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<!ENTITY % name_group "((name | (prefix? , (last-name | orgname) , first-name? , middle-name? , suffix? , iid? , role? , orgname? , department? , synonym*)) , registered-number?)"> <!ENTITY % address_group "((address-1? , address-2? , address-3? , address-4? , address-5? , mailcode? , pobox? , room? , address-floor? , building? , street? , city? , county? , state? , postcode? , country) | text)"> <!--********************************************************************************* IPRP (International Preliminary Report on Patentability) v1.2 2010 APRIL ********************************************************************************** PUBLIC "-//WIPO//DTD IPRP 1.2//EN" "iprp-v1-2.dtd" ********************************************************************************** http://www.wipo.int/pct-safe/epct/schemaDocs/1.9/iprp-v1-2.dtd ********************************************************************************** contacts: ** EPO: Paul Brewin; pbrewin@epo.org ** JPO: Hideto Tanaka; tanaka-hideto@jpo.go.jp ** USPTO: Bruce B. Cox; bruce.cox@uspto.gov ** WIPO: Shuhei YOSHIURA; shuhei.yoshiura@wipo.int ********************************************************************************** revision history *********************************************************************************MO: 01/07/08 incorporated changes from PFCs:..changed version number from v1.1 to v1.2..added attribute 'email-purpose' to email (PFC08/006)MO: 01/01/07 incorporated changes from PFCs:..changed version number from v1.0 to v1.1..implementation of PFC06/001..added element 'sup' to u (PFC06/003)..added element 'sup' to i (PFC06/003)..added element 'sup' to b (PFC06/003)..added element 'sub' to u (PFC06/003)..added element 'sub' to i (PFC06/003)..added element 'sub' to b (PFC06/003)..added element 'o' to invention-title, b, i, sup, sup2, sub, sub2, heading, claim-text, p, small-caps, dt, dd, li, crossref, figref, othercit, statement (PFC06/003)..added element 'address-4' to address (PFC06/005)..added element 'address-5' to address (PFC06/005)January 2005..released version number as v1.0******************************************************************************** **************************************************************************** * SECTION I - DECLARATION, ENT. REFs, ISO sets, etc * ****************************************************************************--> <!-- import character entity set. Download from: http://pcteasy.wipo.int/efiling_standards/schemaDocs/wipo.ent Note that nsgmls-based parsers (SP, Near and Far Designer, etc.) may not be able to process this file for reasons described below in MathML comments. --> <!--ENTITY % wipo PUBLIC "-//WIPO//ENTITIES WIPO 1.0//EN" "wipo.ent">%wipo;--> <!-- **************************************************************************** * INCLUDE COMPONENT DTDS (MATHML, OASIS EXCHANGE TABLE MODEL * ****************************************************************************--> <!-- DTD MathML2: maintained by W3C. Download from: http://www.w3.org/TR/MathML2/DTD-MathML-20010221.zip If using nsgmls-based parser (SP, Near and Far Designer, etc.) uncomment 'mathml-charent-module' switch below or replace the referenced MathML2 DTD with the version downloadable from: http://www.w3.org/Math/DTD/dtd-sp.zip This notice copied from: http://www.w3.org/Math/DTD/ "DTD for nsgmls Some systems (including the popular nsgmls parser) may not be able to process files using 'plane 1' characters which have Unicode numbers higher than #xFFFF. The versions of the DTD provided here incoprorate the modifications mentioned above, but the high characters are replaced by the equivalent mchar construct <mchar name="..." /> this allows the DTD to be read and for MathML files to be validated using such sytems."--> <!--ENTITY % mathml-charent.module "IGNORE" --> <!ENTITY % MATHML.prefixed "IGNORE"> <!ENTITY % MATHML.xmlns ""> <!-- import MathML2 dtd --> <!ENTITY % mathml2 PUBLIC "-//W3C//DTD MathML 2.0//EN" "mathml2.dtd">%mathml2; <!-- DTD OASIS Open XML Exchange Table Model. Maintained by OASIS; download from: http://www.oasis-open.org/specs/soextblx.dtd Note that the FPI in soextblx.dtd refers to itself as 'calstblx'. That convention has been followed here.--> <!-- create content for title element in table --> <!ENTITY % title " <!ELEMENT title (#PCDATA | b | i | u | sup | sub | smallcaps)* > "> <!ELEMENT title (#PCDATA | b | i | u | sup | sub | smallcaps)*> <!-- override OASIS Exchange <entry> model --> <!ENTITY % tbl.entry.mdl "(#PCDATA | b | i | u | sup | sub | smallcaps | br | patcit | nplcit | bio-deposit | crossref | img | dl | ul | ol | chemistry | maths)* "> <!-- import OASIS Exchange model --> <!ENTITY % calstblx PUBLIC "-//OASIS//DTD XML Exchange Table Model 19990315//EN" "soextblx.dtd">%calstblx; <!-- **************************************************************************** * SECTION II - DTD * **************************************************************************** This DTD is based on WIPO PCT IPEA Form 409 INTERNATIONAL PRELIMINARY REPORT ON PATENTABILITY and Form PCT/IPEA/416 (January 2004) NOTIFICATION OF TRANSMITTAL OF INTERNATIONAL PRELIMINARY REPORT ON PATENTABILITY (Chapter II of the Patent Cooperation Treaty) * see: http://www.wipo.int/pct/en/forms/ipea/index.htm ************************************************************************** Notes: Attributes: id = unique id lang = language of application - use ISO639 language code dtd-version = dtd version number file = filename of the whole application status = status of the application; values: new = new application iprp-office = WIPO ST.3 code for application date-produced = YYYYMMDD e.g, 20011230--> <!ELEMENT iprp (doc-page+ | (iprp-info , iprp-written-opinion? , iprp-annex* , pct-art34* , office-specific-iprp-data*))> <!ATTLIST iprp lang CDATA #IMPLIED dtd-version CDATA #IMPLIED file CDATA #IMPLIED status CDATA #IMPLIED date-produced CDATA #IMPLIED iprp-office CDATA #REQUIRED id IDREF #IMPLIED > <!-- Office is the ST.3 country code, including the regional authorities. Office-dtd is the file which contains the DTD for the office-specific elements.--> <!ELEMENT office-specific-iprp-data EMPTY> <!ATTLIST office-specific-iprp-data office CDATA #REQUIRED office-dtd CDATA #REQUIRED file CDATA #REQUIRED id ID #IMPLIED lang CDATA #IMPLIED status CDATA #IMPLIED > <!ELEMENT pct-art34-doc EMPTY> <!ATTLIST pct-art34-doc file CDATA #REQUIRED lang CDATA #IMPLIED status CDATA #IMPLIED carriers (internal-electronic | external-electronic | paper ) #IMPLIED file-type (xml | pdf | txt | tif | zip | jpg ) #REQUIRED > <!ELEMENT iprp-annex-doc EMPTY> <!ATTLIST iprp-annex-doc file CDATA #REQUIRED lang CDATA #IMPLIED status CDATA #IMPLIED carriers (internal-electronic | external-electronic | paper ) #IMPLIED file-type (xml | pdf | txt | tif | zip | jpg ) #REQUIRED > <!-- PCT WRITTEN OPINION OF THE INTERNATIONAL SEARCHING AUTHORITY (ISA) (PCT Rule 43bis.1) DRAFT FORM PCT/ISA/237) (The following data is taken from srep-info area): - Correspondence address - Date of mailing (day/month/year) - Applicant s or agent s file reference - International application No. - International filing date (day/month/year) - Priority date (day/month/year) - International Patent Classification (IPC) or both national classification and IPC - Applicant name (followed by the text:) FOR FURTHER ACTION If a demand for international preliminary examination is made, this opinion will, except in certain cases where this Authority does not also act as International Preliminary Examining Authority, be considered to be a written opinion of the International Preliminary Examining Authority. In this case, the applicant is invited to submit to the International Preliminary Examining Authority a written reply together, where appropriate, with amendments before the expiration of 3 months from the date of mailing of Form PCT/ISA/220 or before the expiration of 22 months from the priority date, whichever expires later.