

-->

<!ELEMENT prefix (#PCDATA)>

 

<!--

  Country of residence

  居住国

-->

<!ELEMENT residence (country)>

 

<!--

  Possible sources: human-generated-classification,

  machine-propagated-classification, software-analysis-generated-classification

-->

<!ELEMENT classification-data-source (#PCDATA)>

 

<!--

  Possible status: original-classification, reclassified, various-classification,

  deleted-classification

-->

<!ELEMENT classification-status (#PCDATA)>

 

<!ELEMENT generating-office (country)>

 

<!ELEMENT action-date (date)>

 

<!--

  Possible values: invention, non-invention

-->

<!ELEMENT classification-value (#PCDATA)>

 

<!--

  Possible positions: first-symbol-position, later-symbol-position.

-->

<!ELEMENT symbol-position (#PCDATA)>

 

<!ELEMENT subgroup (#PCDATA)>

 

<!ELEMENT main-group (#PCDATA)>

 

<!ELEMENT subclass (#PCDATA)>

 

<!ELEMENT section (#PCDATA)>

 

<!--

  Levels: ipcr-advanced, ipcr-core

-->

<!ELEMENT classification-level (#PCDATA)>

 

<!ELEMENT ipc-version-indicator (date)>

 

<!--

  If no structure is possible, enter text (without markup)

-->

<!ELEMENT text (#PCDATA)>

 

<!--

  Unlinked indexing code.

    (ST.32:B515/B525)

-->

<!ELEMENT unlinked-indexing-code (#PCDATA)>

 

<!--

  Linked indexing code.

    (ST.32:B514/B524)

-->

<!ELEMENT linked-indexing-code-group (main-linked-indexing-code , sub-linked-indexing-code+)>

 

<!--

  Sub/further Linked Indexing Code.

-->

<!ELEMENT sub-linked-indexing-code (#PCDATA)>

 

<!--

  Main Linked Indexing Code.

-->

<!ELEMENT main-linked-indexing-code (#PCDATA)>

 

<!--

  Main classification.

    (ST.32:B511/B521)

-->

<!ELEMENT main-classification (#PCDATA)>

 

<!--

  Edition statement

    (ST.32:B516)

-->

<!ELEMENT edition (#PCDATA)>

 

<!--

  Additional information.

    (ST.32:B513)

-->

<!ELEMENT additional-info (#PCDATA)>

 

<!--

  Date: components of a date.  Format: YYYYMMDD

-->

<!ELEMENT date (#PCDATA)>

 

<!--

  Document kind code; e.g., A1

    (INID 13, ST.32:B130)

  文档种类 发明专利公布A1(INID 13, ST.32:B130)

-->

<!ELEMENT kind (#PCDATA)>

 

<!--

  The number of the referenced patent (or application) document

  文档号

-->

<!ELEMENT doc-number (#PCDATA)>

 

<!--

  The region for which protection or exclusion (depending upon context) is desired.

  地区、国家

-->

<!ELEMENT region (country)>

 

<!--

  Country: use ST.3 country code; e.g. DE, FR, GB, NL, etc.

  Also includes EP, WO

  国别 使用 WIPO ST.3 国别代码, DE, FR, GB, NL, 也包括 EP, WO 等组织代码

-->

<!ELEMENT country (#PCDATA)>

 

<!--

  A signature represented by electronic means

  电子签名的方式

-->

<!ELEMENT electronic-signature (basic-signature | enhanced-signature)>

 

<!--

  A TIFF image of a signature

  图象文件签名

-->

<!ELEMENT fax-image EMPTY>

 

<!ATTLIST fax-image  file CDATA  #REQUIRED >

<!--

  A PKI / PKCS #7 digital signature data type

  PKI / PKCS #7 数字签名

-->

<!ELEMENT enhanced-signature (pkcs7)>

 

<!--

  PKCS7 digital signature

  PKCS7 数字签名

-->

<!ELEMENT pkcs7 EMPTY>

 

<!--

  A non-PKI electronic signature

  PKI 电子签名

-->

<!ELEMENT basic-signature (fax-image | text-string | click-wrap)>

 

<!--

  A simple 'signature';

  e.g., clicking a button labeled 'accept' or 'I agree'

  通过按下软件界面上的一个按钮签名

-->

<!ELEMENT click-wrap EMPTY>

 

<!--

  A simple text string is to be used as the basic electronic signature;

  e.g., John Doe  <text-string>/jd/</text-string>

  用一个文本串签名,如John Doe  <text-string>/jd/</text-string>

-->

<!ELEMENT text-string (#PCDATA)>

 

<!--

  Drawings: PCT Article 7 / Rule 7

  Drawings shall be required when they are necessary for the understanding of the

  invention.

 

  Recommended id = 'draw'

-->

<!ELEMENT drawings (doc-page+ | figure+)>

 

<!ATTLIST drawings  id     ID     #IMPLIED

                      lang   CDATA  #IMPLIED

                      status CDATA  #IMPLIED >

 

<!--

  A drawing (figure), necessary for the understanding of the invention

 

  Recommended id = f0001, f0002, etc.

-->

<!ELEMENT figure (img)>

 

<!ATTLIST figure  id            ID     #IMPLIED

                    num           CDATA  #REQUIRED

                    figure-labels CDATA  #IMPLIED >

 

<!--

  ****************************************************************************

  * SECTION IV - ELEMENTS DEFINED BY SIPO for common use                     *

  ****************************************************************************

-->

<!--

法律条款的引用

属性

    sequence 指示法律条款出现的次序,如sequence="1"

    law-id   指示特定的法律文本,如law-id="专利法"

    law-version 指示法律的‰‰ˆ本,如law-version="2005"

    article-id 指示引用的法条,如article-id="23"

term-id  指示引用法条中的特定款项,如term-id="2"

例如对专利法第22条第3款的引用可表示为

<cn-law-reference law-id="专利法" article-id="22" term-id="3">

专利法第22条第3

</cn-law-reference>

-->

<!ELEMENT cn-law-reference (#PCDATA)>

<!ATTLIST cn-law-reference

    sequence CDATA #IMPLIED

    law-id   CDATA #REQUIRED

    law-version CDATA #IMPLIED

    article-id CDATA #IMPLIED

    term-id CDATA #IMPLIED

> 

 

<!--

对公告的引用

属性

    sequence指示公告引用出现的次序,如sequence="1"

    notice-org 指示发布公告的单位

    notice-id        指示公告号,如notice-id="47"

notice-date     指示公告的公布日期

例如对专利局第27号公告的引用可表示为

<cn-notice-reference notice-id=="27">

专利局第27号公告

</cn-notice-reference>

-->

<!ELEMENT cn-notice-reference (#PCDATA)>

<!ATTLIST cn-notice-reference

    sequence CDATA #IMPLIED

    notice-org CDATA #IMPLIED

    notice-id CDATA #REQUIRED

    notice-date CDATA #IMPLIED

> 

 

<!--

对审查指南的引用

属性

-->

<!ELEMENT cn-rule-reference (#PCDATA)>

<!ATTLIST cn-rule-reference

    sequence CDATA #IMPLIED

    rule-version CDATA #IMPLIED

    part CDATA #IMPLIED

    charpter CDATA #IMPLIED

    section CDATA #REQUIRED

> 

 

<!--

证据

属性

    id    证据的唯一标识,,建议取值为ev001, ev002,

    num 证据编号,如证据一的num="1"

-->

<!ELEMENT cn-evidence (#PCDATA | b | i | u | sup | sub | smallcaps | br | pre | crossref | figref | patcit | nplcit | bio-deposit | cn-law-reference | cn-notice-reference | cn-evidence-reference | cn-rule-reference | cn-accessory)*>

<!ATTLIST cn-evidence

    id ID #REQUIRED

    num CDATA #IMPLIED

    type CDATA #IMPLIED>

 

<!--

对证据的引用

属性

    idref       证据的标识

    file         证据出现的文件的文件名

-->

<!ELEMENT cn-evidence-reference (#PCDATA)>

<!ATTLIST cn-evidence-reference

    idref IDREFS #REQUIRED

    file CDATA #IMPLIED

> 

 

<!--

单个附件的信息

属性

       id    可用于文中交叉引用,建议取值为ax001, ax002,

       doc-name      文件的名称

    file-name     附件文件的文件名

    size          附件文件的大小

    date-produced  附件文件的日期,格式为YYYYMMDD

-->   

<!ELEMENT cn-accessory (#PCDATA | b | i | u | sup | sub | smallcaps | br | pre | crossref | figref | patcit | nplcit | bio-deposit | cn-law-reference | cn-notice-reference | cn-evidence-reference | cn-rule-reference)*>

<!ATTLIST cn-accessory 

       id    ID   #IMPLIED

       doc-name      CDATA  #REQUIRED

    file-name     CDATA  #REQUIRED

    size          CDATA  #IMPLIED

    date-produced CDATA  #IMPLIED >

 

<!--

       公告信息

-->

<!ELEMENT cn-publication-info (document-id, cn-pub-vol)>

 

<!--

       公告卷期

-->

<!ELEMENT cn-pub-vol (#PCDATA)>

 

<!--

       中国的省份

-->

<!ELEMENT cn-province (#PCDATA)>

附录 C

(规范性附录)

cn-patent-verdict-v1-0.dtd

 

<?xml version='1.0' encoding='UTF-8' ?>

 

<!ENTITY % name_group "((name | (prefix? , (last-name | orgname) , first-name? , middle-name? , suffix? , iid? , role? , orgname? , department? , synonym*)) , registered-number?)">

 

<!ENTITY % address_group "((address-1? , address-2? , address-3? , mailcode? , pobox? , room? , address-floor? , building? , street? , city? , county? , state? , postcode? , country) | text)">

 

<!--

********************************************************************************

*  cn-patent-verdict v1.0     2006  FEBRUARY                                   *

********************************************************************************

*  PUBLIC "-//CN//PATENT ADJUDGE 1.0//EN" "cn-patent-verdict-v1-0.dtd"         *

********************************************************************************

*  http://www.sipo.gov.cn/standards/xml/cn-patent-verdict-v1-0.dtd             *

********************************************************************************

* revision history                                                             *

********************************************************************************

February 2006

..released version number as v1.0

********************************************************************************

-->

 

<!--

  ****************************************************************************

  * SECTION I - DECLARATION, ENT. REFs, ISO sets, etc                        *

  ****************************************************************************

-->

<!--

  to include mathml2.dtd  change MATHML2_DTD value to "INCLUDE", change

  MATH_PLACEHOLDER value to "IGNORE", the same for the TABLE_DTD and

  TABLE_PLACEHOLDER

 

  INCLUDE

  IGNORE

-->

 

<!ENTITY % UNICODE_PLANE1D_ESCAPE "IGNORE">

<!ENTITY % WIPO_ENT "IGNORE">

<!ENTITY % SIPO_ENT "IGNORE">

<!ENTITY % MATHML2_DTD "IGNORE">

<!ENTITY % TABLE_DTD "IGNORE">

 

<!ENTITY % MATH_PLACEHOLDER "INCLUDE">

<!ENTITY % TABLE_PLACEHOLDER "INCLUDE">

 

<![%UNICODE_PLANE1D_ESCAPE; [

 <!ENTITY % plane1D  "&#38;#38;#xE">

]]>

<![%WIPO_ENT;[

 

<!--

  import character entity set.  Download from:

    http://pcteasy.wipo.int/efiling_standards/schemaDocs/wipo.ent

 

  Note that nsgmls-based parsers (SP, Near & Far Designer, etc.)

  may not be able to process this file for reasons described below

  in MathML comments.

