<?xml encoding='UTF-8' ?>
<!ENTITY % name_group "((name | (prefix? , (last-name | orgname) , first-name? , middle-name? , suffix? , iid? , role? , orgname? , department? , synonym*)) , registered-number?)"> <!ENTITY % address_group "((address-1? , address-2? , address-3? , address-4? , address-5? , mailcode? , pobox? , room? , address-floor? , building? , street? , city? , county? , state? , postcode? , country) | text)"> <!--********************************************************************************* pkgheader v1.4 2010 APRIL ********************************************************************************** PUBLIC "-//WIPO//DTD PKGHEADER 1.4//EN" "pkgheader-v1-4.dtd" ********************************************************************************** http://www.wipo.int/pct-safe/epct/schemaDocs/1.9/pkgheader-v1-4.dtd ********************************************************************************** contacts: ** EPO: Paul Brewin; pbrewin@epo.org ** JPO: Hideto Tanaka; tanaka-hideto@jpo.go.jp ** USPTO: Bruce B. Cox; bruce.cox@uspto.gov ** WIPO: Shuhei YOSHIURA; shuhei.yoshiura@wipo.int ********************************************************************************** revision history *********************************************************************************MO: 01/01/07 incorporated changes from PFCs:..changed version number from v1.3 to v1.4..implementation of PFC06/001..added element 'sup' to u (PFC06/003)..added element 'sup' to i (PFC06/003)..added element 'sup' to b (PFC06/003)..added element 'sub' to u (PFC06/003)..added element 'sub' to i (PFC06/003)..added element 'sub' to b (PFC06/003)..added element 'o' to invention-title, b, i, sup, sup2, sub, sub2, heading, claim-text, p, small-caps, dt, dd, li, crossref, figref, othercit, statement (PFC06/003)..added element 'address-4' to address (PFC06/005)..added element 'address-5' to address (PFC06/005)HT: 14/12/04 incorporated changes from PFCs:..added attribute 'id' to application-reference, publication-referenceHT: 20/07/04 incorporated changes from PFCs:..changed version number from v1.2 to v1.3..added element 'address' to first-named-applicantHT: 16/12/03 incorporated changes from PFCs:..changed version number from v1.1 to v1.2..added element 'sup2' and 'sub2' to sup and subJD: 03/02/03 Incorporated changes from PFCs:..changed version number from v1.0 to v1.1..added element 'filelist' to root content model..added element 'other-filing' to transmittal-info..added (last-name | orgname) option to %name_group;..removed br from b, i, smallcapsDecember 2001..released version number as v1.0********************************************************************************Root element, pkgheaderAttributes: lang = language of application - use ISO639 language code dtd-version = dtd version number file = filename of the whole application status = status of the application; values: new = new application--> <!ELEMENT pkgheader (wad-message-digest , transmittal-info , ip-type , filelist? , application-software? , transmission-type? , payment?)> <!ATTLIST pkgheader lang CDATA #REQUIRED dtd-version CDATA #IMPLIED file CDATA #IMPLIED status CDATA #IMPLIED > <!-- Contents of the file received. See Section 704(a): 'and may, at the option of the Office, also indicate or contain such information as (v) the names and sizes of the electronic files received; (vi) the dates of creation of the electronic files received;..." attributes: doc-name = name of the document file-name = name of the electronic file size = size of the file date-produced = date of creation of the file--> <!ELEMENT file-content EMPTY> <!ATTLIST file-content doc-name CDATA #REQUIRED file-name CDATA #REQUIRED size CDATA #IMPLIED date-produced CDATA #IMPLIED number-of-notification CDATA #IMPLIED > <!-- Credit card used as payment method--> <!ELEMENT credit-card EMPTY> <!ATTLIST credit-card number CDATA #REQUIRED expires CDATA #REQUIRED name CDATA #IMPLIED postal-code CDATA #IMPLIED > <!-- Deposit account information--> <!ELEMENT account EMPTY> <!ATTLIST account number CDATA #REQUIRED account-type CDATA #REQUIRED name CDATA #IMPLIED > <!-- Total amount of fees due--> <!ELEMENT fee-total EMPTY> <!ATTLIST fee-total amount CDATA #REQUIRED > <!-- Amount due--> <!ELEMENT fee EMPTY> <!ATTLIST fee fee-code CDATA #REQUIRED amount CDATA #REQUIRED quantity CDATA #IMPLIED currency CDATA #REQUIRED > <!-- Information regarding notice--> <!ELEMENT notice-info (response-term? , applicant-name* , agent-info? , reason-for-rejection-info? , drafting-document-info?)