XML DTD : pkgheader-v1-4.dtd
Schema has: 88 element definitions and 68 element attribute definitions.
Possible root elements: pkgheader

Element list

Element pkgheader
diagram
description ******************************************************************************** * pkgheader v1.4 2010 APRIL * ******************************************************************************** * PUBLIC "-//WIPO//DTD PKGHEADER 1.4//EN" "pkgheader-v1-4.dtd" * ******************************************************************************** * http://www.wipo.int/pct-safe/epct/schemaDocs/1.9/pkgheader-v1-4.dtd * ******************************************************************************** * contacts: * * EPO: Paul Brewin; pbrewin@epo.org * * JPO: Hideto Tanaka; tanaka-hideto@jpo.go.jp * * USPTO: Bruce B. Cox; bruce.cox@uspto.gov * * WIPO: Shuhei YOSHIURA; shuhei.yoshiura@wipo.int * ******************************************************************************** * revision history * ******************************************************************************** MO: 01/01/07 incorporated changes from PFCs: ..changed version number from v1.3 to v1.4 ..implementation of PFC06/001 ..added element 'sup' to u (PFC06/003) ..added element 'sup' to i (PFC06/003) ..added element 'sup' to b (PFC06/003) ..added element 'sub' to u (PFC06/003) ..added element 'sub' to i (PFC06/003) ..added element 'sub' to b (PFC06/003) ..added element 'o' to invention-title, b, i, sup, sup2, sub, sub2, heading, claim-text, p, small-caps, dt, dd, li, crossref, figref, othercit, statement (PFC06/003) ..added element 'address-4' to address (PFC06/005) ..added element 'address-5' to address (PFC06/005) HT: 14/12/04 incorporated changes from PFCs: ..added attribute 'id' to application-reference, publication-reference HT: 20/07/04 incorporated changes from PFCs: ..changed version number from v1.2 to v1.3 ..added element 'address' to first-named-applicant HT: 16/12/03 incorporated changes from PFCs: ..changed version number from v1.1 to v1.2 ..added element 'sup2' and 'sub2' to sup and sub JD: 03/02/03 Incorporated changes from PFCs: ..changed version number from v1.0 to v1.1 ..added element 'filelist' to root content model ..added element 'other-filing' to transmittal-info ..added (last-name | orgname) option to %name_group; ..removed br from b, i, smallcaps December 2001 ..released version number as v1.0 ******************************************************************************** Root element, pkgheader Attributes: lang = language of application - use ISO639 language code dtd-version = dtd version number file = filename of the whole application status = status of the application; values: new = new application
attributes lang, dtd-version, file, status
uses application-software, filelist, ip-type, payment, transmission-type, transmittal-info, wad-message-digest
used by Not used by other elements. Possible root element.
content a sequence of elements
occurrence required (default)
Attribute Datatype Required Values Default Comments
lang string (default) Yes      
dtd-version string (default) no (default)      
file string (default) no (default)      
status string (default) no (default)      
source
<!--********************************************************************************* pkgheader v1.4 2010 APRIL ********************************************************************************** PUBLIC "-//WIPO//DTD PKGHEADER 1.4//EN" "pkgheader-v1-4.dtd" ********************************************************************************** http://www.wipo.int/pct-safe/epct/schemaDocs/1.9/pkgheader-v1-4.dtd ********************************************************************************** contacts: ** EPO: Paul Brewin; pbrewin@epo.org ** JPO: Hideto Tanaka; tanaka-hideto@jpo.go.jp ** USPTO: Bruce B. Cox; bruce.cox@uspto.gov ** WIPO: Shuhei YOSHIURA; shuhei.yoshiura@wipo.int ********************************************************************************** revision history *********************************************************************************MO: 01/01/07 incorporated changes from PFCs:..changed version number from v1.3 to v1.4..implementation of PFC06/001..added element 'sup' to u (PFC06/003)..added element 'sup' to i (PFC06/003)..added element 'sup' to b (PFC06/003)..added element 'sub' to u (PFC06/003)..added element 'sub' to i (PFC06/003)..added element 'sub' to b (PFC06/003)..added element 'o' to invention-title, b, i, sup, sup2, sub, sub2, heading, claim-text, p, small-caps, dt, dd, li, crossref, figref, othercit, statement (PFC06/003)..added element 'address-4' to address (PFC06/005)..added element 'address-5' to address (PFC06/005)HT: 14/12/04 incorporated changes from PFCs:..added attribute 'id' to application-reference, publication-referenceHT: 20/07/04 incorporated changes from PFCs:..changed version number from v1.2 to v1.3..added element 'address' to first-named-applicantHT: 16/12/03 incorporated changes from PFCs:..changed version number from v1.1 to v1.2..added element 'sup2' and 'sub2' to sup and subJD: 03/02/03 Incorporated changes from PFCs:..changed version number from v1.0 to v1.1..added element 'filelist' to root content model..added element 'other-filing' to transmittal-info..added (last-name | orgname) option to %name_group;..removed br from b, i, smallcapsDecember 2001..released version number as v1.0********************************************************************************Root element, pkgheaderAttributes: lang = language of application - use ISO639 language code dtd-version = dtd version number file = filename of the whole application status = status of the application; values: new = new application-->
<!ELEMENT pkgheader (wad-message-digest , transmittal-info , ip-type , filelist? , application-software? , transmission-type? , payment?)>
<!ATTLIST pkgheader lang CDATA #REQUIRED dtd-version CDATA #IMPLIED file CDATA #IMPLIED status CDATA #IMPLIED >  

Element file-content
diagram
description Contents of the file received. See Section 704(a): 'and may, at the option of the Office, also indicate or contain such information as (v) the names and sizes of the electronic files received; (vi) the dates of creation of the electronic files received;..." attributes: doc-name = name of the document file-name = name of the electronic file size = size of the file date-produced = date of creation of the file
attributes doc-name, file-name, size, date-produced, number-of-notification
uses Does not use other elements.
used by filelist
content empty
occurrence
Attribute Datatype Required Values Default Comments
doc-name string (default) Yes      
file-name string (default) Yes      
size string (default) no (default)      
date-produced string (default) no (default)      
number-of-notification string (default) no (default)      
source
<!-- Contents of the file received. See Section 704(a): 'and may, at the option of the Office, also indicate or contain such information as (v) the names and sizes of the electronic files received; (vi) the dates of creation of the electronic files received;..." attributes: doc-name = name of the document file-name = name of the electronic file size = size of the file date-produced = date of creation of the file-->
<!ELEMENT file-content EMPTY>
<!ATTLIST file-content doc-name CDATA #REQUIRED file-name CDATA #REQUIRED size CDATA #IMPLIED date-produced CDATA #IMPLIED number-of-notification CDATA #IMPLIED >  