--> <!ELEMENT iprp-written-opinion (doc-page+ | (basis-of-iprp-opinion , priority-opinion? , non-establishment-of-opinion? , unity-of-invention? , pct-rule66-2-statement , opinion-citations , defect-in-application? , observation-on-application? , text*))> <!ATTLIST iprp-written-opinion consideration-srep-opinion (yes | no ) #REQUIRED final-date CDATA #REQUIRED number-of-times CDATA #REQUIRED > <!-- (PCT/ISA/237 - Box II) - Priority--> <!ELEMENT priority-opinion (earlier-appl? , claim-invalid? , additional-info?)> <!ATTLIST priority-opinion valid CDATA #IMPLIED > <!-- Form PCT/IPEA/409 IPRP identification information group element--> <!ELEMENT iprp-info (correspondence-address? , file-reference-id? , application-reference+ , date-of-earliest-priority? , classification-ipc? , classification-national? , applicant-name , iprp-sheet-of-annexes , iprp-admin? , iprp-basis , iprp-priority? , non-establishment-of-opinion? , iprp-unity-of-invention , pct-art35-2-statement , iprp-citations? , defect-in-application? , observation-on-application? , text*)> <!ATTLIST iprp-info total-page-count CDATA #IMPLIED > <!-- Rule 70.10: Any published application ... shall be accompanied by ... its claimed priority date (if any). In respect of the priority date of any such document, the report may indicate that, in the opinion of the International Preliminary Examining Authority, such date has not been validly claimed.--> <!ELEMENT priority-date (#PCDATA)> <!ATTLIST priority-date priority-valid (yes | no ) 'yes' > <!-- Reference to other documents, either patent literature (patcit) or non-patent literature (nplcit) Recommended id = 'cit0001', 'cit0002', etc.--> <!ELEMENT citation ((patcit | nplcit) , (rel-passage* , category* , rel-claims*)* , corresponding-docs* , classification-ipc? , classifications-ipcr? , classification-national? , doi?)> <!ATTLIST citation id ID #IMPLIED srep-phase CDATA #IMPLIED > <!ELEMENT classifications-ipcr (classification-ipcr+)> <!ATTLIST classifications-ipcr id ID #IMPLIED > <!-- International Patent Classification (IPC) data;--> <!ELEMENT classification-ipcr ((ipc-version-indicator , classification-level? , section , class , subclass , main-group? , subgroup? , symbol-position? , classification-value? , action-date? , generating-office? , classification-status? , classification-data-source?) | text)> <!ATTLIST classification-ipcr id ID #IMPLIED sequence CDATA #IMPLIED > <!-- (PCT/ISA/237 ) - Box No. IV Lack of unity of invention (3) This Authority considers that the requirement of unity of invention in accordance with Rule 13.1, 13.2 and 13.3 is complied with not complied with for the following reasons--> <!ELEMENT compliance-unity-invention (p*)> <!ATTLIST compliance-unity-invention unity-complied (yes | no ) #REQUIRED > <!-- In response to the invitation (Form PCT/ISA/206) to pay additional fees the applicant has: Attribute values: (PCT/ISA/237 ) 1 = paid additional fees 2 = paid additional fees under protest 3 = not paid additional fees 4 = not used (PCT/IPEA/409 and PCT/IPEA/408 ) 1 = restricted the claims 2 = paid additional fees 3 = paid additional fees under protest 4 = neither restricted nor paid additional fees--> <!ELEMENT invitation-pay-additional-fees EMPTY> <!ATTLIST invitation-pay-additional-fees unity-fee-code (1 | 2 | 3 | 4 | 5 ) #REQUIRED > <!-- (PCT/ISA/237 and PCT/IPEA/408 ) The tables related to the nucleotide and/or amino acid sequence listing, if in computer readable form only, do not comply with the technical requirements provided for in Annex C-bis of the Administrative Instructions. (PCT/IPEA/409 ) The tables related to the nucleotide and/or amino acid sequence listing do not comply with the technical requirements provided for in Annex C-bis of the Administrative Instructions in that the computer readable form:--> <!ELEMENT annex-c-bis EMPTY> <!ATTLIST annex-c-bis e-tables-missing (yes | no ) #REQUIRED format-error (yes | no ) #REQUIRED > <!-- The nucleotide and/or amino acid sequence listing does not comply with the standard provided for in Annex C of the Administrative Instructions in that:--> <!ELEMENT annex-c EMPTY> <!ATTLIST annex-c e-tables-missing (yes | no ) #REQUIRED format-error (yes | no ) #REQUIRED no-payment (yes | no ) #REQUIRED > <!-- (PCT/ISA/237 - Box II) Priority 1. The following document has not yet been furnished: Attribute vakue: 1 = copy of the earlier application whose priority has been claimed (Rules 43bis.1 and 66.7(a)). 2 = translation of the earlier application whose priority has been claimed (Rules 43bis.1 and 66.7(b)). Consequently it has not been possible to consider the validity of the priority claim. This opinion has nevertheless been established on the assumption that the relevant date is the claimed priority date.--> <!ELEMENT earlier-appl EMPTY> <!ATTLIST earlier-appl prio-code (1 | 2 ) #REQUIRED > <!-- 1. With regard to the language, this report is based on the international application in the language in which it was filed, unless otherwise indicated under this item. This report is based on translations from the original language into the following language ____________________ , which is the language of a translation furnished for the purposes of: international search (under Rules 12.3 and 23.1(b)) publication of the international application (under Rule 12.4) international preliminary examination (under Rules 55.2 and/or 55.3)--> <!ELEMENT basis-language-for-examination EMPTY> <!ATTLIST basis-language-for-examination lang CDATA #REQUIRED examin-lang (originally-filed | publication | translation-isa | translation-iprp ) 'originally-filed' > <!-- c. time of filing/furnishing--> <!ELEMENT sequence-listing-filing-time (#PCDATA)> <!ATTLIST sequence-listing-filing-time in-application (yes | no ) #REQUIRED together-with-application (yes | no ) #REQUIRED furnished-for-search (yes | no ) #REQUIRED amendment (yes | no ) #IMPLIED > <!-- b. format of material--> <!ELEMENT sequence-listing-material-format EMPTY> <!ATTLIST sequence-listing-material-format paper (yes | no ) #REQUIRED electronic (yes | no ) 'yes' > <!-- a. type of material--> <!ELEMENT sequence-listing-material-type EMPTY> <!ATTLIST sequence-listing-material-type sequence-listing (yes | no ) 'yes' table (yes | no ) #REQUIRED > <!-- The drawings: pages ____________________________________________________________________ as originally filed/furnished pages* ___________________________________ received by this Authority on _____________________________ pages* ___________________________________ received by this Authority on _____________________________--> <!ELEMENT iprp-basis-drawings (text | (rel-pages+ | rel-figures+)+)> <!ATTLIST iprp-basis-drawings basis (originally-filed | with-demand | with-letter ) #REQUIRED date-letter-received CDATA #IMPLIED > <!