 -->

<!ENTITY % wipo PUBLIC "-//WIPO//ENTITIES WIPO 1.0//EN" "wipo.ent">

%wipo;

]]>

 

<![%SIPO_ENT;[

 

<!--

  import character entity set.  Download from:

    http://www.sipo.gov.cn/standards/xml/sipo.ent

 -->

<!ENTITY % sipo PUBLIC "-//SIPO//ENTITIES SIPO 1.0//ZH" "sipo.ent">

%sipo;

]]>

 

<!--

  ****************************************************************************

  * INCLUDE COMPONENT DTDS (MATHML, OASIS EXCHANGE TABLE MODEL               *

  ****************************************************************************

-->

 

<![%MATHML2_DTD; [

 

<!--

  DTD MathML2: maintained by W3C.  Download from:

    http://www.w3.org/TR/MathML2/DTD-MathML-20010221.zip

 

  If using nsgmls-based parser (SP, Near & Far Designer, etc.)

  Uncomment 'mathml-charent-module' switch below or replace the Referenced

  MathML2 DTD with the version downloadable from:

    http://www.w3.org/Math/DTD/dtd-sp.zip

 

  This notice copied from: http://www.w3.org/Math/DTD/

    

  "DTD for nsgmls

    Some systems (including the popular nsgmls parser) may not be able to

    process files using 'plane 1' characters which have Unicode numbers

    higher than #xFFFF. The versions of the DTD provided here incoprorate

    the modifications mentioned above, but the high characters are replaced

    by the equivalent mchar construct <mchar name="..." /> this allows the

    DTD to be read and for MathML files to be validated using such sytems."

-->

<!--

  ENTITY % mathml-charent.module "IGNORE"

-->

<!ENTITY % MATHML.prefixed "IGNORE">

 

<!ENTITY % MATHML.xmlns "">

 

<!--

  import MathML2 dtd

-->

<!ENTITY % mathml2 PUBLIC "-//W3C//DTD MathML 2.0//EN" "mathml2.dtd">

%mathml2;

]]>

 

<![%TABLE_DTD; [

 

<!--

  DTD OASIS Open XML Exchange Table Model. 

  Maintained by OASIS; download from:

    http://oasis-open.org/specs/soextblx.dtd

  Note that the FPI in soextblx.dtd refers to itself as 'calstblx'.

  That convention has been followed here.

-->

 

<!--

  create content for title element in table

-->

<!ENTITY % title "<!ELEMENT title (#PCDATA | b | i | u | sup | sub | smallcaps)* > ">

%title;

 

<!--

  override OASIS Exchange <entry> model

-->

<!ENTITY % tbl.entry.mdl "(#PCDATA | b | i | u | sup | sub | smallcaps | br | patcit | nplcit | bio-deposit | crossref | img | dl | ul | ol | chemistry | maths | cn-evidence | cn-law-reference | cn-notice-reference | cn-rule-reference | cn-evidence-reference | cn-accessory)* ">

 

<!--

  import OASIS Exchange model

-->

<!ENTITY % calstblx PUBLIC "-//OASIS//DTD XML Exchange Table Model 19990315//EN"

                           "soextblx.dtd">

<!ENTITY % yesorno  "NMTOKEN" >

<!ENTITY % tbl.table.att  " pgwide    %yesorno;      #IMPLIED

                            orient    (port | land)  #IMPLIED

                            tabstyle  NMTOKEN        #IMPLIED" >

%calstblx;

]]>

 

<![%MATH_PLACEHOLDER; [

 

<!--

  (PLACEHOLDER:w3c math dtd)

-->

<!ELEMENT math (#PCDATA)>

]]>

 

<![%TABLE_PLACEHOLDER; [

 

<!--

  (PLACEHOLDER:cals table dtd)

-->

<!ELEMENT table (#PCDATA)>

]]>

 

<!--

  ****************************************************************************

  * SECTION II - ELEMENTS defined by SIPO                                    *

  ****************************************************************************

-->

 

<!--

法院判决书,

属性

verdict-type    指示了该判决是初审(first-instance)还是终审(second-instance)或是再审(review-instance

appealed         指示了是否对该判决进行了上诉

holding-type   指示了该判决是维持(reaffirm)或撤销(overrule)原决定

reason-type           指示了该诉讼是由于行政程序问题(procedure)还是实体问题(substance)引起的

-->

<!ELEMENT cn-patent-verdict (cn-court, cn-decision-number, cn-patent-info, cn-legal-file-numbers, cn-legal-case-parties, cn-judges, cn-court-reporters, cn-verdict-detail, cn-verdict-date, cn-publication-info, abstract*, keyword*, cn-accessories?, drawings?)>

<!ATTLIST cn-patent-verdict

       id                           ID     #IMPLIED

    lang              CDATA  #REQUIRED

    dtd-version       CDATA  #IMPLIED

    file              CDATA  #IMPLIED

    country           CDATA  #REQUIRED

    file-reference-id CDATA  #IMPLIED

    correction-code   CDATA  #IMPLIED

    doc-number        CDATA  #IMPLIED

    kind              CDATA  #IMPLIED

    date-produced     CDATA  #IMPLIED

    date-publ         CDATA  #IMPLIED

    status            CDATA  #IMPLIED

    verdict-type      (first-instance | second-instance |review-instance) #REQUIRED

    appealed           (yes | no) #IMPLIED

    holding-type     (reaffirm | overrule) #IMPLIED

    reason-type       ( procedure | substance ) #IMPLIED

> 

 

<!--

复审或无效宣告的决定号,如第4707

-->

<!ELEMENT cn-decision-number (#PCDATA)>

 

<!--

相关的专利案件的基本情况

-->

<!ELEMENT cn-patent-info (applicants?, assignees?, application-reference?, publication-reference, invention-title,

              classification-ipc? , classifications-ipcr? , classification-national? , classification-locarno? , classification-udc?) >

<!ATTLIST cn-patent-info

       app-type (patent|utility|design|vlmi) #IMPLIED

> 

 

<!--

法庭,如北京市第一中级人民法院行政厅可表示为

<cn-court>

<cn-courthouse level="中级" area="北京" num="1">

北京市第一中级人民法院

</cn-courthouse>

<cn-courtroom major="行政">

行政厅

</cn-courtroom>

</cn-court>

-->

<!ELEMENT cn-court ( cn-courthouse, cn-subbranch )>

 

<!--

法院

属性

       level 指示了该法院的级别,初级(district)、中级(appean( �span lang=ZH-CN style='font-family:SimSun;mso-ascii-font-family:"Times New Roman";mso-hansi-font-family: "Times New Roman"'>、高级(high)和最高(supreme)

       region  指示了该法院的地区,如北京

       num   指示了该法院的编号

-->

<!ELEMENT cn-courthouse (#PCDATA)>

<!ATTLIST cn-courthouse

       level (district | appeal | high | supreme ) #REQUIRED

       area CDATA #REQUIRED

       num CDATA #IMPLIED

> 

 

<!--

审判厅

属性section指示了该审判厅审理的案卷范围

-->

<!ELEMENT cn-subbranch (#PCDATA)>

<!ATTLIST cn-subbranch

       section CDATA #REQUIRED

> 

 

<!--

判决号,如2003年第206270号,表示为

<cn-legal-file-numbers>

<cn-legal-file-number year="2003" num="206" section="行政厅">

</cn-legal-file-number>

<cn-legal-file-number year="2003" num="207" section="行政厅">

</cn-legal-file-number>

</cn-legal-file-numbers>

-->

<!ELEMENT cn-legal-file-numbers (#PCDATA | cn-legal-file-number)*>

<!ELEMENT cn-legal-file-number EMPTY>

<!ATTLIST cn-legal-file-number

       year CDATA #REQUIRED

       num CDATA #REQUIRED

       section CDATA #REQUIRED

> 

 

<!ELEMENT cn-legal-case-parties (cn-legal-plaintiffs, cn-legal-defendants, cn-legal-third-parties*)>

 

<!--

原告

-->

<!ELEMENT cn-legal-plaintiffs (cn-legal-plaintiff+)>

 

<!--

被告

-->

<!ELEMENT cn-legal-defendants (cn-legal-defendant+)>

 

<!--

原告

属性

       id    原告的唯一标识,建议的取值为acs001,acs002

       sequence 原告的次序,如sequence="1"

-->

<!ELEMENT cn-legal-plaintiff (cn-legal-litigant, cn-legal-attorneys)>

<!ATTLIST cn-legal-plaintiff

       id    ID #IMPLIED

       sequence CDATA #REQUIRED

> 

 

<!--

被告

属性

       id    被告的唯一标识,建议的取值为dft001,dft002

       sequence 原告的次序,如sequence="1"

-->

<!ELEMENT cn-legal-defendant (cn-legal-litigant, cn-legal-attorneys)>

<!ATTLIST cn-legal-defendant

       id    ID #IMPLIED

       sequence CDATA #REQUIRED

> 

 

<!--

相关第三人

-->

<!ELEMENT cn-legal-third-parties (cn-legal-third-party+)>

 

<!--

相关第三人

属性

       id    相关第三人的唯一标识,建议的取值为rlt001,rlt002

       sequence 相关第三人的次序,如sequence="1"

