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<!ENTITY % name_group "((name | (prefix? , (last-name | orgname) , first-name? , middle-name? , suffix? , iid? , role? , orgname? , department? , synonym*)) , registered-number?)"> <!ENTITY % address_group "((address-1? , address-2? , address-3? , address-4? , address-5? , mailcode? , pobox? , room? , address-floor? , building? , street? , city? , county? , state? , postcode? , country) | text)"> <!--********************************************************************************* wo-notification v1.2 2010 APRIL ********************************************************************************** PUBLIC "-//WIPO//DTD WO NOTIFICATION 1.2//EN" "wo-notification-v1-2.dtd" ********************************************************************************** http://www.wipo.int/pct-safe/epct/schemaDocs/1.9/wo-notification-v1-2.dtd ********************************************************************************** contacts: ** WIPO: Shuhei YOSHIURA; shuhei.yoshiura@wipo.int ********************************************************************************** revision history *********************************************************************************MO: 01/07/08 incorporated changes from PFCs:..changed version number from v1.1 to v1.2..added attribute 'email-purpose' to email (PFC08/006)MO: 01/01/07 incorporated changes from PFCs:..changed version number from v1.0 to v1.1..added element 'sup' to u (PFC06/003)..added element 'sup' to i (PFC06/003)..added element 'sup' to b (PFC06/003)..added element 'sub' to u (PFC06/003)..added element 'sub' to i (PFC06/003)..added element 'sub' to b (PFC06/003)..added element 'o' to invention-title, b, i, sup, sup2, sub, sub2, heading, claim-text, p, small-caps, dt, dd, li, crossref, figref, othercit, statement (PFC06/003)January 2005..released version number as v1.0********************************************************************************Attributes for notification: lang = language of application - use ISO639 language code dtd-version = dtd version number file = filename of the whole application id = unique id for this application - could be file name status = status of the application; values: new = new application country = WIPO ST.3 code for application file-reference-id = applicant's or agent's file reference, if anyNotification by applicant to Office, or from Office to Office, or from Office toapplicant; should contain a <signatory> element as provided for in Rule 92.1(a):92.1 Need for Letter and for Signature(a) Any paper submitted by the applicant in the course of the internationalprocedure provided for in the Treaty and these Regulations, other than theinternational application itself, shall, if not itself in the form of a letter,be accompanied by a letter identifying the international application to which itrelates. The letter shall be signed by the applicant.--> <!ELEMENT wo-notification ((application-reference , parties , wo-notification-doc+ , effective-date? , notify-office? , signatories?))> <!ATTLIST wo-notification lang CDATA #REQUIRED dtd-version CDATA #IMPLIED file CDATA #IMPLIED status CDATA #IMPLIED id ID #IMPLIED country CDATA #REQUIRED file-reference-id CDATA #IMPLIED > <!-- A signature represented by electronic means--> <!ELEMENT electronic-signature (basic-signature | enhanced-signature)> <!ATTLIST electronic-signature date CDATA #REQUIRED place-signed CDATA #IMPLIED > <!-- A TIFF image of a signature--> <!ELEMENT fax-image EMPTY> <!ATTLIST fax-image file CDATA #REQUIRED > <!-- Office(s) to be notified of changes Attribute 'office-type' Specifies capacity of Office receiving correspondence Values: RO - Receiving Office ISA - International Search Authority IPEA - International Preliminary Examination Authority IB - International Bureau--> <!ELEMENT notify-office (country* , (region , country+)*)> <!ATTLIST notify-office office-type (RO | ISA | IPEA | IB ) #REQUIRED > <!