-- The claims: pages ____________________________________________________________________ as originally filed/furnished pages* ___________________________________________ as amended (together with any statement) under Article 19 pages* _________ received by this Authority on _____________________________ pages* ___________________________________ received by this Authority on _____________________________--> <!ELEMENT iprp-basis-claims (text | claim-num+)> <!ATTLIST iprp-basis-claims basis (originally-filed | under-art19 | with-demand | with-letter ) #REQUIRED date-letter-received CDATA #IMPLIED > <!-- The description: pages ____________________________________________________________________ as originally filed/furnished pages* ___________________________________ received by this Authority on _____________________________ pages* ___________________________________ received by this Authority on _____________________________--> <!ELEMENT iprp-basis-description (text | (rel-pages | rel-para)+)> <!ATTLIST iprp-basis-description basis (originally-filed | with-demand | with-letter ) #REQUIRED date-letter-received CDATA #IMPLIED > <!-- A signature represented by electronic means--> <!ELEMENT electronic-signature (basic-signature | enhanced-signature)> <!ATTLIST electronic-signature date CDATA #REQUIRED place-signed CDATA #IMPLIED > <!-- A TIFF image of a signature--> <!ELEMENT fax-image EMPTY> <!ATTLIST fax-image file CDATA #REQUIRED > <!-- 2. This REPORT consists of a total of ___________ sheets, including this cover sheet.--> <!ELEMENT iprp-sheet-of-annexes (iprp-annexes-sheet? , iprp-annexes-electronic-carrier?)> <!ATTLIST iprp-sheet-of-annexes page-count CDATA #IMPLIED > <!-- A total of (indicate type and number of electronic carrier(s)) ________________ , containing a sequence listing and/or tables related thereto, in computer readable form only, as indicated in the Supplemental Box Relating to Sequence Listing (see Section 802 of the Administrative Instructions).--> <!ELEMENT iprp-annexes-electronic-carrier EMPTY> <!ATTLIST iprp-annexes-electronic-carrier quantity CDATA #IMPLIED > <!-- 3. This report is also accompanied by ANNEXES, comprising: a. a total of ___________ sheets, as follows:--> <!ELEMENT iprp-annexes-sheet (iprp-beyond-disclosure? , iprp-rectifications-authorized?)> <!ATTLIST iprp-annexes-sheet page-count CDATA #IMPLIED > <!-- Domestic or national classification. (INID 52, ST.32:B520)--> <!ELEMENT classification-national (country , edition? , main-classification , further-classification* , (additional-info | linked-indexing-code-group | unlinked-indexing-code)* , text?)> <!ATTLIST classification-national id ID #IMPLIED > <!-- International Patent Classification (IPC) data; (INID 51, ST.32:B510)--> <!ELEMENT classification-ipc (edition , main-classification , further-classification* , (additional-info | linked-indexing-code-group | unlinked-indexing-code)* , text?)> <!ATTLIST classification-ipc id ID #IMPLIED > <!-- Further/secondary classification (ST.32:B512/B522)--> <!ELEMENT further-classification (#PCDATA)> <!ATTLIST further-classification id ID #IMPLIED sequence CDATA #IMPLIED > <!-- Paragraph Recommended id = p0001, p0002, etc. num = 0001, 0002, etc. Note: paragraphs may occur in sections other than the description and at different times eg. for the abstract, in this case use for example "p0001a"; amended claims: "p0001ac", etc. --> <!ELEMENT p (#PCDATA | b | i | u | o | sup | sub | smallcaps | br | pre | dl | ul | ol | crossref | figref | patcit | nplcit | bio-deposit | img | chemistry | maths | tables | table-external-doc)*> <!ATTLIST p id ID #IMPLIED num CDATA #REQUIRED > <!-- References a stand-alone table authored with the table-external DTD.--> <!ELEMENT table-external-doc (#PCDATA)> <!ATTLIST table-external-doc id ID #IMPLIED file CDATA #REQUIRED lang CDATA #IMPLIED carriers (internal-electronic | external-electronic | paper ) #IMPLIED external-type (math | chemistry | program-listing | other ) #IMPLIED status CDATA #IMPLIED > <!-- TABLES This is image data or coded according to OASIS Exchange model with modified cell 'entry' content. Recommended id = tabl0001, tabl0002, etc.--> <!ELEMENT tables (img | table)> <!ATTLIST tables id ID #IMPLIED num CDATA #REQUIRED > <!-- Definition list Recommended id = dlis0001, dlis0002, etc.--> <!ELEMENT dl (dt , dd)+> <!ATTLIST dl tsize CDATA #IMPLIED compact (compact ) #IMPLIED id ID #IMPLIED > <!-- Term to be defined Recommended id = dtrm0001, dtrm0002, etc.--> <!ELEMENT dt (#PCDATA | b | i | u | o | sup | sub | smallcaps)*> <!ATTLIST dt id ID #IMPLIED > <!-- Unordered Lists list-style may be empty for lists with no bullet or other symbol default list-style is 'bullets' Recommended id = ulis0001, ulis0002, etc.--> <!ELEMENT ul (li+)> <!ATTLIST ul id ID #IMPLIED list-style (bullet | dash | none ) 'bullet' compact (compact ) #IMPLIED > <!-- List item Recommended id = list0001, list0002, etc.--> <!ELEMENT li (#PCDATA | b | i | u | o | sup | sub | smallcaps | br | pre | patcit | nplcit | bio-deposit | crossref | figref | img | dl | ul | ol | chemistry | maths)*> <!ATTLIST li id ID #IMPLIED num CDATA #IMPLIED > <!-- MATHEMATICS This is image data or coded according to mathml, version 2 Recommended id = math0001, math0002, etc.--> <!ELEMENT maths (img | (math , img?))> <!ATTLIST maths id ID #IMPLIED num CDATA #REQUIRED > <!-- Chemistry Chemical formulae, ring structures, Markush structures, etc. For now treat as image data. Depending on industry support we may use, e.g., chemML, CML later Recommended id = chem0001, chem0002, etc--> <!ELEMENT chemistry (img | (chem , img?))> <!ATTLIST chemistry id ID #IMPLIED num CDATA #REQUIRED > <!-- This is a pointer to an external DTD for chemical markup - to be determined. For EPO probably CML; http://www.xml-cml.org/--> <!ELEMENT chem EMPTY> <!ATTLIST chem id ID #IMPLIED file CDATA #REQUIRED chem-type CDATA #IMPLIED > <!-- Ordered Lists: attribute 'ol-style' Recommded use: 1 arablic numbers 1, 2, 3, ... a lower alpha a, b, c, ... A upper alpha A, B, C, ... i lower roman i, ii, iii, ... I upper roman I, II, III, ...--> <!ELEMENT ol (li+)> <!ATTLIST ol id ID #IMPLIED compact (compact ) #IMPLIED ol-style CDATA #IMPLIED > <!-- Image data Image is used for any kind of image: art work, figures, complex work units (math, tables, chemistry), etc. Recommended: id = i0001, i0002, etc. he, wi = "11" - milimeters - height, width; file = file name,location; label - not used; alt = alternate text if image not shown; img-content = drawing is the default; img-format = common will be tiff, st33 and st35 in for backward compatibilty and, later, publication. orientation = orientation of the image (portrait | landscape). Default is portrait inline = (yes | no). Whether the image is to be presented inline or separated by line breaks. Default is no.--> <!ELEMENT img EMPTY> <!ATTLIST img id ID #IMPLIED he CDATA #REQUIRED wi CDATA #REQUIRED file CDATA #REQUIRED alt CDATA #IMPLIED img-content (drawing | photograph | character | dna | undefined | chem | table | math | program-listing | flowchart | graph ) 'drawing' img-format (jpg | tif | st33 | st35 ) #REQUIRED orientation (portrait | landscape ) 'portrait' inline (yes | no ) 'no' > <!-- A reference to a figure; e.g., "...as shown in <figref idref='f0001'>figure <b>1 </b> </figref>..."--> <!ELEMENT figref (#PCDATA | b | i | u | o | sup | sub | smallcaps)*> <!ATTLIST figref idref IDREFS #IMPLIED num CDATA #IMPLIED > <!-- Cross reference to any other element with an identifier (id)--> <!ELEMENT crossref (#PCDATA | b | i | u | o | sup | sub | smallcaps)*> <!ATTLIST crossref idref IDREF #REQUIRED > <!