-->

<!ELEMENT cn-legal-third-party (cn-legal-litigant, cn-legal-attorneys)>

<!ATTLIST cn-legal-third-party

       id    ID #IMPLIED

       sequence CDATA #REQUIRED

> 

 

<!--

法律代理人

-->

<!ELEMENT cn-legal-attorneys (cn-legal-attorney+)>

 

<!--

法律代理人

属性

       id    法律代理人的唯一标识,建议的取值为agt001,agt002

       sequence 法律代理人的次序,如sequence="1"

-->

<!ELEMENT cn-legal-attorney (cn-sex?, addressbook+)>

<!ATTLIST cn-legal-attorney

       id    ID #IMPLIED

       sequence CDATA #REQUIRED

> 

 

<!--

当事人

-->

<!ELEMENT cn-legal-litigant ((cn-sex?, cn-birthday?, residence?, addressbook+, cn-representative, nationality?, cn-province?) | text)>

 

<!--

代表人

-->

<!ELEMENT cn-representative ((addressbook+) | text)>

 

 

<!--

审判员

-->

<!ELEMENT cn-judges (cn-judge+)>

 

<!--

审判员

属性

       sequence 指示了审判员出现的次序,如sequence="1"

       chief       指示了该审判员是否为审判长,缺省值为no

       deputy     指示了该审判员是否为代理审判员,缺省值为no

       assistant 指示了该审判员是否为助理审判员,缺省值为no

-->

<!ELEMENT cn-judge (%name_group; , electronic-signature?)>

<!ATTLIST cn-judge

       sequence CDATA #REQUIRED

       chief       (yes|no) #IMPLIED

       deputy     (yes|no) #IMPLIED

       assistant (yes|no) #IMPLIED

> 

 

<!--

书记员

-->

<!ELEMENT cn-court-reporters (cn-court-reporter+)>

 

<!--

书记员

属性

       sequence 指示了书记员出现的次序,如sequence="1"

-->

<!ELEMENT cn-court-reporter (%name_group; , electronic-signature?)>

<!ATTLIST cn-court-reporter

       sequence CDATA #REQUIRED

> 

 

<!--

判决的正文

-->

<!ELEMENT cn-verdict-detail (doc-page+ | (cn-case-issue, cn-cognizance-of-fact, cn-verdict-opinion) |(heading*, p+)+ )>

 

<!--

案由

-->

<!ELEMENT cn-case-issue ((cn-complainant-opinion |cn-prb-opinion | cn-third-party-opinion)+ | (cn-pre-verdict | cn-appellant-opinion | cn-appellee-opinion | cn-third-party-opinion)+ | (heading*, p+)+)>

 

<!--

原告意见

-->

<!ELEMENT cn-complainant-opinion (heading*, p+)+>

 

<!--

复审的意见

-->

<!ELEMENT cn-prb-opinion (heading*, p+)+>

 

<!--

一审判决(二审中引用)

-->

<!ELEMENT cn-pre-verdict (heading*, p+)+>

 

<!--

上诉人的意见

-->

<!ELEMENT cn-appellant-opinion (heading*, p+)+>

 

<!--

被上诉人的意见

-->

<!ELEMENT cn-appellee-opinion (heading*, p+)+>

 

<!--

第三人意见

-->

<!ELEMENT cn-third-party-opinion (heading*, p+)+>

 

<!--

事实的认定

-->

<!ELEMENT cn-cognizance-of-fact (heading*, p+)+>

 

<!--

判决的意见

-->

<!ELEMENT cn-verdict-opinion (cn-verdict-reasoning, cn-verdict-holding)>

 

<!--

判决的理由

-->

<!ELEMENT cn-verdict-reasoning (heading*, p+)+>

 

<!--

判决的内容

-->

<!ELEMENT cn-verdict-holding (heading*, p+)+>

 

<!--

判决日

-->

<!ELEMENT cn-verdict-date (date)>

 

<!--

附件清单

-->

<!ELEMENT cn-accessories (cn-accessory)+>

 

<!ELEMENT cn-sex (#PCDATA)>

<!ELEMENT cn-birthday (date)>

 

<!--

  ****************************************************************************

  * SECTION III - ICEs referenced, defined in ST.36                          *

  ****************************************************************************

-->

<!--

  Title of the Invention:

    (INID 54, ST.32:B540/B542)

 

  Preferably two to seven words when in English or translated into English and

  precise. (Rule 4.3)

 

  Recommended id = 'invt'

 

  发明创造名称,(INID 54, ST.32:B540/B542)

  属性id的取值建议为invt,lang语言用WIPO ST.3表示

-->

<!ELEMENT invention-title (#PCDATA | b | i | u | sup | sub)*>

 

<!ATTLIST invention-title  id   ID     #IMPLIED

                             lang CDATA  #IMPLIED >

<!--

  Applicants information: 

    At least one of the applicants named must be a resident or national of a PCT

    Contracting State for which the receiving Office acts.

  申请人列表

-->

<!ELEMENT applicants (applicant+)>

 

<!--

  Applicant information:

    (INID 71, ST.32:B710)

 

  attributes for applicant

    sequence   : sequence number of each applicant

                  e.g, sequence="1"

    app-type   : applicant type

                  app-type="applicant" : the applicant is only applicant

                  app-type="applicant-inventor" : the applicant is also inventor

    designation: This person is applicant for the purpose of:

                  designation="all"          : all designated states

                  designation="all-except-us": all designated states except US

                  designation="us-only"      : US only

                  designation="as-indicated" : the states indicated in

                                               designated-states element

                                               under applicant element

  单个申请人信息(INID 71, ST.32:B710)

-->

<!ELEMENT applicant (addressbook+ , nationality , residence , us-rights* , designated-states? , designated-states-as-inventor?)>

 

<!ATTLIST applicant  sequence    CDATA  #REQUIRED

                       app-type     (applicant | applicant-inventor )  #REQUIRED

                       designation  (all | all-except-us | us-only | as-indicated )  #REQUIRED >

<!--

   Grantee/assignee information.

     (INID 73  ST.32: B730)

   专利权人列表(INID 73  ST.32: B730)

-->

<!ELEMENT assignees (assignee+)>

 

<!--

   Grantee/assignee information.

     (INID 73, ST.32:B730)

   单个专利权人信息(INID 73  ST.32: B730)

-->

<!ELEMENT assignee (%name_group; | addressbook)>

 

<!--

  This person is successor to the rights of an inventor who is deceased, insane, or

  legally incapacitated, for the purposes of the designation of the United States

  of America

-->

<!ELEMENT us-rights (#PCDATA)>

 

<!ATTLIST us-rights  to-dead-inventor CDATA  #REQUIRED

                       kind              (heir |

                                          heiress |

                                          executor |

                                          executrix |

                                          estate |

                                          legal-representative |

                                          administrator |

                                          administratrix |

                                          legal-representatives |

                                          heirs |

                                          executors |

                                          legal-heirs )  #REQUIRED >

<!--

  Rule 4.6(c):

   "The request may, for different designated states, indicate different persons

    as inventors where, in this respect, the requirements of the national laws of

    the designated States are not the same.  In such a case, the request shall

    contain a separate statement for each designated State or group of States in

    which a particular person, or the same person, is to be considered the

    inventor, or in which particular persons, or the same persons, are to be

    considered the inventors."

-->

<!ELEMENT designated-states-as-inventor (country* , (region , country+)*)>

 

<!--

  Indication of specific Contracting States in or for which the applicant is

  seeking protection for his invention

  (Rule 4.9(a))

-->

<!ELEMENT designated-states (country* , (region , country+)*)>

 

<!--

  ADDRESSBOOK GROUP:

  Holds name and contact information for individuals/organizations

 

  The LANG attribute is REQUIRED for certain document types,

  e.g., the JPO PCT Request where names and addresses may be repeated in two

    different languages. If no structure possible use text.

 

  用于联系个人或者组织的地址、名称等信息

-->

<!ELEMENT addressbook ((%name_group; , address , phone* , fax* , email* , url* , ead* , dtext?) | text)>

 

<!ATTLIST addressbook  id   ID     #IMPLIED

                         lang CDATA  #IMPLIED >

<!--

  Universal Decimal Classification.

    (INID 53,  ST.32:B530)

 

-->

<!ELEMENT classification-udc (#PCDATA)>

 

<!ATTLIST classification-udc  id ID  #IMPLIED >

<!--

  Locarno Classification data;

  洛迦诺分类

-->

<!ELEMENT classification-locarno (edition , main-classification , further-classification* , text?)>

 

<!ATTLIST classification-locarno  id ID  #IMPLIED >

<!--

  Domestic or national classification.

    (INID 52,  ST.32:B520)

  国家分类(INID 52,  ST.32:B520)

-->

<!ELEMENT classification-national (country , edition? , main-classification , further-classification* , (additional-info | linked-indexing-code-group | unlinked-indexing-code)* , text?)>

 

<!ATTLIST classification-national  id ID  #IMPLIED >

 

<!ELEMENT classifications-ipcr (classification-ipcr+)>

 

<!ATTLIST classifications-ipcr  id ID  #IMPLIED >

<!--

  International Patent Classification (IPC) data;

-->

<!ELEMENT classification-ipcr ((ipc-version-indicator , classification-level? , section , class , subclass , main-group? , subgroup? , symbol-position? , classification-value? , action-date? , generating-office? , classification-status? , classification-data-source?) | text)>

 

<!ATTLIST classification-ipcr  id       ID     #IMPLIED

                                 sequence CDATA  #IMPLIED >

<!--

  Classification code; e.g., ipc, dewey etc.