Element credit-card
diagram
description Credit card used as payment method
attributes number, expires, name, postal-code
uses Does not use other elements.
used by payment
content empty
occurrence
Attribute Datatype Required Values Default Comments
number string (default) Yes      
expires string (default) Yes      
name string (default) no (default)      
postal-code string (default) no (default)      
source
<!-- Credit card used as payment method-->
<!ELEMENT credit-card EMPTY>
<!ATTLIST credit-card number CDATA #REQUIRED expires CDATA #REQUIRED name CDATA #IMPLIED postal-code CDATA #IMPLIED >  

Element account
diagram
description Deposit account information
attributes number, account-type, name
uses Does not use other elements.
used by payment
content empty
occurrence
Attribute Datatype Required Values Default Comments
number string (default) Yes      
account-type string (default) Yes      
name string (default) no (default)      
source
<!-- Deposit account information-->
<!ELEMENT account EMPTY>
<!ATTLIST account number CDATA #REQUIRED account-type CDATA #REQUIRED name CDATA #IMPLIED >  

Element fee-total
diagram
description Total amount of fees due
attributes amount
uses Does not use other elements.
used by payment
content empty
occurrence
Attribute Datatype Required Values Default Comments
amount string (default) Yes      
source
<!-- Total amount of fees due-->
<!ELEMENT fee-total EMPTY>
<!ATTLIST fee-total amount CDATA #REQUIRED >  

Element fee
diagram
description Amount due
attributes fee-code, amount, quantity, currency
uses Does not use other elements.
used by payment
content empty
occurrence
Attribute Datatype Required Values Default Comments
fee-code string (default) Yes      
amount string (default) Yes      
quantity string (default) no (default)      
currency string (default) Yes      
source
<!-- Amount due-->
<!ELEMENT fee EMPTY>
<!ATTLIST fee fee-code CDATA #REQUIRED amount CDATA #REQUIRED quantity CDATA #IMPLIED currency CDATA #REQUIRED >  

Element notice-info
diagram
description Information regarding notice
attributes notice-id-ref
uses agent-info, applicant-name, drafting-document-info, reason-for-rejection-info, response-term
used by office-to-applicant
content a sequence of elements
occurrence required (default)
Attribute Datatype Required Values Default Comments
notice-id-ref string (default) Yes      
source
<!-- Information regarding notice-->
<!ELEMENT notice-info (response-term? , applicant-name* , agent-info? , reason-for-rejection-info? , drafting-document-info?)>
<!ATTLIST notice-info notice-id-ref CDATA #REQUIRED >  

Element response-term
diagram
description Response term of invitation. Attributes: term = period of time division = discernment of month or day
attributes unit-of-time, value
uses Does not use other elements.
used by notice-info
content empty
occurrence
Attribute Datatype Required Values Default Comments
unit-of-time string (default) Yes      
value string (default) Yes      
source
<!-- Response term of invitation. Attributes: term = period of time division = discernment of month or day-->
<!ELEMENT response-term EMPTY>
<!ATTLIST response-term unit-of-time CDATA #REQUIRED value CDATA #REQUIRED >  

Element publication-reference
diagram
description Publication reference information: publication number, date, etc (INID 11, ST.32:B110)
attributes id
uses document-id
used by office-to-office
content a sequence of elements
occurrence required (default)
Attribute Datatype Required Values Default Comments
id ID no (default)      
source
<!-- Publication reference information: publication number, date, etc (INID 11, ST.32:B110)-->
<!ELEMENT publication-reference (document-id)>
<!ATTLIST publication-reference id ID #IMPLIED >  

Element application-reference
diagram
description Application reference information: application number, country (INID 21, ST.32:B210)
attributes id, appl-type
uses document-id
used by office-to-applicant, office-to-office, subsequent-filing
content a sequence of elements
occurrence required (default)
Attribute Datatype Required Values Default Comments
id ID no (default)      
appl-type string (default) no (default)      
source
<!-- Application reference information: application number, country (INID 21, ST.32:B210)-->
<!ELEMENT application-reference (document-id)>
<!ATTLIST application-reference id ID #IMPLIED appl-type CDATA #IMPLIED >  

Element document-id
diagram
description Document identification refers to patents (and patent applications) only. See WIPO ST.14
attributes lang
uses country, date, doc-number, kind, name
used by application-reference, patent-reference, publication-reference
content a sequence of elements
occurrence required (default)
Attribute Datatype Required Values Default Comments
lang string (default) no (default)      
source
<!-- Document identification refers to patents (and patent applications) only. See WIPO ST.14-->
<!ELEMENT document-id (country , doc-number , kind? , name? , date?)>
<!ATTLIST document-id lang CDATA #IMPLIED >  

Element appeal-reference
diagram
description Reference to an appealed application
attributes appeal-type
uses date, doc-number
used by subsequent-filing
content a sequence of elements
occurrence required (default)
Attribute Datatype Required Values Default Comments
appeal-type string (default) Yes      
source
<!-- Reference to an appealed application-->
<!ELEMENT appeal-reference (doc-number , date?)>
<!ATTLIST appeal-reference appeal-type CDATA #REQUIRED >  

Element name
diagram
description Name: If no distinction or detail can be given. Also to be used for: personal (natural person) and corporate (legal entity) names
attributes name-type
uses Does not use other elements.
used by agent-name, applicant-name, document-id, first-named-applicant
content character data
occurrence
Attribute Datatype Required Values Default Comments
name-type Enumeration no (default)   legal  natural     
source
<!-- Name: If no distinction or detail can be given. Also to be used for: personal (natural person) and corporate (legal entity) names-->
<!ELEMENT name (#PCDATA)>
<!ATTLIST name name-type (legal | natural ) #IMPLIED >  