-- Biological deposit citation (US EFS: biological-deposit) (INID 83, ST.32:B830) According to PCT Rule 13bis, EPC Rule 28 This covers all bio data references long and short within the description and/or claims Recommended id = biod0001, biod0002, etc.--> <!ELEMENT bio-deposit (depositary , bio-accno , date? , term? , dtext?)> <!ATTLIST bio-deposit id ID #IMPLIED num CDATA #REQUIRED url CDATA #IMPLIED dnum CDATA #IMPLIED > <!-- Non-Patent Literature (NPL) CITation; Notes: This can be free text data without any structure (#PCDATA) which is NOT recommended or it can be highly structured data which is marked up according to ST.14 and ISO 690 layout; This part of the DTD has used many different sources for element names and DTD structure and reference: AACR2 / MARC ISO 12083 - Electronic manuscript prep. and markup. DTD Association of American Publishers (AAP) Z39.59 DTD European Working Group for SGML (EWS) MAJOUR DTD SuperJournal Full Article DTD www.superjournal.ac.uk/sj Elsevier DTD Medline DTD (NLM) Attributes (recommended): id - ncit0001, ncit0002, etc num - 0001, 0002 npltype - The TYPE of citation is office specific (recommended):; A - Abstract citation of no specific kind B - Book citation I - Bilogical abstract citation C - Chemical abstracts citation E - Database citation D - Derwent citation P - Patent cited within NPL group J - Patent Abstracts of Japan citation (REC 067) S - Serial / Journal / Periodical citation W - World Wide Web / Internet search citation medium - the type of medium e.g., CD (CD-ROM), MT (Magnetic Tape), DISK, ONLINE file - file name on local systems eg. XP number in EPO url - where possible give full web link to document--> <!ELEMENT nplcit ((text | article | book | online | othercit) , rel-passage*)> <!ATTLIST nplcit id ID #IMPLIED num CDATA #IMPLIED lang CDATA #IMPLIED file CDATA #IMPLIED npl-type CDATA #IMPLIED medium CDATA #IMPLIED url CDATA #IMPLIED > <!-- Reference number (general); for the EPO this is the XP number--> <!ELEMENT refno (#PCDATA)> <!ATTLIST refno id ID #IMPLIED > <!-- Classification code; e.g., ipc, dewey etc.--> <!ELEMENT class (#PCDATA)> <!ATTLIST class class-type CDATA #IMPLIED > <!-- Subordinate responsibility; e.g., editor, translator, etc.--> <!ELEMENT subname (%name_group; | addressbook)> <!ATTLIST subname subname-type (editor | translator | other-subname-type ) 'editor' > <!-- Author Prime responsibility for the work there is no distinguishing between personal and corporate authors <author> followed by name or addressbook information use the ID attribute if, for example, there is a need to distinguish between multiple authors. Can also include affiliation details Recommended id = auth0001, auth0002, etc.--> <!ELEMENT author (%name_group; | addressbook)> <!ATTLIST author id ID #IMPLIED > <!-- PATENT CITATIONS: (ST.32:B561) Patent Citation within abstract, description or claims. For patent citations within Search Report see Search Report DTD Notes: Tags arranged according to WIPO ST.14 order. This can be free text data without any structure (text). Example: <patcit id='pcit0001' dnum='US4793675A' dnum-type='publication number'> <document-id> <country>US </country> <doc-number>4793675 </doc-number> <kind>A </kind> <name>Handa </name> <date>19881227 </date> </document-id> </patcit> Note: It is NOT expected that the applicant will create the tagged data - it could be generated from a 'pull down' data entry form or generated from internal SR databases Attributes (recommended): id - pcit0001, pcit0002, etc. num - 0001, 0002, etc. dnum - use full number as one string, eg, "US5401234A"; url - where possible give full web link to patent file - file name eg. if stored on local systems dnum-type - type of document number (e.g., application number, publication number)--> <!ELEMENT patcit (text | (document-id , rel-passage*))> <!ATTLIST patcit id ID #IMPLIED num CDATA #IMPLIED dnum CDATA #IMPLIED dnum-type CDATA #IMPLIED file CDATA #IMPLIED url CDATA #IMPLIED > <!-- This element is one method to identify content consisting of text objects that require preservation (pre) of their whitespace in order to preserve internal logical relationships. (e.g., sequence listing fragments, computer program listings)--> <!ELEMENT pre (#PCDATA)> <!ATTLIST pre id ID #IMPLIED xml:space (preserve | default ) #IMPLIED listing-type (sequence | program-listing | other ) #REQUIRED > <!-- Underscore: style - single is default--> <!ELEMENT u (#PCDATA | b | i | smallcaps | sup | sub)*> <!ATTLIST u style (single | double | dash | dots ) 'single' > <!-- Overscore: style - single is default--> <!ELEMENT o (#PCDATA | b | i | smallcaps | sup | sub)*> <!ATTLIST o style (single | double | dash | dots | leftarrow | rightarrow | leftrightarrow ) 'single' > <!-- Application reference information: application number, country (INID 21, ST.32:B210)--> <!ELEMENT application-reference (document-id)> <!ATTLIST application-reference id ID #IMPLIED appl-type CDATA #IMPLIED > <!-- Document identification refers to patents (and patent applications) only. See WIPO ST.14--> <!ELEMENT document-id (country , doc-number , kind? , name? , date?)> <!ATTLIST document-id lang CDATA #IMPLIED > <!-- ADDRESSBOOK GROUP: Holds name and contact information for individuals/organizations The LANG attribute is REQUIRED for certain document types, e.g., the JPO PCT Request where names and addresses may be repeated in two different languages. If no structure possible use text.--> <!ELEMENT addressbook ((%name_group; , address , phone* , fax* , email* , url* , ead* , dtext?) | text)> <!ATTLIST addressbook id ID #IMPLIED lang CDATA #IMPLIED > <!--Email addressAttribute:email-purpose reason for which email address is included:informal for informal contact onlygeneral for any type of communicationconfirmation any type of communication, but formal messages followed up by conventional mailing (to the extent offered)main where applicant desires this address to be used as primary means of contact as a replacement of the use of conventional post (to the extent that an Office offers this)the default value depends on e-mail policies of the relevant Office. For PCT purposes as at 1 July 2008, no attribute being included is equivalent to 'informal'--> <!ELEMENT email (#PCDATA)> <!ATTLIST email email-purpose (informal | general | advance | main ) #IMPLIED > <!-- Name: If no distinction or detail can be given. Also to be used for: personal (natural person) and corporate (legal entity) names--> <!ELEMENT name (#PCDATA)> <!ATTLIST name name-type (legal | natural ) #IMPLIED > <!-- doc-page - DOCument or PAGE This is primarily to be used when data for the whole or major sections of an application are in image format OR other formats such as pdf. Page range attributes are given when required pp - page range ppf - first page ppl - last page (for pdf). The 'img' may also be used for complete pages, e.g. in drawings Recommended id = docp0001, docp0002, etc. Attributes "he" and "wi" mean height and width. --> <!ELEMENT doc-page EMPTY> <!ATTLIST doc-page id ID #IMPLIED he CDATA #REQUIRED wi CDATA #REQUIRED type (jpg | pdf | tif ) #REQUIRED alt CDATA #IMPLIED pp CDATA #IMPLIED ppf CDATA #IMPLIED ppl CDATA #IMPLIED file CDATA #REQUIRED ocr CDATA #IMPLIED color (color | bw ) #IMPLIED orientation (portrait | landscape ) 'portrait' > <!-- PCT Article 34 Amendment document--> <!ELEMENT pct-art34 (doc-page | pct-art34-doc)+> <!-- Body of the annex to the International Preliminary Examination Report--> <!ELEMENT iprp-annex (doc-page | iprp-annex-doc)+> <!