  分类号,如IPC、德温特分类等

-->

<!ELEMENT class (#PCDATA)>

 

<!ATTLIST class  class-type CDATA  #IMPLIED >

<!--

  International Patent Classification (IPC) data;

    (INID 51,  ST.32:B510)

  国际分类号IPC(INID 51,  ST.32:B510)

-->

<!ELEMENT classification-ipc (edition , main-classification , further-classification* , (additional-info | linked-indexing-code-group | unlinked-indexing-code)* , text?)>

 

<!ATTLIST classification-ipc  id ID  #IMPLIED >

<!--

  Further/secondary classification

    (ST.32:B512/B522)

-->

<!ELEMENT further-classification (#PCDATA)>

 

<!ATTLIST further-classification  id       ID     #IMPLIED

                                    sequence CDATA  #IMPLIED >

<!--

  Application reference information: application number, country

    (INID 21, ST.32:B210)

  对专利申请的引用:申请号,国家(INID 21, ST.32:B210)

-->

<!ELEMENT application-reference (document-id)>

 

<!ATTLIST application-reference  id        ID     #IMPLIED

                                   appl-type CDATA  #REQUIRED >

 

<!--

  Publication reference information: publication number, date, etc

    (INID 11, ST.32:B110)

  对专利公开的引用:公开号、公开日等(INID 11, ST.32:B110)

-->

<!ELEMENT publication-reference (document-id)>

 

<!ATTLIST publication-reference  id ID  #IMPLIED >

<!--

  Document identification refers to patents (and patent applications) only.

  See WIPO ST.14

  专利文档标识. WIPO ST.14

-->

<!ELEMENT document-id (country , doc-number , kind? , name? , date?)>

 

<!ATTLIST document-id  lang CDATA  #IMPLIED >

<!--

  Name:

  If no distinction or detail can be given.

  Also to be used for: personal (natural person) and corporate (legal entity) names

  名称 可以是机构或者自然人的名称

-->

<!ELEMENT name (#PCDATA)>

 

<!ATTLIST name  name-type  (legal | natural )  #IMPLIED >

 

<!--

  doc-page - DOCument or PAGE

 

  This is primarily to be used when data for the whole or major sections of an

  application are in image format OR other formats such as pdf.

  Page range attributes are given when required

    pp  - page range

    ppf - first page

    ppl - last page (for pdf).

  The 'img' may also be used for complete pages, e.g. in drawings

 

  Recommended id = docp0001, docp0002, etc.

 

  文档页,主要使用在所有或者大部分的数据都是以图像格式或是诸如PDF等格式存储的情况下。

  "img"也可以是整个文档页,如附图。

  建议属性id取值为docp01, docp02等。 

-->

<!ELEMENT doc-page EMPTY>

 

<!ATTLIST doc-page  id          ID     #IMPLIED

                      he          CDATA  #REQUIRED

                      wi          CDATA  #REQUIRED

                      type         (jpg | pdf | tif )  #REQUIRED

                      alt         CDATA  #IMPLIED

                      pp          CDATA  #IMPLIED

                      ppf         CDATA  #IMPLIED

                      ppl         CDATA  #IMPLIED

                      file        CDATA  #REQUIRED

                      ocr         CDATA  #IMPLIED

                      color        (color | bw )  #IMPLIED

                      orientation  (portrait | landscape )  'portrait' >

<!--

  Paragraph

 

  Recommended id  = p0001, p0002, etc.  num = 0001, 0002, etc.

 

  Note: paragraphs may occur in sections other than the description and at

  different times  eg. for the abstract, in this case use for example "p0001a";

  amended claims: "p0001ac", etc.

 

  段落 

  属性 id 建议取值为p01, p02 

  属性 num建议取值为001, 002 

  注意:段落可以重复出现在说明书以外的部分,如摘要之中,在这种情况下idp0001a

    如在更正后的权项中,idp0001ac;诸如此类。

-->

<!ELEMENT p (#PCDATA | b | i | u | sup | sub | smallcaps | br | pre | dl | ul | ol | crossref | figref | patcit | nplcit | bio-deposit | img | chemistry | maths | tables | table-external-doc | cn-evidence | cn-law-reference | cn-notice-reference | cn-evidence-reference | cn-rule-reference | cn-accessory)*>

 

<!ATTLIST p  id  ID     #IMPLIED

               num CDATA  #REQUIRED >

<!--

  Term to be defined

 

  Recommended id = dtrm0001, dtrm0002, etc.

  被定义的术语,  属性 id 建议取值为dtrm01, dtrm02

-->

<!ELEMENT dt (#PCDATA | b | i | u | sup | sub | smallcaps)*>

 

<!ATTLIST dt  id ID  #IMPLIED >

<!--

  Unordered Lists

    list-style may be empty for lists with no bullet or other symbol default

    list-style is 'bullets'

 

  Recommended id = ulis0001, ulis0002, etc.

  无序列表

  属性list-style可以为空,缺省为'bullets'

  属性 id 建议取值为ulis01, ulis02 

-->

<!ELEMENT ul (li+)>

 

<!ATTLIST ul  compact     (compact )  #IMPLIED

                list-style  (bullet | dash | none )  'bullet'

                id         ID  #IMPLIED >

<!--

  List item

 

  Recommended id = list0001, list0002, etc.

 

  列表表项,  属性 id 建议取值为list01, list02

-->

<!ELEMENT li (#PCDATA | b | i | u | sup | sub | smallcaps | br | pre | patcit | nplcit | bio-deposit | crossref | figref | img | dl | ul | ol | chemistry | maths | cn-evidence | cn-law-reference | cn-notice-reference | cn-evidence-reference | cn-rule-reference | cn-accessory)*>

 

<!ATTLIST li  num CDATA  #IMPLIED

                id  ID     #IMPLIED >

<!--

   References a stand-alone table authored with the table-external DTD.

   引用的外部表格文件

-->

<!ELEMENT table-external-doc (#PCDATA)>

 

<!ATTLIST table-external-doc  id            ID     #IMPLIED

                                file          CDATA  #REQUIRED

                                lang          CDATA  #IMPLIED

                                carriers       (internal-electronic |

                                                external-electronic |

                                                paper )  #IMPLIED

                                external-type  (math |

                                                chemistry |

                                                program-listing |

                                                other )  #IMPLIED

                                status        CDATA  #IMPLIED >

<!--

  TABLES

  This is image data or coded according to OASIS Exchange model with modified cell

  'entry' content.

 

  Recommended id = tabl0001, tabl0002, etc.

  表格,可以是图像数据,也可以是根据OASIS Exchange model编制的表格

  属性 id 建议取值为tabl01, tabl02

-->

<!ELEMENT tables (img | table)>

 

<!ATTLIST tables  num CDATA  #REQUIRED

                    id  ID     #IMPLIED >

<!--

  MATHEMATICS

  This is image data or coded according to mathml, version 2

 

  Recommended id = math0001, math0002, etc.

  数学公式

  可以使用图像数据表示,也可以使用根据mathmlXML结构数据

  属性 id 建议取值为math01, math02 

-->

<!ELEMENT maths (img | (math , img?))>

 

<!ATTLIST maths  num CDATA  #REQUIRED

                   id  ID     #IMPLIED >

<!--

  Chemistry

  Chemical formulae, ring structures, Markush structures, etc.

 

  For now treat as image data.

  Depending on industry support we may use, e.g., chemML, CML later

 

  Recommended id = chem0001, chem0002, etc

  化学公式、方程式、结构式等

  可以作为图像数据处理,也可以使用外部独立化学式(使用chemMLCMLXML结构)

  属性 id 建议取值为chem01, chem02 

-->

<!ELEMENT chemistry (img | (chem , img?))>

 

<!ATTLIST chemistry  num CDATA  #REQUIRED

                       id  ID     #IMPLIED >

<!--

  This is a pointer to an external DTD for chemical markup - to be determined.

  For EPO probably CML; http://www.xml-cml.org/

-->

<!ELEMENT chem EMPTY>

 

<!ATTLIST chem  chem-type CDATA  #IMPLIED

                  file      CDATA  #REQUIRED

                  id        ID     #IMPLIED >

<!--

  Biological deposit citation (US EFS: biological-deposit)

    (INID 83, ST.32:B830)

  According to PCT Rule 13bis, EPC Rule 28

  This covers all bio data references long and short within the description and/or

  claims

 

  Recommended id = biod0001, biod0002, etc.

  微生物样本保藏有关信息

  属性 id 建议取值为biod0001, biod0002

-->

<!ELEMENT bio-deposit (depositary , bio-accno , date? , term? , dtext?)>

 

<!--

  Ordered Lists:

  attribute 'ol-style'

 

  Recommded use:

    1   arablic numbers     1, 2, 3, ...

    a   lower alpha         a, b, c, ...

    A   upper alpha         A, B, C, ...

    i   lower roman         i, ii, iii, ...

    I   upper roman         I, II, III, ...

  有序列表:

  属性'ol-style' - 建议值及含义如下:

    1   阿拉伯数字     1, 2, 3, ...

    a   小写字母                     a, b, c, ...

    A   大写字母       A, B, C, ...

    i   小写罗马字母   i, ii, iii, ...

    I   大写罗马字母   I, II, III, ... 

-->

<!ELEMENT ol (li+)>

 

<!ATTLIST ol  ol-style CDATA  #IMPLIED

                compact   (compact )  #IMPLIED

                id       ID     #IMPLIED >

<!--

  Image data

  Image is used for any kind of image: art work, figures,  complex work units

  (math, tables, chemistry), etc.

 

  Recommended:

    id          = i0001, i0002, etc.

    he, wi      = "11" - milimeters - height, width;

    file        = file name,location; label - not used;

    alt         = alternate text if image not shown;

    img-content = drawing is the default;

    img-format  = common will be tiff, st33 and st35 in for backward compatibilty

                  and, later, publication.

    orientation = orientation of the image (portrait | landscape).

                  Default is portrait

    inline      = (yes | no).

                  Whether the image is to be presented inline or separated by line

                  breaks.  Default is no.

  图像数据

  图像数据可以是绘画、图形或者复杂的元素(数学式、表格、化学式)等

  建议属性取值:

    id     = i01, i02 

    he, wi = "11" - 以毫米为单位 - 高,宽;

    file   = 文件名和位置;

    label  - 未使用;

    alt    = 图像不显示时的替代文字

    img-content = 缺省为drawing;

    img-format  = 图像格式,通常为tiffst33st35

    orientation = 图像的方向 (portrait | landscape).  缺省为portrait

    inline = (yes | no).  图像是否为行内图. 缺省为no 

-->

<!ELEMENT img EMPTY>

 

<!ATTLIST img  inline       (yes | no )  'no'

                 orientation  (portrait | landscape )  'portrait'

                 img-format   (jpg | tif | st33 | st35 )  #REQUIRED

                 img-content  (drawing |

                               photograph |

                               character |

                               dna |

                               undefined |

                               chem |

                               table |

                               math |

                               program-listing |

                               flowchart )  'drawing'

                 alt         CDATA  #IMPLIED

                 file        CDATA  #REQUIRED

                 wi          CDATA  #REQUIRED

                 he          CDATA  #REQUIRED

                 id          ID     #IMPLIED >

<!--

  A reference to a figure;

  e.g., "...as shown in <figref idref='f0001'>figure<b>1</b></figref>..."