Element invention-title
diagram
description Title of the Invention: (INID 54, ST.32:B540/B542) Preferably two to seven words when in English or translated into English and precise. (Rule 4.3) Recommended id = 'invt'
attributes id, lang
uses b, i, o, sub, sup, u
used by new-application, office-to-applicant, office-to-office, subsequent-filing
content character data and a sequence of elements
occurrence required (default)
Attribute Datatype Required Values Default Comments
id ID no (default)      
lang string (default) no (default)      
source
<!-- Title of the Invention: (INID 54, ST.32:B540/B542) Preferably two to seven words when in English or translated into English and precise. (Rule 4.3) Recommended id = 'invt'-->
<!ELEMENT invention-title (#PCDATA | b | i | u | o | sup | sub)*>
<!ATTLIST invention-title id ID #IMPLIED lang CDATA #IMPLIED >  

Element u
diagram
description Underscore: style - single is default
attributes style
uses b, i, smallcaps, sub, sup
used by b, i, invention-title, smallcaps, sub, sub2, sup, sup2
content character data and a sequence of elements
occurrence required (default)
Attribute Datatype Required Values Default Comments
style Enumeration no (default)   single  double  dash  dots  single    
source
<!-- Underscore: style - single is default-->
<!ELEMENT u (#PCDATA | b | i | smallcaps | sup | sub)*>
<!ATTLIST u style (single | double | dash | dots ) 'single' >  

Element o
diagram
description Overscore: style - single is default
attributes style
uses b, i, smallcaps, sub, sup
used by b, i, invention-title, smallcaps, sub, sub2, sup, sup2
content character data and a sequence of elements
occurrence required (default)
Attribute Datatype Required Values Default Comments
style Enumeration no (default)   single  double  dash  dots  leftarrow  rightarrow  leftrightarrow  single    
source
<!-- Overscore: style - single is default-->
<!ELEMENT o (#PCDATA | b | i | smallcaps | sup | sub)*>
<!ATTLIST o style (single | double | dash | dots | leftarrow | rightarrow | leftrightarrow ) 'single' >  

Element filelist
diagram
description List of files received
attributes
uses file-content
used by pkgheader
content a sequence of elements
occurrence required (default)
source
<!-- List of files received-->
<!ELEMENT filelist (file-content+)>  

Element wad-message-digest
diagram
description Wrapped Application Documents message digest
attributes
uses Does not use other elements.
used by pkgheader
content character data
occurrence
source
<!-- Wrapped Application Documents message digest-->
<!ELEMENT wad-message-digest (#PCDATA)>  

Element payment
diagram
description Payment method
attributes
uses account, credit-card, fee, fee-total, other-method
used by pkgheader
content a sequence of elements
occurrence required (default)
source
<!-- Payment method-->
<!ELEMENT payment (fee+ , fee-total , (account | credit-card | other-method))>  

Element other-method
diagram
description Other payment method. Specify
attributes
uses Does not use other elements.
used by payment
content character data
occurrence
source
<!-- Other payment method. Specify-->
<!ELEMENT other-method (#PCDATA)>  

Element transmission-type
diagram
description Transmission type; e.g., submission or dispatch, etc.
attributes
uses Does not use other elements.
used by pkgheader
content character data
occurrence
source
<!-- Transmission type; e.g., submission or dispatch, etc.-->
<!ELEMENT transmission-type (#PCDATA)>  

Element application-software
diagram
description The software used to generate the XML document instance
attributes
uses software-message, software-name, software-version
used by pkgheader
content a sequence of elements
occurrence required (default)
source
<!-- The software used to generate the XML document instance-->
<!ELEMENT application-software (software-name , software-version , software-message?)>  

Element software-message
diagram
description Any message (e.g., parser response text) returned by the software used to create the document
attributes
uses Does not use other elements.
used by application-software
content character data
occurrence
source
<!-- Any message (e.g., parser response text) returned by the software used to create the document-->
<!ELEMENT software-message (#PCDATA)>  

Element software-version
diagram
description The version of the software used to create the document
attributes
uses Does not use other elements.
used by application-software
content character data
occurrence
source
<!-- The version of the software used to create the document-->
<!ELEMENT software-version (#PCDATA)>  

Element software-name
diagram
description The name of the software used to create the document
attributes
uses Does not use other elements.
used by application-software
content character data
occurrence
source
<!-- The name of the software used to create the document-->
<!ELEMENT software-name (#PCDATA)>  

Element ip-type
diagram
description Intellecutal Property type
attributes
uses Does not use other elements.
used by pkgheader
content character data
occurrence
source
<!-- Intellecutal Property type-->
<!ELEMENT ip-type (#PCDATA)>  

Element transmittal-info
diagram
description Transmittal information
attributes
uses new-application, office-to-applicant, office-to-office, subsequent-filing
used by pkgheader
content choice
occurrence required (default)
source
<!-- Transmittal information-->
<!ELEMENT transmittal-info (new-application | subsequent-filing | office-to-office | office-to-applicant)>  

Element office-to-applicant
diagram
description Document transfer information from office to applicant
attributes
uses application-reference, confirmation-number, file-reference-id, from, invention-title, notice-info, patent-reference, receipt-list-info, total-number-of-notifications
used by transmittal-info
content a sequence of elements
occurrence required (default)
source
<!-- Document transfer information from office to applicant-->
<!ELEMENT office-to-applicant (from , invention-title? , confirmation-number? , receipt-list-info? , file-reference-id? , (application-reference+ | (patent-reference , application-reference+)) , notice-info* , total-number-of-notifications?)>  

Element total-number-of-notifications
diagram
description The total number of cases ready for notice
attributes
uses Does not use other elements.
used by office-to-applicant
content character data
occurrence
source
<!-- The total number of cases ready for notice-->
<!ELEMENT total-number-of-notifications (#PCDATA)>  

Element receipt-list-info
diagram
description A list of the receipts produced by the Office in response to query "what did I send you?"
attributes
uses applicant-name, receipt-number
used by office-to-applicant
content a sequence of elements
occurrence required (default)
source
<!-- A list of the receipts produced by the Office in response to query "what did I send you?"-->
<!ELEMENT receipt-list-info (applicant-name? , receipt-number*)>  