-- (PCT/IPEA/408) - Box No. V Reasoned statement under Rule 66.2(a)(ii) with regard to novelty, inventive step or industrial applicability; citations and explanations supporting such statement--> <!ELEMENT pct-rule66-2-statement (novelty-valid , novelty-not-valid , inventive-step-valid , inventive-step-not-valid , applicability-valid , applicability-not-valid , citations-explanations?)> <!-- (PCT/IPEA/408 - Box No. VI Certain documents cited)--> <!ELEMENT opinion-citations (certain-published-documents | non-written-disclosures)*> <!-- (PCT/IPEA/408 - Box No. IV Lack of unity of invention)--> <!ELEMENT unity-of-invention (invitation-pay-additional-fees? , not-unity-of-invention? , compliance-unity-invention , opinion-established-regarding)> <!-- (PCT/ISA/237 ) - Box No. IV Lack of unity of invention Consequently, this opinion has been established in respect of the following parts of the international application: all parts the parts relating to claims Nos.--> <!ELEMENT opinion-established-regarding (entire-application | claim-num+)> <!-- (PCT/IPEA/408 - Box No. I Basis of the opinion) Basis of this opinion--> <!ELEMENT basis-of-iprp-opinion (basis-language-for-examination , iprp-basis-application? , iprp-basis-description* , iprp-basis-claims* , iprp-basis-drawings* , sequence-list-basis* , cancellation-doc? , pct-rule70-2c?)> <!-- (PCT/IPEA/409) Certain documents cited (Section VI)--> <!ELEMENT iprp-citations (certain-published-documents | non-written-disclosures | text)*> <!-- (PCT/ISA/237 ) 2. Non-written disclosures (Rules 43bis.1 and 70.9) (PCT/IPEA/409 and PCT/IPEA/408 ) 2. Non-written disclosures (Rule 70.9)--> <!ELEMENT non-written-disclosures (kind-of-disclosure , date , date-of-written-disclosure)> <!-- Date of written disclosure Referring to non-written disclosure (day/month/year)--> <!ELEMENT date-of-written-disclosure (date)> <!-- Kind of non-written disclosure--> <!ELEMENT kind-of-disclosure (#PCDATA)> <!-- (PCT/ISA/237 ) 1. Certain published documents (Rules 43bis.1 and 70.10) (PCT/IPEA/409 and PCT/IPEA/408 ) 1. Certain published documents (Rule 70.10)--> <!ELEMENT certain-published-documents ((citation+ , filing-date , priority-date?) | text)> <!-- Certain observations on the international application (Section VIII). The following observations on the clarity of the claims, description, and drawings or on the question whether the claims are fully supported by the description, are made:--> <!ELEMENT observation-on-application (p+)> <!-- Certain defects in the international application (Section Vii). The following defects in the form or contents of the international application have been noted:--> <!ELEMENT defect-in-application (p+)> <!-- (PCT/IPEA/409) Reasoned statement under Article 35(2) with regard to novelty, inventive step or industrial applicability;citations and explanations supporting such statement (Section V)--> <!ELEMENT pct-art35-2-statement (novelty-valid , novelty-not-valid , inventive-step-valid , inventive-step-not-valid , applicability-valid , applicability-not-valid , citations-explanations?)> <!-- Citations and explanations:--> <!ELEMENT citations-explanations ((citation+ , filing-date? , priority-date?) | p+)> <!ELEMENT filing-date (date)> <!-- Possible sources: human-generated-classification, machine-propagated-classification, software-analysis-generated-classification--> <!ELEMENT classification-data-source (#PCDATA)> <!-- Possible status: original-classification, reclassified, various-classification, deleted-classification--> <!ELEMENT classification-status (#PCDATA)> <!----> <!ELEMENT generating-office (country)> <!----> <!ELEMENT action-date (date)> <!-- Possible values: invention, non-invention--> <!ELEMENT classification-value (#PCDATA)> <!-- Possible positions: first-symbol-position, later-symbol-position.--> <!ELEMENT symbol-position (#PCDATA)> <!----> <!ELEMENT subgroup (#PCDATA)> <!----> <!ELEMENT main-group (#PCDATA)> <!----> <!ELEMENT subclass (#PCDATA)> <!----> <!ELEMENT section (#PCDATA)> <!-- Levels: ipcr-advanced, ipcr-core--> <!ELEMENT classification-level (#PCDATA)> <!----> <!ELEMENT ipc-version-indicator (date)> <!-- Patent family and corresponding-docs--> <!ELEMENT corresponding-docs ((patcit | nplcit) , (rel-passage* , category* , rel-claims*)*)> <!ELEMENT applicability-not-valid (claim-num*)> <!ELEMENT applicability-valid (claim-num*)> <!ELEMENT inventive-step-not-valid (claim-num*)> <!ELEMENT inventive-step-valid (claim-num*)> <!ELEMENT novelty-not-valid (claim-num*)> <!ELEMENT novelty-valid (claim-num*)> <!-- (PCT/IPEA/409) Box No. IV Lack of unity of invention--> <!ELEMENT iprp-unity-of-invention (invitation-pay-additional-fees? , not-unity-of-invention? , compliance-unity-invention , subject-examination)> <!-- Consequently, the following parts of the international application were the subject of international preliminary examination in establishing this report: all parts the parts relating to claims Nos.--> <!ELEMENT subject-examination (entire-application | (claim-num+ | p*))> <!-- (PCT/ISA/237 ) - Box No. IV Lack of unity of invention (2) This Authority found that the requirement of unity of invention is not complied with and chose not to invite the applicant to pay additional fees. (PCT/IPEA/409 ) This Authority found that the requirement of unity of invention is not complied with and chose, according to Rule 68.1, not to invite the applicant to restrict or pay additional fees.--> <!ELEMENT not-unity-of-invention EMPTY> <!-- (PCT/ISA/237 - Box III) Non-establishment of opinion with regard to novelty, inventive step and industrial applicability.--> <!ELEMENT non-establishment-of-opinion (invention-not-examined , not-annex-c-compliant)> <!-- (PCT/ISA/237 - Box III)--> <!ELEMENT not-annex-c-compliant (annex-c? , annex-c-bis? , additional-info?)> <!-- The questions whether the claimed invention appears to be novel, to involve an inventive step (to be non obvious), or to be industrially applicable have not been examined in respect of:--> <!ELEMENT invention-not-examined ((entire-application | claim-num+) , non-estab-reason-1? , non-estab-reason-2? , non-estab-reason-3? , non-estab-reason-4?)> <!-- No international search report has been established for said claims Nos. (rel-claims)--> <!ELEMENT non-estab-reason-4 (claim-num+)> <!-- The claims, or said claims Nos. (claim nos) are so inadequately supported by the description that no meaningful opinion could be formed.--> <!ELEMENT non-estab-reason-3 (claim-num* , p+)> <!-- The description, claims or drawings (indicate particular elements below) or said claims Nos are so unclear that no meaningful opinion could be formed (specify):--> <!ELEMENT non-estab-reason-2 (claim-num* , p+)> <!-- The said international application, or the said claims Nos. "rel-claims" relate to the following subject matter which does not require an international preliminary examination--> <!ELEMENT non-estab-reason-1 (claim-num* , p+)> <!-- The entire international application.--> <!ELEMENT entire-application EMPTY> <!-- (PCT/IPEA/409) Box NO. II Priority--> <!ELEMENT iprp-priority (earlier-appl? , claim-invalid? , additional-info?)> <!-- This opinion has been established as if no priority had been claimed due to the fact that the priority claim has been found invalid (Rules 43bis.1 and 64.1). Thus for the purposes of this opinion, the international filing date indicated above is considered to be the relevant date.