-- The contents of notification sent by Applicant to Office--> <!ELEMENT wo-notification-doc (text? , doc-page+)> <!ATTLIST wo-notification-doc sequence CDATA #REQUIRED notification-type (change-name | change-address | change-nationality | change-residence | change-person | withdrawal-application | withdrawal-designations | withdrawal-priority-claim | withdrawal-demand | withdrawal-elections | request-early-publication | change-reference-number | art19-amendments | statement-lack-of-signature | earlier-search-copy | separate-poa-doc | correction-declarations | correction-drawings | response-notification | other-notification ) #REQUIRED document-name CDATA #IMPLIED > <!-- doc-page - DOCument or PAGE This is primarily to be used when data for the whole or major sections of an application are in image format OR other formats such as pdf. Page range attributes are given when required pp - page range ppf - first page ppl - last page (for pdf). The 'img' may also be used for complete pages, e.g. in drawings Recommended id = docp0001, docp0002, etc. Attributes "he" and "wi" mean height and width. --> <!ELEMENT doc-page EMPTY> <!ATTLIST doc-page id ID #IMPLIED he CDATA #REQUIRED wi CDATA #REQUIRED type (jpg | pdf | tif ) #REQUIRED alt CDATA #IMPLIED pp CDATA #IMPLIED ppf CDATA #IMPLIED ppl CDATA #IMPLIED file CDATA #REQUIRED ocr CDATA #IMPLIED color (color | bw ) #IMPLIED orientation (portrait | landscape ) 'portrait' > <!-- Agent or common representative (Rules 90.1, 90.2)--> <!ELEMENT agent (addressbook+)> <!ATTLIST agent sequence CDATA #REQUIRED rep-type (agent | attorney | common-representative ) #REQUIRED > <!-- Deceased inventor name--> <!ELEMENT deceased-inventor (%name_group;)> <!ATTLIST deceased-inventor sequence CDATA #IMPLIED lang CDATA #IMPLIED > <!-- The individual or entity responsible for creating the matter that protection is sought for. (ST.32:B721)--> <!ELEMENT inventor (addressbook+ , designated-states?)> <!ATTLIST inventor sequence CDATA #REQUIRED designation (all | all-except-us | us-only | as-indicated ) #IMPLIED > <!-- Applicant information: (INID 71, ST.32:B710) attributes for applicant sequence : sequence number of each applicant e.g, sequence="1" app-type : applicant type app-type="applicant" : the applicant is only applicant app-type="applicant-inventor" : the applicant is also inventor designation: This person is applicant for the purpose of: designation="all" : all designated states designation="all-except-us": all designated states except US designation="us-only" : US only designation="as-indicated" : the states indicated in designated-states element under applicant element--> <!ELEMENT applicant (addressbook+ , nationality , residence , us-rights* , designated-states? , designated-states-as-inventor?)> <!ATTLIST applicant sequence CDATA #REQUIRED app-type (applicant | applicant-inventor ) #REQUIRED designation (all | all-except-us | us-only | as-indicated ) #REQUIRED > <!-- This person is successor to the rights of an inventor who is deceased, insane, or legally incapacitated, for the purposes of the designation of the United States of America--> <!ELEMENT us-rights (#PCDATA)> <!ATTLIST us-rights to-dead-inventor CDATA #REQUIRED kind (heir | heiress | executor | executrix | estate | legal-representative | administrator | administratrix | legal-representatives | heirs | executors | legal-heirs ) #REQUIRED > <!-- ADDRESSBOOK GROUP: Holds name and contact information for individuals/organizations The LANG attribute is REQUIRED for certain document types, e.g., the JPO PCT Request where names and addresses may be repeated in two different languages. If no structure possible use text.