Element drafting-document-info
diagram
description Notification to the applicant of the document code of the object to draft
attributes
uses dispatch-id, document-code, receipt-number
used by notice-info
content a sequence of elements
occurrence required (default)
source
<!-- Notification to the applicant of the document code of the object to draft-->
<!ELEMENT drafting-document-info (document-code? , (receipt-number | dispatch-id))>  

Element dispatch-id
diagram
description Dispatch identifier
attributes
uses Does not use other elements.
used by drafting-document-info
content character data
occurrence
source
<!-- Dispatch identifier-->
<!ELEMENT dispatch-id (#PCDATA)>  

Element receipt-number
diagram
description Receipt number
attributes
uses Does not use other elements.
used by drafting-document-info, receipt-list-info
content character data
occurrence
source
<!-- Receipt number-->
<!ELEMENT receipt-number (#PCDATA)>  

Element reason-for-rejection-info
diagram
description The Japanese applicant is demanding the notice of the reason for rejection
attributes
uses reason-code, text
used by notice-info
content a sequence of elements
occurrence required (default)
source
<!-- The Japanese applicant is demanding the notice of the reason for rejection-->
<!ELEMENT reason-for-rejection-info (reason-code , text)>  

Element reason-code
diagram
description Code of the reason for rejection
attributes
uses Does not use other elements.
used by reason-for-rejection-info
content character data
occurrence
source
<!-- Code of the reason for rejection-->
<!ELEMENT reason-code (#PCDATA)>  

Element agent-info
diagram
description Information regarding the agent (without address information)
attributes
uses agent-name, customer-number
used by notice-info
content choice
occurrence required (default)
source
<!-- Information regarding the agent (without address information)-->
<!ELEMENT agent-info (agent-name+ | customer-number)>  

Element customer-number
diagram
description Customer number for agents by office
attributes
uses Does not use other elements.
used by agent-info
content character data
occurrence
source
<!-- Customer number for agents by office-->
<!ELEMENT customer-number (#PCDATA)>  

Element agent-name
diagram
description The name of the agent (without address information)
attributes
uses department, first-name, iid, last-name, middle-name, name, orgname, prefix, registered-number, role, suffix, synonym
used by agent-info
content a sequence of elements
occurrence required (default)
source
<!-- The name of the agent (without address information)-->
<!ELEMENT agent-name (%name_group;)>  

Element applicant-name
diagram
description The name of the applicant (without address information) (ST.32:B711)
attributes
uses department, first-name, iid, last-name, middle-name, name, orgname, prefix, registered-number, role, suffix, synonym
used by notice-info, receipt-list-info
content a sequence of elements
occurrence required (default)
source
<!-- The name of the applicant (without address information) (ST.32:B711)-->
<!ELEMENT applicant-name (%name_group;)>  

Element office-to-office
diagram
description Document transfer information between offices.
attributes
uses application-reference, confirmation-number, file-reference-id, first-named-applicant, from, invention-title, publication-reference, to
used by transmittal-info
content a sequence of elements
occurrence required (default)
source
<!-- Document transfer information between offices.-->
<!ELEMENT office-to-office (invention-title? , first-named-applicant? , confirmation-number? , application-reference , publication-reference? , file-reference-id? , from? , to?)>  

Element from
diagram
description The office that sends the document
attributes
uses country
used by office-to-applicant, office-to-office
content a sequence of elements
occurrence required (default)
source
<!-- The office that sends the document-->
<!ELEMENT from (country)>  

Element subsequent-filing
diagram
description Subsequent filing information, before Issue Date
attributes
uses appeal-reference, application-reference, confirmation-number, document-code, file-reference-id, first-named-applicant, invention-title, patent-reference, to
used by transmittal-info
content a sequence of elements
occurrence required (default)
source
<!-- Subsequent filing information, before Issue Date-->
<!ELEMENT subsequent-filing (invention-title? , first-named-applicant , confirmation-number? , file-reference-id? , appeal-reference? , (application-reference+ | (patent-reference , application-reference+)) , document-code* , to)>  

Element patent-reference
diagram
description Patent reference information: patent number, date, etc
attributes
uses document-id
used by office-to-applicant, subsequent-filing
content a sequence of elements
occurrence required (default)
source
<!-- Patent reference information: patent number, date, etc-->
<!ELEMENT patent-reference (document-id)>  

Element kind
diagram
description Document kind code; e.g., A1 (INID 13, ST.32:B130)
attributes
uses Does not use other elements.
used by document-id
content character data
occurrence
source
<!-- Document kind code; e.g., A1 (INID 13, ST.32:B130)-->
<!ELEMENT kind (#PCDATA)>  

Element date
diagram
description Date: components of a date. Format: YYYYMMDD
attributes
uses Does not use other elements.
used by appeal-reference, document-id
content character data
occurrence
source
<!-- Date: components of a date. Format: YYYYMMDD-->
<!ELEMENT date (#PCDATA)>  

Element doc-number
diagram
description The number of the referenced patent (or application) document
attributes
uses Does not use other elements.
used by appeal-reference, document-id
content character data
occurrence
source
<!-- The number of the referenced patent (or application) document-->
<!ELEMENT doc-number (#PCDATA)>  

Element confirmation-number
diagram
description Confirmation number from office
attributes
uses Does not use other elements.
used by office-to-applicant, office-to-office, subsequent-filing
content character data
occurrence
source
<!-- Confirmation number from office-->
<!ELEMENT confirmation-number (#PCDATA)>  

Element new-application
diagram
description New application information from applicant to office
attributes
uses document-code, file-reference-id, first-named-applicant, invention-title, to
used by transmittal-info
content a sequence of elements
occurrence required (default)
source
<!-- New application information from applicant to office-->
<!ELEMENT new-application (invention-title? , first-named-applicant? , file-reference-id? , document-code* , to)>  

Element to
diagram
description The office that receives the document
attributes
uses country
used by new-application, office-to-office, subsequent-filing
content a sequence of elements
occurrence required (default)
source
<!-- The office that receives the document-->
<!ELEMENT to (country)>  