 

  对一幅图形/图像的引用

  "...as shown in <figref idref='f0001'>figure<b>1</b></figref>..."

-->

<!ELEMENT figref (#PCDATA | b | i | u | sup | sub | smallcaps)*>

 

<!ATTLIST figref  num   CDATA   #IMPLIED

                    idref IDREFS  #IMPLIED >

<!--

  Cross reference to any other element with an identifier (id)

  具有id属性的其他元素的引用

-->

<!ELEMENT crossref (#PCDATA | b | i | u | sup | sub | smallcaps)*>

 

<!ATTLIST crossref  idref IDREF  #REQUIRED >

<!--

  This element is one method to identify content consisting of text objects that

  require preservation (pre) of their whitespace in order to preserve internal

  logical relationships.

  (e.g., sequence listing fragments, computer program listings)

  保持原有格式(包括换行、空格等),  属性 listing-type 表示了该结构的内容是什么数据 

  如基因序列片断、程序清单等

-->

<!ELEMENT pre (#PCDATA)>

 

<!ATTLIST pre  listing-type  (sequence | program-listing | other )  #REQUIRED

                 xml:space     (preserve | default )  #IMPLIED

                 id           ID  #IMPLIED >

<!--

  Heading text; see Rule 5.  Recommended id = h0001, h0002, etc.

  标题文本; 建议id取值为h01, h02  ,   属性 level 表示 标题的层次 

-->

<!ELEMENT heading (#PCDATA | b | i | u | sup | sub | smallcaps)*>

 

<!ATTLIST heading  id    ID  #IMPLIED

                     level  (1 | 2 | 3 )  #IMPLIED >

<!--

  Definition list

 

  Recommended id = dlis0001, dlis0002, etc.

  定义(术语)列表, 建议id取值为dlis01, dlis02

-->

<!ELEMENT dl (dt , dd)+>

 

<!ATTLIST dl  id      ID     #IMPLIED

                compact  (compact )  #IMPLIED

                tsize   CDATA  #IMPLIED >

<!--

  Definition description

  定义的内容(定义列表中使用)

-->

<!ELEMENT dd (#PCDATA | b | i | u | sup | sub | smallcaps | br | pre | patcit | nplcit | bio-deposit | crossref | figref | img | ul | ol | chemistry | maths | cn-evidence | cn-law-reference | cn-notice-reference | cn-evidence-reference | cn-rule-reference | cn-accessory)*>

 

<!--

  Bold formatting for text

  粗体文本

-->

<!ELEMENT b (#PCDATA | i | u | smallcaps)*>

 

<!--

  Italic formatting for text

  斜体文本

-->

<!ELEMENT i (#PCDATA | b | u | smallcaps)*>

 

<!--

  Underscore: style - single is default

  下划线:缺省为单线single

-->

<!ELEMENT u (#PCDATA | b | i | smallcaps)*>

 

<!ATTLIST u  style  (single | double | dash | dots )  'single' >

<!--

  Small capitals

  小的大写字母

-->

<!ELEMENT smallcaps (#PCDATA | b | u | i)*>

 

<!--

  Subscripted text

  下标文本

-->

<!ELEMENT sub (#PCDATA | b | u | i | sup2 | sub2)*>

 

<!--

  Superscripted text

  上标文本

-->

<!ELEMENT sup (#PCDATA | b | u | i | sup2 | sub2)*>

 

<!--

  Subscripted text

  下标文本

-->

<!ELEMENT sub2 (#PCDATA | b | u | i)*>

 

<!--

  Superscripted text

  上标文本

-->

<!ELEMENT sup2 (#PCDATA | b | u | i)*>

 

<!--

  br - break, line break within a paragraph

  段内换行

-->

<!ELEMENT br EMPTY>

 

<!--

  Identifies the period of time during which the depository must be able to furnish

  samples of the biological material.

  微生物样本保藏期限

-->

<!ELEMENT term (#PCDATA)>

 

<!--

  Biological accession number:

    (ST.32:B831)

  The identification assigned to the biological material by the depository

  微生物样本保藏编号(ST.32:B831)

-->

<!ELEMENT bio-accno (#PCDATA)>

 

<!--

  Information regarding the facility storing the biological deposit.

    (ST.32:B832)

  微生物样本保藏地点的信息(ST.32:B832)

-->

<!ELEMENT depositary (#PCDATA | address)*>

 

<!--

  ABSTRACT: PCT Rule 8

    (INID 57, ST.32:B570)

  A concise summary of the disclosure, 50-150 words.

 

  Recommended id = 'abst' or 'abst0001' for multiple abstracts

-->

<!ELEMENT abstract (doc-page+ | (abst-problem , abst-solution) | p+)>

 

<!ATTLIST abstract  id     ID     #IMPLIED

                      lang   CDATA  #IMPLIED

                      status CDATA  #IMPLIED >

 

<!--

  The solution to the alleged problem that the invention  purports to solve.

 

  Recommended id = 'abss'

-->

<!ELEMENT abst-solution (p+)>

 

<!ATTLIST abst-solution  id ID  #IMPLIED >

 

<!--

  The alleged problem that the invention purports to solve

 

  Recommended id = 'absp'

-->

<!ELEMENT abst-problem (p+)>

 

<!ATTLIST abst-problem  id ID  #IMPLIED >

 

<!-- CITATION -->

<!--

  Reference to other documents, either patent literature (patcit)

  or non-patent literature (nplcit)

     

  Recommended id = 'cit0001', 'cit0002', etc.

  对其他文档的引用,包括专利文献(patcit)或非专利文献(nplcit)

  属性id建议的取值为'cit0001', 'cit0002'

-->

<!ELEMENT citation ((patcit | nplcit) , corresponding-docs* , rel-passage* , category* , rel-claims* , classification-ipc? , classifications-ipcr? , classification-national?)>

 

<!ATTLIST citation  id         ID     #IMPLIED

                      srep-phase CDATA  #IMPLIED >

<!--

  Patent family and corresponding-docs

  专利同族和相关文献

-->

<!ELEMENT corresponding-docs (document-id | nplcit)*>

 

<!--

  Other citations - free form

  其他引用文献,自由格式

-->

<!ELEMENT othercit (#PCDATA | b | i | u | sup | sub)*>

 

<!--

  Relevant passage group within patent; most used in search  reports

  - use text in abstract, description and claims

  专利引用文献中相关的若干段落

-->

<!ELEMENT rel-passage (text | (passage+ , category* , rel-claims*)+)>

 

<!--

  Relevant claims

  相关的权利要求项

-->

<!ELEMENT rel-claims (#PCDATA)>

 

<!--

  Category

    (ST.32:B563)

  类别(ST.32:B563)

-->

<!ELEMENT category (#PCDATA)>

 

<!--

  Passage within the cited patent literature

  专利引用文献中的段

-->

<!ELEMENT passage (#PCDATA)>

 

<!--

  Non-Patent Literature (NPL) CITation;

 

  Notes:

    This can be free text data without any structure (#PCDATA) which is NOT

    recommended

    or it can be highly structured data which is marked up according to ST.14 and

    ISO 690 layout;

 

    This part of the DTD has used many different sources for element names and DTD

    structure and reference:

    AACR2 / MARC

    ISO 12083 - Electronic manuscript prep. and markup. DTD

    Association of American Publishers (AAP) Z39.59 DTD

    European Working Group for SGML (EWS) MAJOUR DTD

    SuperJournal Full Article DTD

      www.superjournal.ac.uk/sj

    Elsevier DTD

    Medline DTD (NLM)           

 

  Attributes (recommended):

    id - ncit0001, ncit0002, etc

    num - 0001, 0002

    npltype - The TYPE of citation is office specific (recommended):;

      A - Abstract citation of no specific kind

      B - Book citation

      I - Bilogical abstract citation

      C - Chemical abstracts citation

      E - Database citation

      D - Derwent citation

      P - Patent cited within NPL group

      J - Patent Abstracts of Japan citation (REC 067)

      S - Serial / Journal / Periodical citation

      W - World Wide Web / Internet search citation

    medium - the type of medium

      e.g., CD (CD-ROM), MT (Magnetic Tape), DISK, ONLINE

    file - file name on local systems eg. XP number in EPO

    url  - where possible give full web link to document

 

非专利引用文献

注意:

非专利文献的引用也可以全部用无结构的文本来描述,但是建议不要这样做,建议采用以下根据ST.14IDO690标准定义的高度格式化的描述方式。

这部分DTD使用了许多不同来源的元素名、DTD结构和引用,包括:

      AACR2 / MARC

      ISO 12083 - 电子手稿标记DTD

      美国出版联盟(Association of American Publishers —— AAP Z39.59 DTD

      欧洲SGML工作组(European Working Group for SGML —— EWS MAJOUR DTD

      SuperJournal 全文DTD www.superjournal.ac.uk/sj

      Elsevier DTD

      Medline DTD (NLM)  

      属性的建议:

        id - ncit1, ncit2, etc

        num - 0001, 0002

        type :

          A - 不属于特殊类型的摘要引用Abstract citation of no specific kind

          B - 书籍引用Book citation

          I - 生物摘要引用Bilogical abstract citation

          C - 化学摘要引用Chemical abstracts citation

          E - 数据库引用Database citation

          D - 德文特引用Derwent citation

          P - 非专利文献中引用的专利Patent cited within NPL group

          J - 日本引用的专利摘要Patent Abstracts of Japan citation (REC 067)

          S - 期刊杂志引用Serial / Journal / Periodical citation

          W - 互联网检索引用World Wide Web / Internet search citation

        medium - 介质类型,如CD (CD-ROM), MT (磁带Magnetic Tape), DISK, ONLINE

        file - 本地系统中的文件名,如EPO中的XP number

        url  - 连接到该文献的URL  

-->

<!ELEMENT nplcit (text | article | book | online | othercit)>

 

<!ATTLIST nplcit  id       ID     #IMPLIED

                    num      CDATA  #IMPLIED

                    lang     CDATA  #IMPLIED

                    file     CDATA  #IMPLIED

                    npl-type CDATA  #IMPLIED

                    medium   CDATA  #IMPLIED

                    url      CDATA  #IMPLIED >

<!--

  Online citation

    Revised according to ISO-690-2 - Electronic documents and parts thereof.