--> <!ELEMENT claim-invalid EMPTY> <!-- (PCT/IPEA/409) Box No. I Basis of the report--> <!ELEMENT iprp-basis ((iprp-basis-application? , iprp-basis-description* , iprp-basis-claims* , iprp-basis-drawings* , sequence-list-basis*) , basis-language-for-examination , cancellation-doc? , pct-rule70-2c?)> <!-- 4. This report has been established as if (some of) the amendments annexed to this report and listed below had not been made, since they have been considered to go beyond the disclosure as filed, as indicated in the Supplemental Box (Rule 70.2(c)).--> <!ELEMENT pct-rule70-2c (amend-description? , amend-claims? , amend-drawings? , amend-sequence-listing? , amend-sequence-listing-table?)> <!-- The amendments have resulted in the cancellation of:--> <!ELEMENT cancellation-doc (amend-description? , amend-claims? , amend-drawings? , amend-sequence-listing? , amend-sequence-listing-table?)> <!-- Any table(s) related to sequence listing (specify): __________________--> <!ELEMENT amend-sequence-listing-table (text)> <!-- The sequence listing (specify): _________________________________--> <!ELEMENT amend-sequence-listing (text)> <!-- The drawings, sheets/figs _____________________________________--> <!ELEMENT amend-drawings (text | (rel-pages+ | rel-figures+)+)> <!-- The claims, Nos. ___________________________________________--> <!ELEMENT amend-claims (text | claim-num+)> <!-- The description, pages _______________________________________--> <!ELEMENT amend-description (text | (rel-pages | rel-para)+)> <!-- A sequence listing and/or any related table(s) - see Supplemental Box Relating to Sequence Listing.--> <!ELEMENT sequence-list-basis (material-of-sequence-list , presentation-of-statements? , additional-info?)> <!-- (PCT/ISA/210 Box No. I Nucleotide and/or amino acid sequence(s) (Continuation of item1.b of the first sheet)) 1. With regard to any nucleotide and/or amino acid sequence disclosed in the international application and necessary to the claimed invention, the international search was carried out on the basis of: (PCT/ISA/237 Box No. I Basis of this opinion) 2. With regard to any nucleotide and/or amino acid sequence disclosed in the international application and necessary to the claimed invention, this opinion has been established on the basis of: (PCT/IPEA/409 Supplemental Box Relating to Sequence Listing) 1. With regard to any nucleotide and/or amino acid sequence disclosed in the international application and necessary to the claimed invention, this report was established on the basis of: (PCT/IPEA/408 Supplemental Box Relating to Sequence Listing) 1. With regard to any nucleotide and/or amino acid sequence disclosed in the international application and necessary to the claimed invention, this opinion was established on the basis of:--> <!ELEMENT material-of-sequence-list (sequence-listing-material-type , sequence-listing-material-format , sequence-listing-filing-time)> <!-- (PCT/ISA/210 and PCT/ISA/237 ) In addition, in the case that more than one version or copy of a sequence listing and/or table relating thereto has been filed or furnished, the required statements that the information in the subsequent or additional copies is identical to that in the application as filed or does not go beyond the application as filed, as appropriate, were furnished. (PCT/IPEA/409 and PCT/IPEA/408 ) In addition, in the case that more than one version or copy of a sequence listing and/or table(s) relating thereto has been filed or furnished, the required statements that the information in the subsequent or additional copies is identical to that in the application as filed or does not go beyon the application as filed, as appropriate, were furnished.--> <!ELEMENT presentation-of-statements EMPTY> <!-- Referenced figure number--> <!ELEMENT rel-figures (#PCDATA)> <!-- Claim numbers--> <!ELEMENT claim-num (#PCDATA)> <!-- Referenced paragraph--> <!ELEMENT rel-para (#PCDATA)> <!-- Referenced pages--> <!ELEMENT rel-pages (#PCDATA)> <!-- 2. With regard to the elements of the international application, this report is based on (replacement sheets which have been furnished to the receiving Office in response to an invitation under Article 14 are referred to in this report as goriginally filed h and are not annexed to this report): The international application as originally filed/furnished--> <!ELEMENT iprp-basis-application EMPTY> <!-- IPRP administration data group--> <!ELEMENT iprp-admin (examiners? , iprp-office? , completion-date , demand-submission-date? , date-of-mailing?)> <!-- Date of mailing:--> <!ELEMENT date-of-mailing (date)> <!-- Date of submiision of demand, format YYYYMMDD--> <!ELEMENT demand-submission-date (date)> <!ELEMENT completion-date (date)> <!-- International Preliminary Examination Authority; international preliminary examination to be carried out by--> <!ELEMENT iprp-office (addressbook)> <!-- Persons acting on the document. (ST.32:B745)--> <!ELEMENT examiners (primary-examiner? , assistant-examiner? , authorized-officer?)> <!-- Authorized Officer.--> <!ELEMENT authorized-officer (%name_group; , phone? , fax? , email? , electronic-signature?)> <!-- Assistant Examiner. (ST.32:B747)--> <!ELEMENT assistant-examiner (%name_group; , electronic-signature?)> <!-- Primary Examiner. (ST.32:B746)--> <!ELEMENT primary-examiner (%name_group; , electronic-signature?)> <!-- A PKI / PKCS #7 digital signature data type--> <!ELEMENT enhanced-signature (pkcs7)> <!-- PKCS7 digital signature --> <!ELEMENT pkcs7 EMPTY> <!-- A non-PKI electronic signature--> <!ELEMENT basic-signature (fax-image | text-string | click-wrap)> <!-- A simple 'signature'; e.g., clicking a button labeled 'accept' or 'I agree'--> <!ELEMENT click-wrap EMPTY> <!-- A simple text string is to be used as the basic electronic signature; e.g., John Doe <text-string>/jd/ </text-string>--> <!ELEMENT text-string (#PCDATA)> <!-- Sheets which supersede earlier sheets, but which this Authority considers contain an amendment that goes beyond the disclosure in the international application as filed, as indicated in item 4 of Box No. I and the Supplemental Box.--> <!ELEMENT iprp-rectifications-authorized EMPTY> <!-- Sheets of the description, claims and/or drawings which have been amended and are the basis of this report and/or sheets containing rectifications authorized by this Authority (see Rule 70.16 and Section 607 of the Administrative Instructions)--> <!ELEMENT iprp-beyond-disclosure EMPTY> <!-- The name of the applicant (without address information) (ST.32:B711)--> <!ELEMENT applicant-name (%name_group;)> <!-- Unlinked indexing code. (ST.32:B515/B525)--> <!ELEMENT unlinked-indexing-code (#PCDATA)> <!-- Linked indexing code. (ST.32:B514/B524)--> <!ELEMENT linked-indexing-code-group (main-linked-indexing-code , sub-linked-indexing-code+)> <!-- Sub/further Linked Indexing Code.--> <!ELEMENT sub-linked-indexing-code (#PCDATA)> <!-- Main Linked Indexing Code.--> <!ELEMENT main-linked-indexing-code (#PCDATA)> <!-- Main classification. (ST.32:B511/B521)--> <!ELEMENT main-classification (#PCDATA)> <!-- Additional information. (ST.32:B513)--> <!ELEMENT additional-info (p+)> <!-- Definition description--> <!ELEMENT dd (#PCDATA | b | i | u | o | sup | sub | smallcaps | br | pre | patcit | nplcit | bio-deposit | crossref | figref | img | ul | ol | chemistry | maths)*> <!-- Identifies the period of time during which the depository must be able to furnish samples of the biological material.--> <!ELEMENT term (#PCDATA)> <!