--> <!ELEMENT addressbook ((%name_group; , address , phone* , fax* , email* , url* , ead* , dtext?) | text)> <!ATTLIST addressbook id ID #IMPLIED lang CDATA #IMPLIED > <!--Email addressAttribute:email-purpose reason for which email address is included:informal for informal contact onlygeneral for any type of communicationconfirmation any type of communication, but formal messages followed up by conventional mailing (to the extent offered)main where applicant desires this address to be used as primary means of contact as a replacement of the use of conventional post (to the extent that an Office offers this)the default value depends on e-mail policies of the relevant Office. For PCT purposes as at 1 July 2008, no attribute being included is equivalent to 'informal'--> <!ELEMENT email (#PCDATA)> <!ATTLIST email email-purpose (informal | general | advance | main ) #IMPLIED > <!-- Application reference information: application number, country (INID 21, ST.32:B210)--> <!ELEMENT application-reference (document-id)> <!ATTLIST application-reference id ID #IMPLIED appl-type CDATA #IMPLIED > <!-- Document identification refers to patents (and patent applications) only. See WIPO ST.14--> <!ELEMENT document-id (country , doc-number , kind? , name? , date?)> <!ATTLIST document-id lang CDATA #IMPLIED > <!-- Name: If no distinction or detail can be given. Also to be used for: personal (natural person) and corporate (legal entity) names--> <!ELEMENT name (#PCDATA)> <!ATTLIST name name-type (legal | natural ) #IMPLIED > <!-- Signatories--> <!ELEMENT signatories (signatory+)> <!-- PCT/RO/101 Box No. X: The signature must be that of the applicant (if there are several applicants, all must sign); however, the signature may be that of the agent, or the common representative, where a separate power of attorney appointing the agent or the common representative, respectively, or a copy of a general power of attorney is already in possession of the receiving Office, is furnished... (PCT Rules 4.1(d), 4.15, and 90) Indicate the capacity of the signer with 'signatory-capacity'--> <!ELEMENT signatory (%name_group; , address? , electronic-signature , signatory-capacity?)> <!-- The capacity in which the person signs--> <!ELEMENT signatory-capacity (#PCDATA)> <!-- A PKI / PKCS #7 digital signature data type--> <!ELEMENT enhanced-signature (pkcs7)> <!-- PKCS7 digital signature --> <!ELEMENT pkcs7 EMPTY> <!-- A non-PKI electronic signature--> <!ELEMENT basic-signature (fax-image | text-string | click-wrap)> <!-- A simple 'signature'; e.g., clicking a button labeled 'accept' or 'I agree'--> <!ELEMENT click-wrap EMPTY> <!-- A simple text string is to be used as the basic electronic signature; e.g., John Doe <text-string>/jd/ </text-string>--> <!ELEMENT text-string (#PCDATA)> <!-- The date any proposed changes would take effect.--> <!ELEMENT effective-date (date)> <!-- PCT/RO/101 Box No.II, III and IV APPLICANTS, FURTHER APPLICANT(S) AND/OR (FURTHER) INVENTOR(S)AGENT OR COMMON REPRESENTATIVE; OR ADDRESS FOR CORRESPONDENCE (PCT Rule 4.5, 4.6, 4.7, 4.8) (INID 70, ST.32:B700)--> <!ELEMENT parties (applicants , inventors? , correspondence-address? , agents?)> <!-- Information regarding Agents or common representatives--> <!ELEMENT agents (customer-number | agent+)> <!-- Address used for general correspondence--> <!ELEMENT correspondence-address (customer-number | addressbook+)> <!-- Customer number for agents by office--> <!ELEMENT customer-number (#PCDATA)> <!-- Inventors information: If the US is designated, all of the inventors must also be named as applicants for purposes of that designation.--> <!ELEMENT inventors (inventor | deceased-inventor)+> <!-- Applicants information: At least one of the applicants named must be a resident or national of a PCT Contracting State for which the receiving Office acts.