    Please refer to this standard for definitions and examples.

    See: http://www.nlc-bnc.ca/iso/tc46sc9/standard/690-2e.htm#Contents

    The tagging in fact is a mixture of article and book tags together with

    specific electronic source tags.

    'Online' is taken to mean any kind of electronic documentation:

      databases, internet, CD-Roms, DVD, email, etc

 

  EXAMPLES:;

 

    Kirk-Othmer Encyclopedia of Chemical Technology [online].

    3rd ed. New York : John Wiley, 1984 [cited 3 January 1990].

    Available from: DIALOG Information Services, Palo Alto (Calif.).

 

      <nplcit id='ncit1' num='0001' type='E' medium='online'>

        <online>

          <online-title>Kirk-Othmer Encyclopedia of Chemical Technology

          </online-title>

          <edition>3rd ed.</edition>

          <imprint>

            <address>

              <text>New York</text>

            </address>

            <name>John Wiley</name>

            <pubdate>19840000</pubdate>

          </imprint>

          <avail>dialog information services, palo alto (calif.).</avail>

          <datecit>

            <date>19900103</date>

          </datecit>

        </online>

      </nplcit>

 

  * Article on Internet:

    Clark, Carol. On the Threshold of a Brave New World.

    In Blueprint of the Body [online].

    CNN.com, 2000. [cited 24 August 2000;10:25 EST]. In-depth specials.

    Available from: [http://www.cnn.com/SPECIALS/2000/genome/story/overview/]

 

      <nplcit id='ncit1' num='0002' type='E' medium='online'>

        <online>

          <author>

            <name>Clark, Carol</name>

          </author>

          <online-title>On the Threshold of a Brave New World</online-title>

          <imprint>

            <name>CNN.com, 2000</name>

          </imprint>

          <series>

            <text>In-depth specials</text>

          </series>

          <avail>http://www.cnn.com/SPECIALS/2000/genome/story/</avail>

          <datecit>

            <date>20000824; 10:25 est</date>

          </datecit>

        </online>

      </nplcit>

 

  * Personal communication (e-main( �/p>

 

    Thacker, Jane. MPEG-21 project stream on digital item identification [online].

    Message to: [iso.tc46.sc9@nlc-bnc.ca]. 3 October 2000; 13:33 EST [cited 6

    October 2000; 13:10 EST].

    Message-ID: [002f01c02d60$051a64a0$22a2580c@vaio]. Personal communication.

 

      <nplcit id='ncit3' num='0003' type='E' medium='online'>

        <online>

          <author>

            <name>Thacker, Jane</name>

          </author>

          <online-title>MPEG-21 project stream on digital item identification

          </online-title>

          <subname>

            <name>Message to: <iso.tc46.sc9@nlc-bnc.ca></name>

          </subname>

          <pubdate>3 October 2000; 13:33 EST</pubdate>

          <notes>Personal communication</notes>

          <avail>Message-ID: <002f01c02d60$051a64a0$22a2580c@vaio></avail>

          <datecit><date>6 october 2000; 13:10 EST</date></datecit>

        </online>

      </nplcit>

   网上电子文件有关信息

-->

<!ELEMENT online (text | (author* , online-title* , hosttitle? , subname* , edition? , (serial | book)? , imprint? , pubdate? , history? , series? , hostno? , location? , notes? , avail , class* , keyword* , cpyrt? , issn? , isbn? , datecit? , srchterm* , srchdate? , refno*))>

 

<!--

  Date of search/retrieval  YYYYMMDD

  检索日 YYYYMMDD

-->

<!ELEMENT srchdate (date)>

 

<!--

  Search terms

  检索词

-->

<!ELEMENT srchterm (#PCDATA)>

 

<!--

  Date cited - date on which the citation was cited.

  May be different from srchdate below

  引用日期,可以和检索日不同

-->

<!ELEMENT datecit (date)>

 

<!--

  Availability and access - REQUIRED use for URL, online database, ftp address,

  email, etc.;

  e.g., Available from Internet: http://www.epoline.org

    Available from DIALOG Information Systems, Palo Alto (Calif.)

  可用性和访问方法,要求使用URL、在线数据库、FTP地址、EMAIL等。

-->

<!ELEMENT avail (#PCDATA)>

 

<!--

  Numeration within host document

  在文档集中的标号

-->

<!ELEMENT hostno (#PCDATA)>

 

<!--

  History of the article (not serian( �/p>

  论文的历史信息

-->

<!ELEMENT history (text | (received | accepted | revised | misc))>

 

<!--

  Miscellaneous information relating to the history of the article; see ISO 12083

  论文的其他历史信息,参见ISO 12083

-->

<!ELEMENT misc (#PCDATA | date)*>

 

<!--

  Date article was revised

  论文修订日

-->

<!ELEMENT revised (date)>

 

<!--

  Date article was accepted

  论文被采纳日

-->

<!ELEMENT accepted (date)>

 

<!--

  Date article was received

  论文收到日

-->

<!ELEMENT received (date)>

 

<!--

  Title of the host document/database

  数据库或者文档集标题

-->

<!ELEMENT hosttitle (#PCDATA)>

 

<!--

  The title of the electronic resource

  电子资源标题

-->

<!ELEMENT online-title (#PCDATA)>

 

<!--

  Article citations within a 'host' document

 

  After patent citations the most common citations are articles within serials

  (periodicals, magazines), books and electronic (eg. internet) sources.

  This is a very complex and varied area to standardise. The tag set below is drawn

  from a number of sources as is the order of the tags (which in any case can be

  changed depending on the stylesheet used).;

 

  The order of tags is that of WIPO ST.14 / ISO 690 layout.

    DROP, J.G.  Integrated Circuit Personalization at the Module Level. IBM Tech.

    Dis. Bull.  October 1974, Vol. 17, No. 5, p. 1344 and 1345.

    [XPnnnnnnnnnnn].

 

      <nplcit id='ncit1' num='0012' type='S' file='XP1234456'>

        <article>

          <author>

            <name>DROP, J.G.</name>

          </author>

          <atl>Integrated Circuit Personalization at the Module Level</atl>

          <serial>

          <sertitle>IBM Tech. Dis. Bull.</sertitle>

          <pubdate>19741000</pubdate>

          <vid>17</vid>

          <ino>5</ino>

          </serial>

          <location>

            <pp>1344 and 1345</pp>

          </location>

          <refno id='XP1'>XP1234456</refno>

        </article>

      </nplcit>

 

  Note: it is NOT expected that the applicant will create the tagged data

  - it can be generated from a 'pull down' data entry form (eg. in Word) or

    generated from internal SR databases

  论文

-->

<!ELEMENT article (text | (author* , atl? , subname* , (serial | book) , absno? , location? , class* , keyword* , cpyrt? , artid? , refno*))>

 

<!--

  Article unique ID - assigned by a publisher to an article

  论文出版者给论文的唯一编号

-->

<!ELEMENT artid (#PCDATA)>

 

<!--

  Book citation

  In the order specified by WIPO ST.14 and ISO 690 and AACR2 rules for layout

 

  WALTON, Herrmann. Microwave quantum theory.

  London : Sweet and Maxwell, 1973. ISBN 0123456789.

  Vol.2, p. 138 to 192.

 

    <nplcit id='ncit12' num='0013' type='b'>

      <book>

        <author>

          <name>WALTON, Herrman</name>

        </author>

        <book-title>Microwave quantum theory</book-title>

        <imprint>

          <address>

            <text>London</text>

          </address>

          <name>Sweet and Maxwell</name>

          <pubdate>19730000</pubdate>

        </imprint>

        <location>

          <pp>138 to 192</pp>

        </location>

        <isbn>0-1234-568-9</isbn>

      </book>

    </nplcit>

  书籍的描述

-->

<!ELEMENT book (text | (author* , (book-title+ | conference) , (subtitle? , subname* , edition? , imprint? , descrip? , series? , absno? , location* , isbn* , pubid? , vid? , bookno? , notes? , class* , keyword* , cpyrt? , refno*)))>

 

<!--

  Keyword; e.g., from a Thesaurus or class. scheme

    (ST.32:B550)

  关键词(ST.32:B550)

-->

<!ELEMENT keyword (#PCDATA)>

 

<!--

  Book number

  书号

-->

<!ELEMENT bookno (#PCDATA)>

 

<!--

  Location within the cited work

  引用文献中的位置描述

-->

<!ELEMENT location (text | (serpart? , sersect? , chapter? , pp? , column? , para? , line?))>

 

<!--

  Referenced line within cited work

  引用文献中被引用的行号(范围)

-->

<!ELEMENT line (#PCDATA | linef | linel)*>

 

<!--

  Cited document line, last

  结束行

-->

<!ELEMENT linel (#PCDATA)>

 

<!--

  Cited document line, first

  开始行

-->

<!ELEMENT linef (#PCDATA)>

 

<!--

  Referenced paragraph within cited work

  文献内的段

-->

<!ELEMENT para (#PCDATA | paraf | paral)*>

 

<!--

  Cited paragraph, last

  结束段

-->

<!ELEMENT paral (#PCDATA)>

 

<!--

  Cited paragraph, first

  开始段

-->

<!ELEMENT paraf (#PCDATA)>

 

<!--

  Cited document column numbers

 

-->

<!ELEMENT column (#PCDATA | colf | coll)*>

 

<!--

  Cited document column, last

  结束栏

-->

<!ELEMENT coll (#PCDATA)>

 

<!--

  Cited document column, first

  开始栏

-->

<!ELEMENT colf (#PCDATA)>

 

<!--

  Cited document page numbers

  引用的页码(范围)

-->

<!ELEMENT pp (#PCDATA | ppf | ppl)*>

 

<!--

  Cited document page, last

  结束页

-->

<!ELEMENT ppl (#PCDATA)>

 

<!--

  Cited  document page , first

  开始页

-->

<!ELEMENT ppf (#PCDATA)>

 

<!--

  Chapter; e.g., in a book.  Example: Chapter 2

  ,如第二章

-->

<!ELEMENT chapter (#PCDATA)>

 

<!--

  Serial section

  连载的节

-->

<!ELEMENT sersect (#PCDATA)>

 

<!--

  Part within a serial

  连载的部分

-->

<!ELEMENT serpart (#PCDATA)>

 