Element document-code
diagram
description For reference to non-PCT document from national office; code defined by national office
attributes
uses Does not use other elements.
used by drafting-document-info, new-application, subsequent-filing
content character data
occurrence
source
<!-- For reference to non-PCT document from national office; code defined by national office-->
<!ELEMENT document-code (#PCDATA)>  

Element file-reference-id
diagram
description Applicant's or agent's file reference, if desired, 12 characters maximum
attributes
uses Does not use other elements.
used by new-application, office-to-applicant, office-to-office, subsequent-filing
content character data
occurrence
source
<!-- Applicant's or agent's file reference, if desired, 12 characters maximum-->
<!ELEMENT file-reference-id (#PCDATA)>  

Element first-named-applicant
diagram
description First applicant name in applicant group
attributes
uses address, department, first-name, iid, last-name, middle-name, name, orgname, prefix, registered-number, role, suffix, synonym
used by new-application, office-to-office, subsequent-filing
content a sequence of elements
occurrence required (default)
source
<!-- First applicant name in applicant group-->
<!ELEMENT first-named-applicant (%name_group; , address?)>  

Element address
diagram
description Address components: Address formats differ from country to country If no structure possible use text
attributes
uses address-1, address-2, address-3, address-4, address-5, address-floor, building, city, country, county, mailcode, pobox, postcode, room, state, street, text
used by first-named-applicant
content choice
occurrence required (default)
source
<!-- Address components: Address formats differ from country to country If no structure possible use text-->
<!ELEMENT address (%address_group;)>  

Element text
diagram
description If no structure is possible, enter text (without markup)
attributes
uses Does not use other elements.
used by address, reason-for-rejection-info
content character data
occurrence
source
<!-- If no structure is possible, enter text (without markup)-->
<!ELEMENT text (#PCDATA)>  

Element country
diagram
description Country: use ST.3 country code; e.g. DE, FR, GB, NL, etc. Also includes EP, WO
attributes
uses Does not use other elements.
used by address, document-id, from, to
content character data
occurrence
source
<!-- Country: use ST.3 country code; e.g. DE, FR, GB, NL, etc. Also includes EP, WO-->
<!ELEMENT country (#PCDATA)>  

Element postcode
diagram
description Postal code or zip code
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- Postal code or zip code-->
<!ELEMENT postcode (#PCDATA)>  

Element state
diagram
description Region of country; e.g., state, province, etc.
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- Region of country; e.g., state, province, etc.-->
<!ELEMENT state (#PCDATA)>  

Element county
diagram
description County, parish, department, etc (mainly UK, USA)
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- County, parish, department, etc (mainly UK, USA)-->
<!ELEMENT county (#PCDATA)>  

Element city
diagram
description City or town name
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- City or town name-->
<!ELEMENT city (#PCDATA)>  

Element street
diagram
description Street may contain house number or name
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- Street may contain house number or name-->
<!ELEMENT street (#PCDATA)>  

Element building
diagram
description Building information in address; e.g., Hoffman building
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- Building information in address; e.g., Hoffman building-->
<!ELEMENT building (#PCDATA)>  

Element address-floor
diagram
description Address floor; e.g., 10th
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- Address floor; e.g., 10th-->
<!ELEMENT address-floor (#PCDATA)>  

Element room
diagram
description Address room; e.g., Room 55B
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- Address room; e.g., Room 55B-->
<!ELEMENT room (#PCDATA)>  

Element pobox
diagram
description Post Office Box number
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- Post Office Box number-->
<!ELEMENT pobox (#PCDATA)>  

Element mailcode
diagram
description Organizational mail code
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- Organizational mail code-->
<!ELEMENT mailcode (#PCDATA)>  

Element address-5
diagram
description Address, fifth line
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- Address, fifth line-->
<!ELEMENT address-5 (#PCDATA)>  

Element address-4
diagram
description Address, fourth line
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- Address, fourth line-->
<!ELEMENT address-4 (#PCDATA)>  

Element address-3
diagram
description Address, third line
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- Address, third line-->
<!ELEMENT address-3 (#PCDATA)>  

Element address-2
diagram
description Address, second line
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- Address, second line-->
<!ELEMENT address-2 (#PCDATA)>  

Element address-1
diagram
description Address, first line
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!-- Address, first line-->
<!ELEMENT address-1 (#PCDATA)>  

Element registered-number
diagram
description Registered number
attributes
uses Does not use other elements.
used by agent-name, applicant-name, first-named-applicant
content character data
occurrence
source
<!-- Registered number-->
<!ELEMENT registered-number (#PCDATA)>  

Element synonym
diagram
description Synonym
attributes
uses Does not use other elements.
used by agent-name, applicant-name, first-named-applicant
content character data
occurrence
source
<!-- Synonym-->
<!ELEMENT synonym (#PCDATA)>  

Element department
diagram
description Department, division, section, etc. name
attributes
uses Does not use other elements.
used by agent-name, applicant-name, first-named-applicant
content character data
occurrence
source
<!-- Department, division, section, etc. name-->
<!ELEMENT department (#PCDATA)>  

Element orgname
diagram
description Organisation name or company name
attributes
uses Does not use other elements.
used by agent-name, applicant-name, first-named-applicant
content character data
occurrence
source
<!-- Organisation name or company name-->
<!ELEMENT orgname (#PCDATA)>  

Element role
diagram
description Role; e.g., President, Chairman, etc.
attributes
uses Does not use other elements.
used by agent-name, applicant-name, first-named-applicant
content character data
occurrence
source
<!-- Role; e.g., President, Chairman, etc.-->
<!ELEMENT role (#PCDATA)>  

Element iid
diagram
description SDOBI : Individual id
attributes
uses Does not use other elements.
used by agent-name, applicant-name, first-named-applicant
content character data
occurrence
source
<!-- SDOBI : Individual id-->
<!ELEMENT iid (#PCDATA)>  

Element suffix
diagram
description Name suffix (e.g., II, Jr., Dip., Ing., BA, etc.)
attributes
uses Does not use other elements.
used by agent-name, applicant-name, first-named-applicant
content character data
occurrence
source
<!-- Name suffix (e.g., II, Jr., Dip., Ing., BA, etc.)-->
<!ELEMENT suffix (#PCDATA)>  