> <!ATTLIST notice-info notice-id-ref CDATA #REQUIRED > <!-- Response term of invitation. Attributes: term = period of time division = discernment of month or day--> <!ELEMENT response-term EMPTY> <!ATTLIST response-term unit-of-time CDATA #REQUIRED value CDATA #REQUIRED > <!-- Publication reference information: publication number, date, etc (INID 11, ST.32:B110)--> <!ELEMENT publication-reference (document-id)> <!ATTLIST publication-reference id ID #IMPLIED > <!-- Application reference information: application number, country (INID 21, ST.32:B210)--> <!ELEMENT application-reference (document-id)> <!ATTLIST application-reference id ID #IMPLIED appl-type CDATA #IMPLIED > <!-- Document identification refers to patents (and patent applications) only. See WIPO ST.14--> <!ELEMENT document-id (country , doc-number , kind? , name? , date?)> <!ATTLIST document-id lang CDATA #IMPLIED > <!-- Reference to an appealed application--> <!ELEMENT appeal-reference (doc-number , date?)> <!ATTLIST appeal-reference appeal-type CDATA #REQUIRED > <!-- Name: If no distinction or detail can be given. Also to be used for: personal (natural person) and corporate (legal entity) names--> <!ELEMENT name (#PCDATA)> <!ATTLIST name name-type (legal | natural ) #IMPLIED > <!-- Title of the Invention: (INID 54, ST.32:B540/B542) Preferably two to seven words when in English or translated into English and precise. (Rule 4.3) Recommended id = 'invt'--> <!ELEMENT invention-title (#PCDATA | b | i | u | o | sup | sub)*> <!ATTLIST invention-title id ID #IMPLIED lang CDATA #IMPLIED > <!-- Underscore: style - single is default--> <!ELEMENT u (#PCDATA | b | i | smallcaps | sup | sub)*> <!ATTLIST u style (single | double | dash | dots ) 'single' > <!-- Overscore: style - single is default--> <!ELEMENT o (#PCDATA | b | i | smallcaps | sup | sub)*> <!ATTLIST o style (single | double | dash | dots | leftarrow | rightarrow | leftrightarrow ) 'single' > <!-- List of files received--> <!ELEMENT filelist (file-content+)> <!-- Wrapped Application Documents message digest--> <!ELEMENT wad-message-digest (#PCDATA)> <!-- Payment method--> <!ELEMENT payment (fee+ , fee-total , (account | credit-card | other-method))> <!-- Other payment method. Specify--> <!ELEMENT other-method (#PCDATA)> <!-- Transmission type; e.g., submission or dispatch, etc.--> <!ELEMENT transmission-type (#PCDATA)> <!-- The software used to generate the XML document instance--> <!ELEMENT application-software (software-name , software-version , software-message?)> <!-- Any message (e.g., parser response text) returned by the software used to create the document--> <!ELEMENT software-message (#PCDATA)> <!-- The version of the software used to create the document--> <!ELEMENT software-version (#PCDATA)> <!-- The name of the software used to create the document--> <!ELEMENT software-name (#PCDATA)> <!-- Intellecutal Property type--> <!ELEMENT ip-type (#PCDATA)> <!-- Transmittal information--> <!ELEMENT transmittal-info (new-application | subsequent-filing | office-to-office | office-to-applicant)> <!-- Document transfer information from office to applicant--> <!ELEMENT office-to-applicant (from , invention-title? , confirmation-number? , receipt-list-info? , file-reference-id? , (application-reference+ | (patent-reference , application-reference+)) , notice-info* , total-number-of-notifications?)> <!-- The total number of cases ready for notice--> <!ELEMENT total-number-of-notifications (#PCDATA)> <!-- A list of the receipts produced by the Office in response to query "what did I send you?"--> <!ELEMENT receipt-list-info (applicant-name? , receipt-number*)> <!-- Notification to the applicant of the document code of the object to draft--> <!ELEMENT drafting-document-info (document-code? , (receipt-number | dispatch-id))> <!-- Dispatch identifier--> <!ELEMENT dispatch-id (#PCDATA)> <!-- Receipt number--> <!ELEMENT receipt-number (#PCDATA)> <!-- The Japanese applicant is demanding the notice of the reason for rejection--> <!ELEMENT reason-for-rejection-info (reason-code , text)> <!-- Code of the reason for rejection--> <!ELEMENT reason-code (#PCDATA)> <!-- Information regarding the agent (without address information)--> <!ELEMENT agent-info (agent-name+ | customer-number)> <!-- Customer number for agents by office--> <!ELEMENT customer-number (#PCDATA)> <!-- The name of the agent (without address information)--> <!ELEMENT agent-name (%name_group;)> <!