<!--

  Abstract number

  摘要号

-->

<!ELEMENT absno (#PCDATA)>

 

<!--

  Series statement

  丛书说明

-->

<!ELEMENT series (text | (mst , msn? , issn?))>

 

<!--

  Monographic series number

  专题论文集编号

-->

<!ELEMENT msn (#PCDATA)>

 

<!--

  Monographic series title

  专题论文集名称

-->

<!ELEMENT mst (#PCDATA)>

 

<!--

  Book subtitle

  书籍的副标题

-->

<!ELEMENT subtitle (#PCDATA)>

 

<!--

  CONFERENCE GROUP / CITATION

  There is no standard way of citing conference proceedings; date of the conf. may

  come before or after place, for example. The tags are specified in a set order

  where it is not possible or correct then simply use <text>

  会议的有关信息

-->

<!ELEMENT conference (text | (conftitle , date? , confno? , confplace? , confsponsor*))>

 

<!--

  Conference sponsor

  会议的发起人

-->

<!ELEMENT confsponsor (#PCDATA | addressbook)*>

 

<!--

  Conference place

  会议地点

-->

<!ELEMENT confplace (#PCDATA | address)*>

 

<!--

  Conference number

  会议号

-->

<!ELEMENT confno (#PCDATA)>

 

<!--

  Conference title

  会议主题

-->

<!ELEMENT conftitle (#PCDATA)>

 

<!--

  The title of the cited book

  引用书籍的标题

-->

<!ELEMENT book-title (#PCDATA)>

 

<!--

  Serial citation data:

  This describes the volume or issue as a whole and not a particular article within

  it.

  期刊引用数据:描述了整个卷期的信息

-->

<!ELEMENT serial (sertitle , alttitle? , subname* , issue? , imprint? , pubdate? , descrip? , notes? , issn? , isbn? , pubid? , vid? , ino? , cpyrt?)>

 

<!--

  Copyright info.  Copyright of publisher of serial

  版权信息

-->

<!ELEMENT cpyrt (#PCDATA)>

 

<!--

  Issue number

  发行号

-->

<!ELEMENT ino (#PCDATA)>

 

<!--

  Volume id/number

  卷号

-->

<!ELEMENT vid (#PCDATA)>

 

<!--

  Publisher's unique id

  出版商的唯一标识

-->

<!ELEMENT pubid (#PCDATA)>

 

<!--

  International Standard Book Number

  国际标准图书号

-->

<!ELEMENT isbn (#PCDATA)>

 

<!--

  International Standard Serial Number

  国际标准期刊号

-->

<!ELEMENT issn (#PCDATA)>

 

<!--

  Notes about the journal; e.g. Continues Journal of XYZ 1910-1998, published in

  French and English, etc.

  期刊的注释

-->

<!ELEMENT notes (#PCDATA)>

 

<!--

  Physical description - generally NOT used in citations in pats; e.g., v., 27cm

  说明书中“图像的简要说明”部分,  属性 id 建议取值为“desd

-->

<!ELEMENT descrip (#PCDATA)>

 

<!--

  Imprint:

  Publication / creation data

  Place of publication : publisher, date(s) of publication usually only date of

  publication is used for journal citations

  出版有关信息,  包括出版/初版时间、出版地点、出版商,通常期刊只使用出版日期

-->

<!ELEMENT imprint (text | (address? , name , pubdate*))>

 

<!--

  Publication date used in npl citations

  非专利引用文献中的公开日期

-->

<!ELEMENT pubdate (#PCDATA | sdate | edate | time)*>

 

<!--

  Time; format HHMM

  时间 ,格式为 HHMM

-->

<!ELEMENT time (#PCDATA)>

 

<!--

  End date used in pubdate

  pubdate中的结束日

-->

<!ELEMENT edate (#PCDATA)>

 

<!--

  Start date used in pubdate

  pubdate中的起始日

-->

<!ELEMENT sdate (#PCDATA)>

 

<!--

  Issue designation; e.g., Annual, 1971-, 1890-1972

  发行有关信息   Annual, 1971-, 1890-1972

-->

<!ELEMENT issue (#PCDATA)>

 

<!--

  Alternate title for serial; e.g. BMJ = British Medical Journal

  丛书的副标题 BMJ = British Medical Journal

-->

<!ELEMENT alttitle (#PCDATA)>

 

<!--

  Serial title

  期刊名称

-->

<!ELEMENT sertitle (#PCDATA)>

 

<!--

  Article title

  论文标题

-->

<!ELEMENT atl (#PCDATA)>

 

<!--

  Reference number (generan( � for the EPO this is the XP number

  一般参考编号

-->

<!ELEMENT refno (#PCDATA)>

 

<!ATTLIST refno  id ID  #IMPLIED >

<!--

  Subordinate responsibility;  e.g., editor, translator, etc.

  除作者外的其他责任者 如编辑、译者

-->

<!ELEMENT subname (%name_group; | addressbook)>

 

<!ATTLIST subname  subname-type  (editor | translator | other-subname-type )  'editor' >

 

<!--

  Author

 

  Prime responsibility for the work

  there is no distinguishing between personal and corporate authors

  <author> followed by name or addressbook information

  use the ID attribute if, for example, there is a need to distinguish between

  multiple authors.

  Can also include affiliation details

 

  Recommended id = auth0001, auth0002, etc.

  作者

  属性id建议的取值为auth0001, auth0002

-->

<!ELEMENT author (%name_group; | addressbook)>

 

<!ATTLIST author  id ID  #IMPLIED >

 

<!--

  PATENT CITATIONS:

    (ST.32:B561)

  Patent Citation within abstract, description or claims.

  For patent citations within Search Report see Search Report DTD

 

  Notes:

    Tags arranged according to WIPO ST.14 order.

    This can be free text data without any structure (text).

 

  Example:

    <patcit id='pcit0001' dnum='US4793675A' dnum-type='publication number'>

      <document-id>

        <country>US</country>

        <doc-number>4793675</doc-number>

        <kind>A</kind>

        <name>Handa</name>

        <date>19881227</date>

      </document-id>

    </patcit>

 

  Note:

    It is NOT expected that the applicant will create the tagged data

    - it could be generated from a 'pull down' data entry form

    or generated from internal SR databases

 

  Attributes (recommended):

    id   - pcit0001, pcit0002, etc.

    num  - 0001, 0002, etc.

    dnum - use full number as one string, eg, "US5401234A";

    url  - where possible give full web link to patent

    file - file name eg. if stored on local systems

    dnum-type - type of document number

      (e.g., application number, publication number)

  专利引用文献

-->

<!ELEMENT patcit (text | (document-id , rel-passage*))>

 

<!ATTLIST patcit  id        ID     #IMPLIED

                    num       CDATA  #IMPLIED

                    dnum      CDATA  #IMPLIED

                    dnum-type CDATA  #IMPLIED

                    file      CDATA  #IMPLIED

                    url       CDATA  #IMPLIED >

<!--

  Country of nationality

  国籍

-->

<!ELEMENT nationality (country)>

 

<!--

  Descriptive text

  描述性文本

-->

<!ELEMENT dtext (#PCDATA)>

 

<!--

  Universal Resource Locator; e.g. www.wipo.int

  统一资源定位, URL www.wipo.int

-->

<!ELEMENT url (#PCDATA)>

 

<!--

  Fax number

  传真号

-->

<!ELEMENT fax (#PCDATA)>

 

<!--

  Telephone number

  电话号码

-->

<!ELEMENT phone (#PCDATA)>

 

<!--

  Email address

  邮件地址

-->

<!ELEMENT email (#PCDATA)>

 

<!--

  Electronic address use for other than email

  非电子邮箱地址的电子地址

-->

<!ELEMENT ead (#PCDATA)>

 

<!ENTITY % address_group "((address-1? , address-2? , address-3? , mailcode? , pobox? , room? , address-floor? , building? , street? , city? , county? , state? , postcode? , country) | text)">

 

<!--

  Address components:

  Address formats differ from country to country

  If no structure possible use text

  用于联系个人或者组织的地址、名称等信息,    属性 lang  表示语言

-->

<!ELEMENT address (%address_group;)>

 

<!--

  Postal code or zip code

  邮政编码

-->

<!ELEMENT postcode (#PCDATA)>

 

<!--

  Region of country; e.g., state, province, etc.

  地区、州、省

-->

<!ELEMENT state (#PCDATA)>

 

<!--

  County, parish, department, etc (mainly UK, USA)

 

-->

<!ELEMENT county (#PCDATA)>

 

<!--

  City or town name

  城市

-->

<!ELEMENT city (#PCDATA)>

 

<!--

  Street may contain house number or name

  街道,包括房屋编号或名称

-->

<!ELEMENT street (#PCDATA)>

 

<!--

  Building information in address; e.g., Hoffman building

  建筑物的信息 上海大厦

-->

<!ELEMENT building (#PCDATA)>

 

<!--

  Address floor; e.g., 10th

  地址中的楼层

-->

<!ELEMENT address-floor (#PCDATA)>

 

<!--

  Address room; e.g., Room 55B

  地址中的房间号

-->

<!ELEMENT room (#PCDATA)>

 

<!--

  Post Office Box number

  邮箱号

-->

<!ELEMENT pobox (#PCDATA)>

 

<!--

  Organizational mail code

  组织的在邮局的编码

-->

<!ELEMENT mailcode (#PCDATA)>

 

<!--

  Address, third line

  地址的第三行

-->

<!ELEMENT address-3 (#PCDATA)>

 

<!--

  Address, second line

  地址的第二行

-->

<!ELEMENT address-2 (#PCDATA)>

 

<!--

  Address, first line

  地址的第一行

-->

<!ELEMENT address-1 (#PCDATA)>

 

<!--

  Registered number

  注册号码

-->

<!ELEMENT registered-number (#PCDATA)>

 

<!--

  Synonym

  别名

-->

<!ELEMENT synonym (#PCDATA)>

 

<!--

  Department, division, section, etc. name

  部门

-->

<!ELEMENT department (#PCDATA)>

 

<!--

  Organisation name or company name

  组织机构名称或者公司名称

-->

<!ELEMENT orgname (#PCDATA)>

 

<!--

  Role; e.g., President, Chairman, etc.

  职位或者角色如 总裁,主席等

-->

<!ELEMENT role (#PCDATA)>

 

<!--

  SDOBI : Individual id

  个人标识

-->

<!ELEMENT iid (#PCDATA)>

 

<!--

  Name suffix (e.g., II, Jr., Dip., Ing., BA, etc.)