Element middle-name
diagram
description Middle name(s) or initial(s)
attributes
uses Does not use other elements.
used by agent-name, applicant-name, first-named-applicant
content character data
occurrence
source
<!-- Middle name(s) or initial(s)-->
<!ELEMENT middle-name (#PCDATA)>  

Element first-name
diagram
description First or given name(s), initial(s)
attributes
uses Does not use other elements.
used by agent-name, applicant-name, first-named-applicant
content character data
occurrence
source
<!-- First or given name(s), initial(s)-->
<!ELEMENT first-name (#PCDATA)>  

Element last-name
diagram
description Last, family, surname
attributes
uses Does not use other elements.
used by agent-name, applicant-name, first-named-applicant
content character data
occurrence
source
<!-- Last, family, surname-->
<!ELEMENT last-name (#PCDATA)>  

Element prefix
diagram
description Title: e.g., Mr., Mrs., Dr. etc
attributes
uses Does not use other elements.
used by agent-name, applicant-name, first-named-applicant
content character data
occurrence
source
<!-- Title: e.g., Mr., Mrs., Dr. etc-->
<!ELEMENT prefix (#PCDATA)>  

Element b
diagram
description Bold formatting for text
attributes
uses i, o, smallcaps, sub, sup, u
used by i, invention-title, o, smallcaps, sub, sub2, sup, sup2, u
content character data and a sequence of elements
occurrence required (default)
source
<!-- Bold formatting for text-->
<!ELEMENT b (#PCDATA | i | u | o | smallcaps | sup | sub)*>  

Element i
diagram
description Italic formatting for text
attributes
uses b, o, smallcaps, sub, sup, u
used by b, invention-title, o, smallcaps, sub, sub2, sup, sup2, u
content character data and a sequence of elements
occurrence required (default)
source
<!-- Italic formatting for text-->
<!ELEMENT i (#PCDATA | b | u | o | smallcaps | sup | sub)*>  

Element smallcaps
diagram
description Small capitals
attributes
uses b, i, o, u
used by b, i, o, u
content character data and a sequence of elements
occurrence required (default)
source
<!-- Small capitals-->
<!ELEMENT smallcaps (#PCDATA | b | u | i | o)*>  

Element sub
diagram
description Subscripted text
attributes
uses b, i, o, sub2, sup2, u
used by b, i, invention-title, o, u
content character data and a sequence of elements
occurrence required (default)
source
<!-- Subscripted text-->
<!ELEMENT sub (#PCDATA | b | u | i | o | sup2 | sub2)*>  

Element sup
diagram
description Superscripted text
attributes
uses b, i, o, sub2, sup2, u
used by b, i, invention-title, o, u
content character data and a sequence of elements
occurrence required (default)
source
<!-- Superscripted text-->
<!ELEMENT sup (#PCDATA | b | u | i | o | sup2 | sub2)*>  

Element sub2
diagram
description Subscripted text
attributes
uses b, i, o, u
used by sub, sup
content character data and a sequence of elements
occurrence required (default)
source
<!-- Subscripted text-->
<!ELEMENT sub2 (#PCDATA | b | u | i | o)*>  

Element sup2
diagram
description Superscripted text
attributes
uses b, i, o, u
used by sub, sup
content character data and a sequence of elements
occurrence required (default)
source
<!-- Superscripted text-->
<!ELEMENT sup2 (#PCDATA | b | u | i | o)*>  