-- The name of the applicant (without address information) (ST.32:B711)--> <!ELEMENT applicant-name (%name_group;)> <!-- Document transfer information between offices.--> <!ELEMENT office-to-office (invention-title? , first-named-applicant? , confirmation-number? , application-reference , publication-reference? , file-reference-id? , from? , to?)> <!-- The office that sends the document--> <!ELEMENT from (country)> <!-- Subsequent filing information, before Issue Date--> <!ELEMENT subsequent-filing (invention-title? , first-named-applicant , confirmation-number? , file-reference-id? , appeal-reference? , (application-reference+ | (patent-reference , application-reference+)) , document-code* , to)> <!-- Patent reference information: patent number, date, etc--> <!ELEMENT patent-reference (document-id)> <!-- Document kind code; e.g., A1 (INID 13, ST.32:B130)--> <!ELEMENT kind (#PCDATA)> <!-- Date: components of a date. Format: YYYYMMDD--> <!ELEMENT date (#PCDATA)> <!-- The number of the referenced patent (or application) document--> <!ELEMENT doc-number (#PCDATA)> <!-- Confirmation number from office--> <!ELEMENT confirmation-number (#PCDATA)> <!-- New application information from applicant to office--> <!ELEMENT new-application (invention-title? , first-named-applicant? , file-reference-id? , document-code* , to)> <!-- The office that receives the document--> <!ELEMENT to (country)> <!-- For reference to non-PCT document from national office; code defined by national office--> <!ELEMENT document-code (#PCDATA)> <!-- Applicant's or agent's file reference, if desired, 12 characters maximum--> <!ELEMENT file-reference-id (#PCDATA)> <!-- First applicant name in applicant group--> <!ELEMENT first-named-applicant (%name_group; , address?)> <!-- Address components: Address formats differ from country to country If no structure possible use text--> <!ELEMENT address (%address_group;)> <!-- If no structure is possible, enter text (without markup)--> <!ELEMENT text (#PCDATA)> <!-- Country: use ST.3 country code; e.g. DE, FR, GB, NL, etc. Also includes EP, WO--> <!ELEMENT country (#PCDATA)> <!-- Postal code or zip code--> <!ELEMENT postcode (#PCDATA)> <!-- Region of country; e.g., state, province, etc.--> <!ELEMENT state (#PCDATA)> <!-- County, parish, department, etc (mainly UK, USA)--> <!ELEMENT county (#PCDATA)> <!-- City or town name--> <!ELEMENT city (#PCDATA)> <!-- Street may contain house number or name--> <!ELEMENT street (#PCDATA)> <!-- Building information in address; e.g., Hoffman building--> <!ELEMENT building (#PCDATA)> <!-- Address floor; e.g., 10th--> <!ELEMENT address-floor (#PCDATA)> <!-- Address room; e.g., Room 55B--> <!ELEMENT room (#PCDATA)> <!-- Post Office Box number--> <!ELEMENT pobox (#PCDATA)> <!-- Organizational mail code--> <!ELEMENT mailcode (#PCDATA)> <!-- Address, fifth line--> <!ELEMENT address-5 (#PCDATA)> <!-- Address, fourth line--> <!ELEMENT address-4 (#PCDATA)> <!-- Address, third line--> <!ELEMENT address-3 (#PCDATA)> <!-- Address, second line--> <!ELEMENT address-2 (#PCDATA)> <!-- Address, first line--> <!ELEMENT address-1 (#PCDATA)> <!-- Registered number--> <!ELEMENT registered-number (#PCDATA)> <!-- Synonym--> <!ELEMENT synonym (#PCDATA)> <!-- Department, division, section, etc. name--> <!ELEMENT department (#PCDATA)> <!-- Organisation name or company name--> <!ELEMENT orgname (#PCDATA)> <!-- Role; e.g., President, Chairman, etc.--> <!ELEMENT role (#PCDATA)> <!-- SDOBI : Individual id--> <!ELEMENT iid (#PCDATA)> <!-- Name suffix (e.g., II, Jr., Dip., Ing., BA, etc.)--> <!ELEMENT suffix (#PCDATA)> <!-- Middle name(s) or initial(s)--> <!ELEMENT middle-name (#PCDATA)> <!-- First or given name(s), initial(s)--> <!ELEMENT first-name (#PCDATA)> <!-- Last, family, surname--> <!ELEMENT last-name (#PCDATA)> <!-- Title: e.g., Mr., Mrs., Dr. etc--> <!ELEMENT prefix (#PCDATA)> <!-- Bold formatting for text--> <!ELEMENT b (#PCDATA | i | u | o | smallcaps | sup | sub)*> <!-- Italic formatting for text--> <!ELEMENT i (#PCDATA | b | u | o | smallcaps | sup | sub)*> <!-- Small capitals--> <!ELEMENT smallcaps (#PCDATA | b | u | i | o)*> <!-- Subscripted text--> <!ELEMENT sub (#PCDATA | b | u | i | o | sup2 | sub2)*> <!-- Superscripted text--> <!ELEMENT sup (#PCDATA | b | u | i | o | sup2 | sub2)*> <!-- Subscripted text--> <!ELEMENT sub2 (#PCDATA | b | u | i | o)*> <!-- Superscripted text--> <!ELEMENT sup2 (#PCDATA | b | u | i | o)*>
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