  名字中的后缀如  II, Jr., Dip., Ing., BA

-->

<!ELEMENT suffix (#PCDATA)>

 

<!--

  Middle name(s) or initial(s)

  中间名

-->

<!ELEMENT middle-name (#PCDATA)>

 

<!--

  First or given name(s), initial(s)

 

-->

<!ELEMENT first-name (#PCDATA)>

 

<!--

  Last, family, surname

 

-->

<!ELEMENT last-name (#PCDATA)>

 

<!--

  Title: e.g., Mr., Mrs., Dr. etc

  称谓 Mr., Mrs., Dr.

-->

<!ELEMENT prefix (#PCDATA)>

 

<!--

  Country of residence

  居住国

-->

<!ELEMENT residence (country)>

 

<!--

  Possible sources: human-generated-classification,

  machine-propagated-classification, software-analysis-generated-classification

-->

<!ELEMENT classification-data-source (#PCDATA)>

 

<!--

  Possible status: original-classification, reclassified, various-classification,

  deleted-classification

-->

<!ELEMENT classification-status (#PCDATA)>

 

<!ELEMENT generating-office (country)>

 

<!ELEMENT action-date (date)>

 

<!--

  Possible values: invention, non-invention

-->

<!ELEMENT classification-value (#PCDATA)>

 

<!--

  Possible positions: first-symbol-position, later-symbol-position.

-->

<!ELEMENT symbol-position (#PCDATA)>

 

<!ELEMENT subgroup (#PCDATA)>

 

<!ELEMENT main-group (#PCDATA)>

 

<!ELEMENT subclass (#PCDATA)>

 

<!ELEMENT section (#PCDATA)>

 

<!--

  Levels: ipcr-advanced, ipcr-core

-->

<!ELEMENT classification-level (#PCDATA)>

 

<!ELEMENT ipc-version-indicator (date)>

 

<!--

  If no structure is possible, enter text (without markup)

-->

<!ELEMENT text (#PCDATA)>

 

<!--

  Unlinked indexing code.

    (ST.32:B515/B525)

-->

<!ELEMENT unlinked-indexing-code (#PCDATA)>

 

<!--

  Linked indexing code.

    (ST.32:B514/B524)

-->

<!ELEMENT linked-indexing-code-group (main-linked-indexing-code , sub-linked-indexing-code+)>

 

<!--

  Sub/further Linked Indexing Code.

-->

<!ELEMENT sub-linked-indexing-code (#PCDATA)>

 

<!--

  Main Linked Indexing Code.

-->

<!ELEMENT main-linked-indexing-code (#PCDATA)>

 

<!--

  Main classification.

    (ST.32:B511/B521)

-->

<!ELEMENT main-classification (#PCDATA)>

 

<!--

  Edition statement

    (ST.32:B516)

-->

<!ELEMENT edition (#PCDATA)>

 

<!--

  Additional information.

    (ST.32:B513)

-->

<!ELEMENT additional-info (#PCDATA)>

 

<!--

  Date: components of a date.  Format: YYYYMMDD

-->

<!ELEMENT date (#PCDATA)>

 

<!--

  Document kind code; e.g., A1

    (INID 13, ST.32:B130)

  文档种类 发明专利公布A1(INID 13, ST.32:B130)

-->

<!ELEMENT kind (#PCDATA)>

 

<!--

  The number of the referenced patent (or application) document

  文档号

-->

<!ELEMENT doc-number (#PCDATA)>

 

<!--

  The region for which protection or exclusion (depending upon context) is desired.

  地区、国家

-->

<!ELEMENT region (country)>

 

<!--

  Country: use ST.3 country code; e.g. DE, FR, GB, NL, etc.

  Also includes EP, WO

  国别 使用 WIPO ST.3 国别代码, DE, FR, GB, NL, 也包括 EP, WO 等组织代码

-->

<!ELEMENT country (#PCDATA)>

 

<!--

  A signature represented by electronic means

  电子签名的方式

-->

<!ELEMENT electronic-signature (basic-signature | enhanced-signature)>

 

<!--

  A TIFF image of a signature

  图象文件签名

-->

<!ELEMENT fax-image EMPTY>

 

<!ATTLIST fax-image  file CDATA  #REQUIRED >

<!--

  A PKI / PKCS #7 digital signature data type

  PKI / PKCS #7 数字签名

-->

<!ELEMENT enhanced-signature (pkcs7)>

 

<!--

  PKCS7 digital signature

  PKCS7 数字签名

-->

<!ELEMENT pkcs7 EMPTY>

 

<!--

  A non-PKI electronic signature

  PKI 电子签名

-->

<!ELEMENT basic-signature (fax-image | text-string | click-wrap)>

 

<!--

  A simple 'signature';

  e.g., clicking a button labeled 'accept' or 'I agree'

  通过按下软件界面上的一个按钮签名

-->

<!ELEMENT click-wrap EMPTY>

 

<!--

  A simple text string is to be used as the basic electronic signature;

  e.g., John Doe  <text-string>/jd/</text-string>

  用一个文本串签名,如John Doe  <text-string>/jd/</text-string>

-->

<!ELEMENT text-string (#PCDATA)>

 

<!--

  Drawings: PCT Article 7 / Rule 7

  Drawings shall be required when they are necessary for the understanding of the

  invention.

 

  Recommended id = 'draw'

-->

<!ELEMENT drawings (doc-page+ | figure+)>

 

<!ATTLIST drawings  id     ID     #IMPLIED

                      lang   CDATA  #IMPLIED

                      status CDATA  #IMPLIED >

 

<!--

  A drawing (figure), necessary for the understanding of the invention

 

  Recommended id = f0001, f0002, etc.

-->

<!ELEMENT figure (img)>

 

<!ATTLIST figure  id            ID     #IMPLIED

                    num           CDATA  #REQUIRED

                    figure-labels CDATA  #IMPLIED >

 

<!--

  ****************************************************************************

  * SECTION IV - ELEMENTS DEFINED BY SIPO for common use                     *

  ****************************************************************************

-->

<!--

法律条款的引用

属性

    sequence 指示法律条款出现的次序,如sequence="1"

    law-id   指示特定的法律文本,如law-id="专利法"

    law-version 指示法律的版本,如law-version="2005"

    article-id 指示引用的法条,如article-id="23"

term-id  指示引用法条中的特定款项,如term-id="2"

例如对专利法第22条第3款的引用可表示为

<cn-law-reference law-id="专利法" article-id="22" term-id="3">

专利法第22条第3

</cn-law-reference>

-->

<!ELEMENT cn-law-reference (#PCDATA)>

<!ATTLIST cn-law-reference

    sequence CDATA #IMPLIED

    law-id   CDATA #REQUIRED

    law-version CDATA #IMPLIED

    article-id CDATA #IMPLIED

    term-id CDATA #IMPLIED

> 

 

<!--

对公告的引用

属性

    sequence指示公告引用出现的次序,如sequence="1"

    notice-org 指示发布公告的单位

    notice-id        指示公告号,如notice-id="47"

notice-date     指示公告的公布日期

例如对专利局第27号公告的引用可表示为

<cn-notice-reference notice-id=="27">

专利局第27号公告

</cn-notice-reference>

-->

<!ELEMENT cn-notice-reference (#PCDATA)>

<!ATTLIST cn-notice-reference

    sequence CDATA #IMPLIED

    notice-org CDATA #IMPLIED

    notice-id CDATA #REQUIRED

    notice-date CDATA #IMPLIED

> 

 

<!--

对审查指南的引用

属性

-->

<!ELEMENT cn-rule-reference (#PCDATA)>

<!ATTLIST cn-rule-reference

    sequence CDATA #IMPLIED

    rule-version CDATA #IMPLIED

    part CDATA #IMPLIED

    charpter CDATA #IMPLIED

    section CDATA #REQUIRED

> 

 

<!--

证据

属性

    id    证据的唯一标识,,建议取值为ev001, ev002,

    num 证据编号,如证据一的num="1"

-->

<!ELEMENT cn-evidence (#PCDATA | b | i | u | sup | sub | smallcaps | br | pre | crossref | figref | patcit | nplcit | bio-deposit | cn-law-reference | cn-notice-reference | cn-evidence-reference | cn-rule-reference | cn-accessory)*>

<!ATTLIST cn-evidence

    id ID #REQUIRED

    num CDATA #IMPLIED

    type CDATA #IMPLIED>

 

<!--

对证据的引用

属性

    idref       证据的标识

    file         证据出现的文件的文件名

-->

<!ELEMENT cn-evidence-reference (#PCDATA)>

<!ATTLIST cn-evidence-reference

    idref IDREFS #REQUIRED

    file CDATA #IMPLIED

> 

 

<!--

单个附件的信息

属性

       id    可用于文中交叉引用,建议取值为ax001, ax002,

       doc-name      文件的名称

    file-name     附件文件的文件名

    size          附件文件的大小

    date-produced  附件文件的日期,格式为YYYYMMDD

-->   

<!ELEMENT cn-accessory (#PCDATA | b | i | u | sup | sub | smallcaps | br | pre | crossref | figref | patcit | nplcit | bio-deposit | cn-law-reference | cn-notice-reference | cn-evidence-reference | cn-rule-reference)*>

<!ATTLIST cn-accessory 

       id    ID   #IMPLIED

       doc-name      CDATA  #REQUIRED

    file-name     CDATA  #REQUIRED

    size          CDATA  #IMPLIED

    date-produced CDATA  #IMPLIED >

 

<!--

       公告信息

-->

<!ELEMENT cn-publication-info (document-id, cn-pub-vol)>

 

<!--

       公告卷期

-->

<!ELEMENT cn-pub-vol (#PCDATA)>

 

<!--

       中国的省份

-->

<!ELEMENT cn-province (#PCDATA)>



[1] WIPO标准ST.36 《用于XML处理专利信息的建议》(20059月版)

[2] UTF8 is a code page that uses a string of bytes to represent a 16-bit Unicode string where ASCII text (<=U+007F) remains unchanged as a single byte, U+0080-07FF (including Latin, Greek, Cyrillic, Hebrew, and Arabic) is converted to a 2-byte sequence, and U+0800-FFFF (Chinese, Japanese, Korean, and others) becomes a 3-byte sequence.