Original Schema Source

<?xml encoding='UTF-8' ?>

<!ENTITY % name_group "((name | (prefix? , (last-name | orgname) , first-name? , middle-name? , suffix? , iid? , role? , orgname? , department? , synonym*)) , registered-number?)">
<!ENTITY % address_group "((address-1? , address-2? , address-3? , address-4? , address-5? , mailcode? , pobox? , room? , address-floor? , building? , street? , city? , county? , state? , postcode? , country) | text)">
<!--********************************************************************************* pkgheader v1.4 2010 APRIL ********************************************************************************** PUBLIC "-//WIPO//DTD PKGHEADER 1.4//EN" "pkgheader-v1-4.dtd" ********************************************************************************** http://www.wipo.int/pct-safe/epct/schemaDocs/1.9/pkgheader-v1-4.dtd ********************************************************************************** contacts: ** EPO: Paul Brewin; pbrewin@epo.org ** JPO: Hideto Tanaka; tanaka-hideto@jpo.go.jp ** USPTO: Bruce B. Cox; bruce.cox@uspto.gov ** WIPO: Shuhei YOSHIURA; shuhei.yoshiura@wipo.int ********************************************************************************** revision history *********************************************************************************MO: 01/01/07 incorporated changes from PFCs:..changed version number from v1.3 to v1.4..implementation of PFC06/001..added element 'sup' to u (PFC06/003)..added element 'sup' to i (PFC06/003)..added element 'sup' to b (PFC06/003)..added element 'sub' to u (PFC06/003)..added element 'sub' to i (PFC06/003)..added element 'sub' to b (PFC06/003)..added element 'o' to invention-title, b, i, sup, sup2, sub, sub2, heading, claim-text, p, small-caps, dt, dd, li, crossref, figref, othercit, statement (PFC06/003)..added element 'address-4' to address (PFC06/005)..added element 'address-5' to address (PFC06/005)HT: 14/12/04 incorporated changes from PFCs:..added attribute 'id' to application-reference, publication-referenceHT: 20/07/04 incorporated changes from PFCs:..changed version number from v1.2 to v1.3..added element 'address' to first-named-applicantHT: 16/12/03 incorporated changes from PFCs:..changed version number from v1.1 to v1.2..added element 'sup2' and 'sub2' to sup and subJD: 03/02/03 Incorporated changes from PFCs:..changed version number from v1.0 to v1.1..added element 'filelist' to root content model..added element 'other-filing' to transmittal-info..added (last-name | orgname) option to %name_group;..removed br from b, i, smallcapsDecember 2001..released version number as v1.0********************************************************************************Root element, pkgheaderAttributes: lang = language of application - use ISO639 language code dtd-version = dtd version number file = filename of the whole application status = status of the application; values: new = new application-->
<!ELEMENT pkgheader (wad-message-digest , transmittal-info , ip-type , filelist? , application-software? , transmission-type? , payment?)>
<!ATTLIST pkgheader lang CDATA #REQUIRED dtd-version CDATA #IMPLIED file CDATA #IMPLIED status CDATA #IMPLIED >
<!-- Contents of the file received. See Section 704(a): 'and may, at the option of the Office, also indicate or contain such information as (v) the names and sizes of the electronic files received; (vi) the dates of creation of the electronic files received;..." attributes: doc-name = name of the document file-name = name of the electronic file size = size of the file date-produced = date of creation of the file-->
<!ELEMENT file-content EMPTY>
<!ATTLIST file-content doc-name CDATA #REQUIRED file-name CDATA #REQUIRED size CDATA #IMPLIED date-produced CDATA #IMPLIED number-of-notification CDATA #IMPLIED >
<!-- Credit card used as payment method-->
<!ELEMENT credit-card EMPTY>
<!ATTLIST credit-card number CDATA #REQUIRED expires CDATA #REQUIRED name CDATA #IMPLIED postal-code CDATA #IMPLIED >
<!-- Deposit account information-->
<!ELEMENT account EMPTY>
<!ATTLIST account number CDATA #REQUIRED account-type CDATA #REQUIRED name CDATA #IMPLIED >
<!-- Total amount of fees due-->
<!ELEMENT fee-total EMPTY>
<!ATTLIST fee-total amount CDATA #REQUIRED >
<!-- Amount due-->
<!ELEMENT fee EMPTY>
<!ATTLIST fee fee-code CDATA #REQUIRED amount CDATA #REQUIRED quantity CDATA #IMPLIED currency CDATA #REQUIRED >
<!-- Information regarding notice-->
<!ELEMENT notice-info (response-term? , applicant-name* , agent-info? , reason-for-rejection-info? , drafting-document-info?)>
<!ATTLIST notice-info notice-id-ref CDATA #REQUIRED >
<!-- Response term of invitation. Attributes: term = period of time division = discernment of month or day-->
<!ELEMENT response-term EMPTY>
<!ATTLIST response-term unit-of-time CDATA #REQUIRED value CDATA #REQUIRED >
<!-- Publication reference information: publication number, date, etc (INID 11, ST.32:B110)-->
<!ELEMENT publication-reference (document-id)>
<!ATTLIST publication-reference id ID #IMPLIED >
<!-- Application reference information: application number, country (INID 21, ST.32:B210)-->
<!ELEMENT application-reference (document-id)>
<!ATTLIST application-reference id ID #IMPLIED appl-type CDATA #IMPLIED >
<!-- Document identification refers to patents (and patent applications) only. See WIPO ST.14-->
<!ELEMENT document-id (country , doc-number , kind? , name? , date?)>
<!ATTLIST document-id lang CDATA #IMPLIED >
<!-- Reference to an appealed application-->
<!ELEMENT appeal-reference (doc-number , date?)>
<!ATTLIST appeal-reference appeal-type CDATA #REQUIRED >
<!-- Name: If no distinction or detail can be given. Also to be used for: personal (natural person) and corporate (legal entity) names-->
<!ELEMENT name (#PCDATA)>
<!ATTLIST name name-type (legal | natural ) #IMPLIED >
<!-- Title of the Invention: (INID 54, ST.32:B540/B542) Preferably two to seven words when in English or translated into English and precise. (Rule 4.3) Recommended id = 'invt'-->
<!ELEMENT invention-title (#PCDATA | b | i | u | o | sup | sub)*>
<!ATTLIST invention-title id ID #IMPLIED lang CDATA #IMPLIED >
<!-- Underscore: style - single is default-->
<!ELEMENT u (#PCDATA | b | i | smallcaps | sup | sub)*>
<!ATTLIST u style (single | double | dash | dots ) 'single' >
<!-- Overscore: style - single is default-->
<!ELEMENT o (#PCDATA | b | i | smallcaps | sup | sub)*>
<!ATTLIST o style (single | double | dash | dots | leftarrow | rightarrow | leftrightarrow ) 'single' >
<!-- List of files received-->
<!ELEMENT filelist (file-content+)>
<!-- Wrapped Application Documents message digest-->
<!ELEMENT wad-message-digest (#PCDATA)>
<!-- Payment method-->