-- Biological accession number: (ST.32:B831) The identification assigned to the biological material by the depository --> <!ELEMENT bio-accno (#PCDATA)> <!-- Information regarding the facility storing the biological deposit. (ST.32:B832)--> <!ELEMENT depositary (#PCDATA | address)*> <!-- Other citations - free form--> <!ELEMENT othercit (#PCDATA | b | i | u | o | sup | sub)*> <!-- Online citation Revised according to ISO-690-2 - Electronic documents and parts thereof. Please refer to this standard for definitions and examples. See: http://www.nlc-bnc.ca/iso/tc46sc9/standard/690-2e.htm#Contents The tagging in fact is a mixture of article and book tags together with specific electronic source tags. 'Online' is taken to mean any kind of electronic documentation: databases, internet, CD-Roms, DVD, email, etc EXAMPLES:; Kirk-Othmer Encyclopedia of Chemical Technology [online]. 3rd ed. New York : John Wiley, 1984 [cited 3 January 1990]. Available from: DIALOG Information Services, Palo Alto (Calif.). <nplcit id='ncit1' num='0001' type='E' medium='online'> <online> <online-title>Kirk-Othmer Encyclopedia of Chemical Technology </online-title> <edition>3rd ed. </edition> <imprint> <address> <text>New York </text> </address> <name>John Wiley </name> <pubdate>19840000 </pubdate> </imprint> <avail>dialog information services, palo alto (calif.). </avail> <datecit> <date>19900103 </date> </datecit> </online> </nplcit> * Article on Internet: Clark, Carol. On the Threshold of a Brave New World. In Blueprint of the Body [online]. CNN.com, 2000. [cited 24 August 2000;10:25 EST]. In-depth specials. Available from: [http://www.cnn.com/SPECIALS/2000/genome/story/overview/] <nplcit id='ncit1' num='0002' type='E' medium='online'> <online> <author> <name>Clark, Carol </name> </author> <online-title>On the Threshold of a Brave New World </online-title> <imprint> <name>CNN.com, 2000 </name> </imprint> <series> <text>In-depth specials </text> </series> <avail>http://www.cnn.com/SPECIALS/2000/genome/story/ </avail> <datecit> <date>20000824; 10:25 est </date> </datecit> </online> </nplcit> * Personal communication (e-mail) Thacker, Jane. MPEG-21 project stream on digital item identification [online]. Message to: [iso.tc46.sc9@nlc-bnc.ca]. 3 October 2000; 13:33 EST [cited 6 October 2000; 13:10 EST]. Message-ID: [002f01c02d60$051a64a0$22a2580c@vaio]. Personal communication. <nplcit id='ncit3' num='0003' type='E' medium='online'> <online> <author> <name>Thacker, Jane </name> </author> <online-title>MPEG-21 project stream on digital item identification </online-title> <subname> <name>Message to: <iso.tc46.sc9@nlc-bnc.ca> </name> </subname> <pubdate>3 October 2000; 13:33 EST </pubdate> <notes>Personal communication </notes> <avail>Message-ID: <002f01c02d60$051a64a0$22a2580c@vaio> </avail> <datecit> <date>6 october 2000; 13:10 EST </date> </datecit> </online> </nplcit>--> <!ELEMENT online (text | (author* , online-title* , hosttitle? , subname* , edition? , (serial | book)? , imprint? , pubdate? , history? , series? , hostno? , location? , notes? , avail , class* , keyword* , cpyrt? , issn? , isbn? , datecit? , srchterm* , srchdate? , refno* , vid? , ino? , doi? , absno?))> <!-- Date of search/retrieval YYYYMMDD--> <!ELEMENT srchdate (date)> <!-- Search terms--> <!ELEMENT srchterm (#PCDATA)> <!-- Date cited - date on which the citation was cited. May be different from srchdate below--> <!ELEMENT datecit (date)> <!-- Availability and access - REQUIRED use for URL, online database, ftp address, email, etc.; e.g., Available from Internet: http://www.epoline.org Available from DIALOG Information Systems, Palo Alto (Calif.)--> <!ELEMENT avail (#PCDATA)> <!-- Numeration within host document--> <!ELEMENT hostno (#PCDATA)> <!-- History of the article (not serial)--> <!ELEMENT history (text | (received | accepted | revised | misc))> <!-- Miscellaneous information relating to the history of the article; see ISO 12083--> <!ELEMENT misc (#PCDATA | date)*> <!-- Date article was revised--> <!ELEMENT revised (date)> <!-- Date article was accepted--> <!ELEMENT accepted (date)> <!-- Date article was received--> <!ELEMENT received (date)> <!-- Title of the host document/database--> <!ELEMENT hosttitle (#PCDATA)> <!-- The title of the electronic resource--> <!ELEMENT online-title (#PCDATA)> <!-- Article citations within a 'host' document After patent citations the most common citations are articles within serials (periodicals, magazines), books and electronic (eg. internet) sources. This is a very complex and varied area to standardise. The tag set below is drawn from a number of sources as is the order of the tags (which in any case can be changed depending on the stylesheet used).; The order of tags is that of WIPO ST.14 / ISO 690 layout. DROP, J.G. Integrated Circuit Personalization at the Module Level. IBM Tech. Dis. Bull. October 1974, Vol. 17, No. 5, p. 1344 and 1345. [XPnnnnnnnnnnn]. <nplcit id='ncit1' num='0012' type='S' file='XP1234456'> <article> <author> <name>DROP, J.G. </name> </author> <atl>Integrated Circuit Personalization at the Module Level </atl> <serial> <sertitle>IBM Tech. Dis. Bull. </sertitle> <pubdate>19741000 </pubdate> <vid>17 </vid> <ino>5 </ino> </serial> <location> <pp>1344 and 1345 </pp> </location> <refno id='XP1'>XP1234456 </refno> </article> </nplcit> Note: it is NOT expected that the applicant will create the tagged data - it can be generated from a 'pull down' data entry form (eg. in Word) or generated from internal SR databases--> <!ELEMENT article (text | (author* , atl? , subname* , (serial | book) , absno? , location? , class* , keyword* , cpyrt? , artid? , refno*))> <!-- Article unique ID - assigned by a publisher to an article--> <!ELEMENT artid (#PCDATA)> <!-- Book citation In the order specified by WIPO ST.14 and ISO 690 and AACR2 rules for layout WALTON, Herrmann. Microwave quantum theory. London : Sweet and Maxwell, 1973. ISBN 0123456789. Vol.2, p. 138 to 192. <nplcit id='ncit12' num='0013' type='b'> <book> <author> <name>WALTON, Herrman </name> </author> <book-title>Microwave quantum theory </book-title> <imprint> <address> <text>London </text> </address> <name>Sweet and Maxwell </name> <pubdate>19730000 </pubdate> </imprint> <location> <pp>138 to 192 </pp> </location> <isbn>0-1234-568-9 </isbn> </book> </nplcit>--> <!ELEMENT book (text | (author* , (book-title+ | conference) , (subtitle? , subname* , edition? , imprint? , descrip? , series? , absno? , location* , isbn* , pubid? , vid? , bookno? , notes? , class* , keyword* , cpyrt? , refno* , doi? , ino? , issn?)))> <!-- Keyword; e.g., from a Thesaurus or class. scheme (ST.32:B550)--> <!ELEMENT keyword (#PCDATA)> <!-- Book number--> <!ELEMENT bookno (#PCDATA)> <!-- Location within the cited work--> <!ELEMENT location (text | (serpart? , sersect? , chapter? , pp? , column? , para? , line?))> <!-- Referenced line within cited work--> <!ELEMENT line (#PCDATA | linef | linel)*> <!-- Cited document line, last--> <!ELEMENT linel (#PCDATA)> <!-- Cited document line, first--> <!ELEMENT linef (#PCDATA)> <!-- Referenced paragraph within cited work--> <!ELEMENT para (#PCDATA | paraf | paral)*> <!-- Cited paragraph, last--> <!ELEMENT paral (#PCDATA)> <!-- Cited paragraph, first--> <!ELEMENT paraf (#PCDATA)> <!-- Cited document column numbers--> <!ELEMENT column (#PCDATA | colf | coll)*> <!-- Cited document column, last--> <!ELEMENT coll (#PCDATA)> <!-- Cited document column, first--> <!ELEMENT colf (#PCDATA)> <!