--> <!ELEMENT applicants (applicant+)> <!-- Rule 4.6(c): "The request may, for different designated states, indicate different persons as inventors where, in this respect, the requirements of the national laws of the designated States are not the same. In such a case, the request shall contain a separate statement for each designated State or group of States in which a particular person, or the same person, is to be considered the inventor, or in which particular persons, or the same persons, are to be considered the inventors."--> <!ELEMENT designated-states-as-inventor (country* , (region , country+)*)> <!-- Indication of specific Contracting States in or for which the applicant is seeking protection for his invention (Rule 4.9(a))--> <!ELEMENT designated-states (country* , (region , country+)*)> <!-- The region for which protection or exclusion (depending upon context) is desired.--> <!ELEMENT region (country)> <!-- Country of residence--> <!ELEMENT residence (country)> <!-- Country of nationality--> <!ELEMENT nationality (country)> <!-- Descriptive text--> <!ELEMENT dtext (#PCDATA)> <!-- Universal Resource Locator; e.g. www.wipo.int--> <!ELEMENT url (#PCDATA)> <!-- Fax number--> <!ELEMENT fax (#PCDATA)> <!-- Telephone number--> <!ELEMENT phone (#PCDATA)> <!-- Electronic address use for other than email--> <!ELEMENT ead (#PCDATA)> <!-- Address components: Address formats differ from country to country If no structure possible use text--> <!ELEMENT address (%address_group;)> <!-- If no structure is possible, enter text (without markup)--> <!ELEMENT text (#PCDATA)> <!-- Postal code or zip code--> <!ELEMENT postcode (#PCDATA)> <!-- Region of country; e.g., state, province, etc.--> <!ELEMENT state (#PCDATA)> <!-- County, parish, department, etc (mainly UK, USA)--> <!ELEMENT county (#PCDATA)> <!-- City or town name--> <!ELEMENT city (#PCDATA)> <!-- Street may contain house number or name--> <!ELEMENT street (#PCDATA)> <!-- Building information in address; e.g., Hoffman building--> <!ELEMENT building (#PCDATA)> <!-- Address floor; e.g., 10th--> <!ELEMENT address-floor (#PCDATA)> <!-- Address room; e.g., Room 55B--> <!ELEMENT room (#PCDATA)> <!-- Post Office Box number--> <!ELEMENT pobox (#PCDATA)> <!-- Organizational mail code--> <!ELEMENT mailcode (#PCDATA)> <!-- Address, fifth line--> <!ELEMENT address-5 (#PCDATA)> <!-- Address, fourth line--> <!ELEMENT address-4 (#PCDATA)> <!-- Address, third line--> <!ELEMENT address-3 (#PCDATA)> <!-- Address, second line--> <!ELEMENT address-2 (#PCDATA)> <!-- Address, first line--> <!ELEMENT address-1 (#PCDATA)> <!-- Registered number--> <!ELEMENT registered-number (#PCDATA)> <!-- Synonym--> <!ELEMENT synonym (#PCDATA)> <!-- Department, division, section, etc. name--> <!ELEMENT department (#PCDATA)> <!-- Organisation name or company name--> <!ELEMENT orgname (#PCDATA)> <!-- Role; e.g., President, Chairman, etc.--> <!ELEMENT role (#PCDATA)> <!-- SDOBI : Individual id--> <!ELEMENT iid (#PCDATA)> <!-- Name suffix (e.g., II, Jr., Dip., Ing., BA, etc.)--> <!ELEMENT suffix (#PCDATA)> <!-- Middle name(s) or initial(s)--> <!ELEMENT middle-name (#PCDATA)> <!-- First or given name(s), initial(s)--> <!ELEMENT first-name (#PCDATA)> <!-- Last, family, surname--> <!ELEMENT last-name (#PCDATA)> <!-- Title: e.g., Mr., Mrs., Dr. etc--> <!ELEMENT prefix (#PCDATA)> <!-- Date: components of a date. Format: YYYYMMDD--> <!ELEMENT date (#PCDATA)> <!-- Document kind code; e.g., A1 (INID 13, ST.32:B130)--> <!ELEMENT kind (#PCDATA)> <!-- The number of the referenced patent (or application) document--> <!ELEMENT doc-number (#PCDATA)> <!-- Country: use ST.3 country code; e.g. DE, FR, GB, NL, etc. Also includes EP, WO--> <!ELEMENT country (#PCDATA)>
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