<!ELEMENT payment (fee+ , fee-total , (account | credit-card | other-method))>
<!-- Other payment method. Specify-->
<!ELEMENT other-method (#PCDATA)>
<!-- Transmission type; e.g., submission or dispatch, etc.-->
<!ELEMENT transmission-type (#PCDATA)>
<!-- The software used to generate the XML document instance-->
<!ELEMENT application-software (software-name , software-version , software-message?)>
<!-- Any message (e.g., parser response text) returned by the software used to create the document-->
<!ELEMENT software-message (#PCDATA)>
<!-- The version of the software used to create the document-->
<!ELEMENT software-version (#PCDATA)>
<!-- The name of the software used to create the document-->
<!ELEMENT software-name (#PCDATA)>
<!-- Intellecutal Property type-->
<!ELEMENT ip-type (#PCDATA)>
<!-- Transmittal information-->
<!ELEMENT transmittal-info (new-application | subsequent-filing | office-to-office | office-to-applicant)>
<!-- Document transfer information from office to applicant-->
<!ELEMENT office-to-applicant (from , invention-title? , confirmation-number? , receipt-list-info? , file-reference-id? , (application-reference+ | (patent-reference , application-reference+)) , notice-info* , total-number-of-notifications?)>
<!-- The total number of cases ready for notice-->
<!ELEMENT total-number-of-notifications (#PCDATA)>
<!-- A list of the receipts produced by the Office in response to query "what did I send you?"-->
<!ELEMENT receipt-list-info (applicant-name? , receipt-number*)>
<!-- Notification to the applicant of the document code of the object to draft-->
<!ELEMENT drafting-document-info (document-code? , (receipt-number | dispatch-id))>
<!-- Dispatch identifier-->
<!ELEMENT dispatch-id (#PCDATA)>
<!-- Receipt number-->
<!ELEMENT receipt-number (#PCDATA)>
<!-- The Japanese applicant is demanding the notice of the reason for rejection-->
<!ELEMENT reason-for-rejection-info (reason-code , text)>
<!-- Code of the reason for rejection-->
<!ELEMENT reason-code (#PCDATA)>
<!-- Information regarding the agent (without address information)-->
<!ELEMENT agent-info (agent-name+ | customer-number)>
<!-- Customer number for agents by office-->
<!ELEMENT customer-number (#PCDATA)>
<!-- The name of the agent (without address information)-->
<!ELEMENT agent-name (%name_group;)>
<!-- The name of the applicant (without address information) (ST.32:B711)-->
<!ELEMENT applicant-name (%name_group;)>
<!-- Document transfer information between offices.-->
<!ELEMENT office-to-office (invention-title? , first-named-applicant? , confirmation-number? , application-reference , publication-reference? , file-reference-id? , from? , to?)>
<!-- The office that sends the document-->
<!ELEMENT from (country)>
<!-- Subsequent filing information, before Issue Date-->
<!ELEMENT subsequent-filing (invention-title? , first-named-applicant , confirmation-number? , file-reference-id? , appeal-reference? , (application-reference+ | (patent-reference , application-reference+)) , document-code* , to)>
<!-- Patent reference information: patent number, date, etc-->
<!ELEMENT patent-reference (document-id)>
<!-- Document kind code; e.g., A1 (INID 13, ST.32:B130)-->
<!ELEMENT kind (#PCDATA)>
<!-- Date: components of a date. Format: YYYYMMDD-->
<!ELEMENT date (#PCDATA)>
<!-- The number of the referenced patent (or application) document-->
<!ELEMENT doc-number (#PCDATA)>
<!-- Confirmation number from office-->
<!ELEMENT confirmation-number (#PCDATA)>
<!-- New application information from applicant to office-->
<!ELEMENT new-application (invention-title? , first-named-applicant? , file-reference-id? , document-code* , to)>
<!-- The office that receives the document-->
<!ELEMENT to (country)>
<!-- For reference to non-PCT document from national office; code defined by national office-->
<!ELEMENT document-code (#PCDATA)>
<!-- Applicant's or agent's file reference, if desired, 12 characters maximum-->
<!ELEMENT file-reference-id (#PCDATA)>
<!-- First applicant name in applicant group-->
<!ELEMENT first-named-applicant (%name_group; , address?)>
<!-- Address components: Address formats differ from country to country If no structure possible use text-->
<!ELEMENT address (%address_group;)>
<!-- If no structure is possible, enter text (without markup)-->
<!ELEMENT text (#PCDATA)>
<!-- Country: use ST.3 country code; e.g. DE, FR, GB, NL, etc. Also includes EP, WO-->
<!ELEMENT country (#PCDATA)>
<!-- Postal code or zip code-->
<!ELEMENT postcode (#PCDATA)>
<!-- Region of country; e.g., state, province, etc.-->
<!ELEMENT state (#PCDATA)>
<!-- County, parish, department, etc (mainly UK, USA)-->
<!ELEMENT county (#PCDATA)>
<!-- City or town name-->
<!ELEMENT city (#PCDATA)>
<!-- Street may contain house number or name-->
<!ELEMENT street (#PCDATA)>
<!-- Building information in address; e.g., Hoffman building-->
<!ELEMENT building (#PCDATA)>
<!-- Address floor; e.g., 10th-->
<!ELEMENT address-floor (#PCDATA)>
<!-- Address room; e.g., Room 55B-->
<!ELEMENT room (#PCDATA)>
<!-- Post Office Box number-->
<!ELEMENT pobox (#PCDATA)>
<!-- Organizational mail code-->
<!ELEMENT mailcode (#PCDATA)>
<!-- Address, fifth line-->
<!ELEMENT address-5 (#PCDATA)>
<!-- Address, fourth line-->
<!ELEMENT address-4 (#PCDATA)>
<!-- Address, third line-->
<!ELEMENT address-3 (#PCDATA)>
<!-- Address, second line-->
<!ELEMENT address-2 (#PCDATA)>
<!-- Address, first line-->
<!ELEMENT address-1 (#PCDATA)>
<!-- Registered number-->
<!ELEMENT registered-number (#PCDATA)>
<!-- Synonym-->
<!ELEMENT synonym (#PCDATA)>
<!-- Department, division, section, etc. name-->
<!ELEMENT department (#PCDATA)>
<!-- Organisation name or company name-->
<!ELEMENT orgname (#PCDATA)>
<!-- Role; e.g., President, Chairman, etc.-->
<!ELEMENT role (#PCDATA)>
<!-- SDOBI : Individual id-->
<!ELEMENT iid (#PCDATA)>
<!-- Name suffix (e.g., II, Jr., Dip., Ing., BA, etc.)-->
<!ELEMENT suffix (#PCDATA)>
<!-- Middle name(s) or initial(s)-->
<!ELEMENT middle-name (#PCDATA)>
<!-- First or given name(s), initial(s)-->
<!ELEMENT first-name (#PCDATA)>
<!-- Last, family, surname-->
<!ELEMENT last-name (#PCDATA)>
<!-- Title: e.g., Mr., Mrs., Dr. etc-->
<!ELEMENT prefix (#PCDATA)>
<!-- Bold formatting for text-->
<!ELEMENT b (#PCDATA | i | u | o | smallcaps | sup | sub)*>
<!-- Italic formatting for text-->
<!ELEMENT i (#PCDATA | b | u | o | smallcaps | sup | sub)*>
<!-- Small capitals-->
<!ELEMENT smallcaps (#PCDATA | b | u | i | o)*>
<!-- Subscripted text-->
<!ELEMENT sub (#PCDATA | b | u | i | o | sup2 | sub2)*>
<!-- Superscripted text-->
<!ELEMENT sup (#PCDATA | b | u | i | o | sup2 | sub2)*>
<!-- Subscripted text-->
<!ELEMENT sub2 (#PCDATA | b | u | i | o)*>
<!-- Superscripted text-->
<!ELEMENT sup2 (#PCDATA | b | u | i | o)*>