-- Cited document page numbers--> <!ELEMENT pp (#PCDATA | ppf | ppl)*> <!-- Cited document page, last--> <!ELEMENT ppl (#PCDATA)> <!-- Cited document page , first--> <!ELEMENT ppf (#PCDATA)> <!-- Chapter; e.g., in a book. Example: Chapter 2--> <!ELEMENT chapter (#PCDATA)> <!-- Serial section--> <!ELEMENT sersect (#PCDATA)> <!-- Part within a serial--> <!ELEMENT serpart (#PCDATA)> <!-- Abstract number--> <!ELEMENT absno (#PCDATA)> <!-- Series statement--> <!ELEMENT series (text | (mst , msn? , issn?))> <!-- Monographic series number--> <!ELEMENT msn (#PCDATA)> <!-- Monographic series title--> <!ELEMENT mst (#PCDATA)> <!-- Edition statement (ST.32:B516)--> <!ELEMENT edition (#PCDATA)> <!-- Book subtitle--> <!ELEMENT subtitle (#PCDATA)> <!-- CONFERENCE GROUP / CITATION There is no standard way of citing conference proceedings; date of the conf. may come before or after place, for example. The tags are specified in a set order where it is not possible or correct then simply use <text>--> <!ELEMENT conference (text | (conftitle , confdate? , confno? , confplace? , confsponsor*))> <!----> <!ELEMENT confdate (date | (sdate , edate))> <!-- Conference sponsor--> <!ELEMENT confsponsor (#PCDATA | addressbook)*> <!-- Conference place--> <!ELEMENT confplace (#PCDATA | address)*> <!-- Conference number--> <!ELEMENT confno (#PCDATA)> <!-- Conference title--> <!ELEMENT conftitle (#PCDATA)> <!-- The title of the cited book--> <!ELEMENT book-title (#PCDATA)> <!-- Serial citation data: This describes the volume or issue as a whole and not a particular article within it.--> <!ELEMENT serial (sertitle , alttitle? , subname* , issue? , imprint? , pubdate? , descrip? , notes? , isbn? , issn? , pubid? , vid? , ino? , cpyrt? , doi?)> <!----> <!ELEMENT doi (#PCDATA)> <!-- Copyright info. Copyright of publisher of serial--> <!ELEMENT cpyrt (#PCDATA)> <!-- Issue number--> <!ELEMENT ino (#PCDATA)> <!-- Volume id/number--> <!ELEMENT vid (#PCDATA)> <!-- Publisher's unique id--> <!ELEMENT pubid (#PCDATA)> <!-- International Standard Book Number--> <!ELEMENT isbn (#PCDATA)> <!-- International Standard Serial Number--> <!ELEMENT issn (#PCDATA)> <!-- Notes about the journal; e.g. Continues Journal of XYZ 1910-1998, published in French and English, etc.--> <!ELEMENT notes (#PCDATA)> <!-- Physical description - generally NOT used in citations in pats; e.g., v., 27cm--> <!ELEMENT descrip (#PCDATA)> <!-- Publication date used in npl citations--> <!ELEMENT pubdate (#PCDATA | sdate | edate | time)*> <!-- Imprint: Publication / creation data Place of publication : publisher, date(s) of publication usually only date of publication is used for journal citations--> <!ELEMENT imprint (text | (address? , name , pubdate*))> <!-- Time; format HHMM--> <!ELEMENT time (#PCDATA)> <!-- End date used in pubdate--> <!ELEMENT edate (#PCDATA)> <!-- Start date used in pubdate--> <!ELEMENT sdate (#PCDATA)> <!-- Issue designation; e.g., Annual, 1971-, 1890-1972--> <!ELEMENT issue (#PCDATA)> <!-- Alternate title for serial; e.g. BMJ = British Medical Journal--> <!ELEMENT alttitle (#PCDATA)> <!-- Serial title--> <!ELEMENT sertitle (#PCDATA)> <!-- Article title--> <!ELEMENT atl (#PCDATA)> <!-- Relevant passage group within patent; most used in search reports - use text in abstract, description and claims--> <!ELEMENT rel-passage (text | (passage+ , (category , rel-claims?)*))> <!-- Relevant claims--> <!ELEMENT rel-claims (#PCDATA)> <!-- Category (ST.32:B563)--> <!ELEMENT category (#PCDATA)> <!-- Passage within the cited patent literature--> <!ELEMENT passage (#PCDATA)> <!-- br - break, line break within a paragraph--> <!ELEMENT br EMPTY> <!-- Bold formatting for text--> <!ELEMENT b (#PCDATA | i | u | o | smallcaps | sup | sub)*> <!-- Italic formatting for text--> <!ELEMENT i (#PCDATA | b | u | o | smallcaps | sup | sub)*> <!-- Small capitals--> <!ELEMENT smallcaps (#PCDATA | b | u | i | o)*> <!-- Subscripted text--> <!ELEMENT sub (#PCDATA | b | u | i | o | sup2 | sub2)*> <!-- Superscripted text--> <!ELEMENT sup (#PCDATA | b | u | i | o | sup2 | sub2)*> <!-- Subscripted text--> <!ELEMENT sub2 (#PCDATA | b | u | i | o)*> <!-- Superscripted text--> <!ELEMENT sup2 (#PCDATA | b | u | i | o)*> <!-- Where the international application claims the priority of several earlier applications, the filing date of the earliest application whose priority is claimed must be indicated as the priority date.--> <!ELEMENT date-of-earliest-priority (date)> <!-- Date: components of a date. Format: YYYYMMDD--> <!ELEMENT date (#PCDATA)> <!-- Document kind code; e.g., A1 (INID 13, ST.32:B130)--> <!ELEMENT kind (#PCDATA)> <!-- The number of the referenced patent (or application) document--> <!ELEMENT doc-number (#PCDATA)> <!-- Applicant's or agent's file reference, if desired, 12 characters maximum--> <!ELEMENT file-reference-id (#PCDATA)> <!-- Address used for general correspondence--> <!ELEMENT correspondence-address (customer-number | addressbook+)> <!-- Customer number for agents by office--> <!ELEMENT customer-number (#PCDATA)> <!-- Descriptive text--> <!ELEMENT dtext (#PCDATA)> <!-- Universal Resource Locator; e.g. www.wipo.int--> <!ELEMENT url (#PCDATA)> <!-- Fax number--> <!ELEMENT fax (#PCDATA)> <!-- Telephone number--> <!ELEMENT phone (#PCDATA)> <!-- Electronic address use for other than email--> <!ELEMENT ead (#PCDATA)> <!-- Address components: Address formats differ from country to country If no structure possible use text--> <!ELEMENT address (%address_group;)> <!-- If no structure is possible, enter text (without markup)--> <!ELEMENT text (#PCDATA)> <!-- Country: use ST.3 country code; e.g. DE, FR, GB, NL, etc. Also includes EP, WO--> <!ELEMENT country (#PCDATA)> <!-- Postal code or zip code--> <!ELEMENT postcode (#PCDATA)> <!-- Region of country; e.g., state, province, etc.--> <!ELEMENT state (#PCDATA)> <!-- County, parish, department, etc (mainly UK, USA)--> <!ELEMENT county (#PCDATA)> <!-- City or town name--> <!ELEMENT city (#PCDATA)> <!-- Street may contain house number or name--> <!ELEMENT street (#PCDATA)> <!-- Building information in address; e.g., Hoffman building--> <!ELEMENT building (#PCDATA)> <!-- Address floor; e.g., 10th--> <!ELEMENT address-floor (#PCDATA)> <!-- Address room; e.g., Room 55B--> <!ELEMENT room (#PCDATA)> <!-- Post Office Box number--> <!ELEMENT pobox (#PCDATA)> <!-- Organizational mail code--> <!ELEMENT mailcode (#PCDATA)> <!-- Address, fifth line--> <!ELEMENT address-5 (#PCDATA)> <!-- Address, fourth line--> <!ELEMENT address-4 (#PCDATA)> <!-- Address, third line--> <!ELEMENT address-3 (#PCDATA)> <!-- Address, second line--> <!ELEMENT address-2 (#PCDATA)> <!-- Address, first line--> <!ELEMENT address-1 (#PCDATA)> <!-- Registered number--> <!ELEMENT registered-number (#PCDATA)> <!-- Synonym--> <!ELEMENT synonym (#PCDATA)> <!-- Department, division, section, etc. name--> <!ELEMENT department (#PCDATA)> <!-- Organisation name or company name--> <!ELEMENT orgname (#PCDATA)> <!-- Role; e.g., President, Chairman, etc.--> <!ELEMENT role (#PCDATA)> <!-- SDOBI : Individual id--> <!ELEMENT iid (#PCDATA)> <!-- Name suffix (e.g., II, Jr., Dip., Ing., BA, etc.)--> <!ELEMENT suffix (#PCDATA)> <!-- Middle name(s) or initial(s)--> <!ELEMENT middle-name (#PCDATA)> <!-- First or given name(s), initial(s)--> <!ELEMENT first-name (#PCDATA)> <!-- Last, family, surname--> <!ELEMENT last-name (#PCDATA)> <!-- Title: e.g., Mr., Mrs., Dr. etc--> <!ELEMENT prefix (#PCDATA)>
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